On this page, we present all of the funds holding UPST from our database of 13F filers, detailed in the table below. The first column indicates the name of each of the funds holding UPST, with a link to that fund's top holdings. The next columns indicate the amount of UPST stock held by each of the funds holding UPST, followed by the UPST position size held by the fund, and lastly the date of the quarterly filing period the data represents. In total, we count 335 funds holding UPST within the last two filing periods in our coverage universe of 13F filers, with the largest position size having been reported by Vanguard Group Inc.. For more details on the positions held by Vanguard Group Inc. (or by any of the other funds holding UPST), click the fund name in the "Holder" column of the funds-holding-UPST table below.

Holder	Amount	Position Size ($ in 1000's)	As of
Vanguard Group Inc.	7,013,918	$286,589	12/31/2023
UPST	7,013,918	$286,589	12/31/2023
BlackRock Inc.		$229,490	12/31/2023
UPST	5,532,383	$226,053	12/31/2023
NOTE 0	4,700,000	$3,437	12/31/2023
D. E. Shaw & Co. Inc.		$156,700	12/31/2023
UPST	3,324,441	$135,837	12/31/2023
Call	590,600	$24,132	12/31/2023
Put	80,000	$3,269	12/31/2023
Jane Street Group LLC		$123,919	12/31/2023
Call	2,114,200	$86,386	12/31/2023
UPST	1,911,771	$78,115	12/31/2023
Put	993,200	$40,582	12/31/2023
Morgan Stanley	2,132,561	$87,136	12/31/2023
UPST	2,132,561	$87,136	12/31/2023
State Street Corp		$84,294	12/31/2023
UPST	1,835,469	$74,997	12/31/2023
NOTE 0	12,600,000	$9,297	12/31/2023
Geode Capital Management LLC	1,603,464	$65,525	12/31/2023
UPST	1,603,464	$65,525	12/31/2023
Bank of Montreal Can		$60,393	12/31/2023
UPST	1,392,198	$61,855	12/31/2023
Put	50,000	$2,222	12/31/2023
Call	17,100	$760	12/31/2023
Redwood Capital Management LLC		$53,720	12/31/2023
NOTE 0	72,956,000	$53,720	12/31/2023
Linden Advisors LP		$46,424	12/31/2023
SDBCV	63,067,000	$46,424	12/31/2023
Two Sigma Investments LP	1,060,873	$43,347	12/31/2023
UPST	1,060,873	$43,347	12/31/2023
Mirae Asset Global Investments Co. Ltd.	1,018,354	$41,610	12/31/2023
UPST	1,018,354	$41,610	12/31/2023
Voloridge Investment Management LLC	1,014,365	$41,447	12/31/2023
UPST	1,014,365	$41,447	12/31/2023
Goldman Sachs Group Inc.		$40,717	12/31/2023
UPST	1,208,817	$49,392	12/31/2023
Put	212,300	$8,675	12/31/2023
Solel Partners LP		$39,104	12/31/2023
NOTE 0	53,516,000	$39,104	12/31/2023
Group One Trading L.P.		$35,687	12/31/2023
Call	1,543,900	$63,084	12/31/2023
Put	670,500	$27,397	12/31/2023
Citadel Advisors LLC		$31,428	12/31/2023
Call	2,248,300	$91,866	12/31/2023
Put	1,986,800	$81,181	12/31/2023
UPST	507,664	$20,743	12/31/2023
Northern Trust Corp	711,831	$29,085	12/31/2023
UPST	711,831	$29,085	12/31/2023
Coatue Management LLC	684,792	$27,981	12/31/2023
UPST	684,792	$27,981	12/31/2023
Susquehanna International Group LLP		$25,999	12/31/2023
Call	3,857,000	$157,597	12/31/2023
Put	3,255,900	$133,036	12/31/2023
UPST	35,185	$1,438	12/31/2023
Charles Schwab Investment Management Inc.	573,176	$23,420	12/31/2023
UPST	573,176	$23,420	12/31/2023
Norges Bank	465,418	$19,017	12/31/2023
UPST	465,418	$19,017	12/31/2023
Capital Fund Management S.A.		$17,942	12/31/2023
Call	750,700	$30,674	12/31/2023
Put	311,600	$12,732	12/31/2023
Pathstone Holdings LLC	395,545	$16,162	12/31/2023
UPST	395,545	$16,162	12/31/2023
DeepCurrents Investment Group LLC		$13,938	12/31/2023
NOTE 0	26,130,000	$19,454	12/31/2023
Put	1,350	$5,516	12/31/2023
Context Capital Management LLC		$13,349	12/31/2023
NOTE 0	18,130,000	$13,349	12/31/2023
First Trust Advisors LP	314,171	$12,837	12/31/2023
UPST	314,171	$12,837	12/31/2023
Fred Alger Management LLC	275,315	$11,249	12/31/2023
UPST	275,315	$11,249	12/31/2023
Healthcare of Ontario Pension Plan Trust Fund		$11,044	12/31/2023
NOTE 0	15,000,000	$11,044	12/31/2023
Simplex Trading LLC		$10,667	03/31/2024
Call	1,155,700	$31,076	03/31/2024
Put	759,000	$20,409	03/31/2024
SSI Investment Management LLC		$9,941	12/31/2023
NOTE 0	13,593,000	$9,941	12/31/2023
CTC LLC		$9,746	12/31/2023
Call	8,493	$34,702	12/31/2023
Put	6,485	$26,498	12/31/2023
UPST	37,737	$1,542	12/31/2023
Two Sigma Advisers LP	230,600	$9,422	12/31/2023
UPST	230,600	$9,422	12/31/2023
Millennium Management LLC		$8,716	12/31/2023
UPST	150,502	$6,150	12/31/2023
Call	120,600	$4,928	12/31/2023
Put	57,800	$2,362	12/31/2023
Squarepoint Ops LLC		$8,680	12/31/2023
UPST	260,747	$10,654	12/31/2023
Put	146,500	$5,986	12/31/2023
Call	98,200	$4,012	12/31/2023
JPMorgan Chase & Co.		$8,392	12/31/2023
UPST	186,741	$7,630	12/31/2023
BOND	1,024,000	$758	12/31/2023
Call	100	$4	12/31/2023
Nuveen Asset Management LLC	204,956	$8,375	12/31/2023
UPST	204,956	$8,375	12/31/2023
Verition Fund Management LLC		$7,204	12/31/2023
NOTE 0	12,131	$8,932	12/31/2023
Put	42,300	$1,728	12/31/2023
Carnegie Capital Asset Management LLC	171,558	$7,010	12/31/2023
UPST	171,558	$7,010	12/31/2023
King Street Capital Management L.P.		$6,397	12/31/2023
NOTE 0	8,800,000	$6,397	12/31/2023
Bank of New York Mellon Corp	236,224	$6,352	03/31/2024
UPST	236,224	$6,352	03/31/2024
Liontrust Investment Partners LLP	155,000	$6,333	12/31/2023
UPST	155,000	$6,333	12/31/2023
Swiss National Bank	140,500	$5,741	12/31/2023
UPST	140,500	$5,741	12/31/2023
Marshall Wace LLP	137,200	$5,606	12/31/2023
UPST	137,200	$5,606	12/31/2023
Wolverine Trading LLC		$5,578	12/31/2023
Call	578,400	$23,633	12/31/2023
Put	450,400	$18,403	12/31/2023
UPST	8,509	$348	12/31/2023
Susquehanna Portfolio Strategies LLC	130,439	$5,330	12/31/2023
UPST	130,439	$5,330	12/31/2023
Zweig DiMenna Associates LLC	188,693	$5,074	03/31/2024
UPST	188,693	$5,074	03/31/2024
TENOR CAPITAL MANAGEMENT Co. L.P.		$5,027	12/31/2023
NOTE 0	6,750,000	$5,027	12/31/2023
LMR Partners LLP		$5,015	12/31/2023
NOTE 0	6,750,000	$5,015	12/31/2023
Twinbeech Capital LP	118,081	$4,825	12/31/2023
UPST	118,081	$4,825	12/31/2023
FORA Capital LLC	115,740	$4,729	12/31/2023
UPST	115,740	$4,729	12/31/2023
Whitebox Advisors LLC		$4,676	12/31/2023
NOTE 0	29,861,000	$21,837	12/31/2023
Put	420,000	$17,161	12/31/2023
Royal Bank of Canada		$4,632	12/31/2023
NOTE 0	4,320,000	$3,159	12/31/2023
UPST	36,076	$1,473	12/31/2023
National Bank of Canada FI		$4,575	12/31/2023
Call	17,015	$66,018	12/31/2023
Put	15,885	$61,634	12/31/2023
UPST	4,930	$191	12/31/2023
Walleye Capital LLC		$4,558	12/31/2023
Call	131,300	$5,365	12/31/2023
Put	45,400	$1,855	12/31/2023
UPST	25,641	$1,048	12/31/2023
Invesco Ltd.	110,583	$4,518	12/31/2023
UPST	110,583	$4,518	12/31/2023
Rhumbline Advisers	103,023	$4,210	12/31/2023
UPST	103,023	$4,210	12/31/2023
Tudor Investment Corp Et Al		$4,145	12/31/2023
UPST	86,534	$3,536	12/31/2023
Call	22,700	$928	12/31/2023
Put	7,800	$319	12/31/2023
UBS Group AG		$3,819	12/31/2023
UPST	83,466	$3,410	12/31/2023
Call	10,000	$409	12/31/2023
Jefferies Financial Group Inc.		$3,804	12/31/2023
NOTE 0	6,017,000	$4,417	12/31/2023
Put	15,000	$613	12/31/2023
Alliancebernstein L.P.	92,050	$3,761	12/31/2023
UPST	92,050	$3,761	12/31/2023
Deutsche Bank AG	76,222	$3,114	12/31/2023
UPST	76,222	$3,114	12/31/2023
California State Teachers Retirement System	75,555	$3,087	12/31/2023
UPST	75,555	$3,087	12/31/2023
UBS Asset Management Americas Inc.	73,015	$2,983	12/31/2023
UPST	73,015	$2,983	12/31/2023
Citigroup Inc.		$2,955	12/31/2023
UPST	61,998	$2,533	12/31/2023
NOTE 0	577,000	$422	12/31/2023
Tower Research Capital LLC TRC	72,181	$2,949	12/31/2023
UPST	72,181	$2,949	12/31/2023
Banque Pictet & Cie SA	72,000	$2,942	12/31/2023
UPST	72,000	$2,942	12/31/2023
Credit Suisse AG	71,793	$2,933	12/31/2023
UPST	71,793	$2,933	12/31/2023
Legal & General Group Plc	71,562	$2,924	12/31/2023
UPST	71,562	$2,924	12/31/2023
PEAK6 Investments LLC		$2,664	12/31/2023
Call	75,200	$3,073	12/31/2023
Put	10,000	$409	12/31/2023
Connor Clark & Lunn Investment Management Ltd.	60,843	$2,486	12/31/2023
UPST	60,843	$2,486	12/31/2023
LPL Financial LLC		$2,409	12/31/2023
UPST	58,690	$2,398	12/31/2023
NOTE 0	15,000	$11	12/31/2023
Bank Julius Baer & Co. Ltd Zurich	58,899	$2,407	12/31/2023
UPST	58,899	$2,407	12/31/2023
Atomi Financial Group Inc.	58,657	$2,397	12/31/2023
UPST	58,657	$2,397	12/31/2023
Boston Private Wealth LLC	52,569	$2,148	12/31/2023
UPST	52,569	$2,148	12/31/2023
Hampton Road Capital Management LP	52,350	$2,139	12/31/2023
UPST	52,350	$2,139	12/31/2023
WMG Financial Advisors LLC	51,132	$2,089	12/31/2023
UPST	51,132	$2,089	12/31/2023
Gryphon Financial Partners LLC	50,000	$2,043	12/31/2023
UPST	50,000	$2,043	12/31/2023
Capital Impact Advisors LLC	48,632	$1,987	12/31/2023
UPST	48,632	$1,987	12/31/2023
Commonwealth Equity Services LLC		$1,935	12/31/2023
UPST	47,189	$1,928	12/31/2023
NOTE 0	10,000	$7	12/31/2023
Raymond James Financial Services Advisors Inc.	70,848	$1,905	03/31/2024
UPST	70,848	$1,905	03/31/2024
Wells Fargo & Company MN	42,757	$1,747	12/31/2023
UPST	42,757	$1,747	12/31/2023
Occudo Quantitative Strategies LP	42,388	$1,732	12/31/2023
UPST	42,388	$1,732	12/31/2023
Pictet Asset Management Holding SA	42,332	$1,730	12/31/2023
UPST	42,332	$1,730	12/31/2023
Seven Eight Capital LP	42,172	$1,723	12/31/2023
UPST	42,172	$1,723	12/31/2023
Mariner LLC	41,595	$1,700	12/31/2023
UPST	41,595	$1,700	12/31/2023
The Manufacturers Life Insurance Company	39,862	$1,629	12/31/2023
UPST	39,862	$1,629	12/31/2023
Price T Rowe Associates Inc. MD	39,580	$1,618	12/31/2023
UPST	39,580	$1,618	12/31/2023
Bailard Inc.	39,531	$1,615	12/31/2023
UPST	39,531	$1,615	12/31/2023
MetLife Investment Management LLC	38,182	$1,560	12/31/2023
UPST	38,182	$1,560	12/31/2023
Robeco Institutional Asset Management B.V.	57,356	$1,542	03/31/2024
UPST	57,356	$1,542	03/31/2024
Legacy Capital Group California Inc.	36,759	$1,502	12/31/2023
UPST	36,759	$1,502	12/31/2023
American International Group Inc.	36,406	$1,488	12/31/2023
UPST	36,406	$1,488	12/31/2023
Belvedere Trading LLC		$1,483	12/31/2023
Call	60,500	$2,472	12/31/2023
Put	24,200	$989	12/31/2023
Coastal Bridge Advisors LLC	35,688	$1,458	12/31/2023
UPST	35,688	$1,458	12/31/2023
Hilltop Holdings Inc.	35,654	$1,457	12/31/2023
UPST	35,654	$1,457	12/31/2023
Manchester Capital Management LLC	35,393	$1,446	12/31/2023
UPST	35,393	$1,446	12/31/2023
MML Investors Services LLC	35,295	$1,442	12/31/2023
UPST	35,295	$1,442	12/31/2023
Engineers Gate Manager LP	34,574	$1,413	12/31/2023
UPST	34,574	$1,413	12/31/2023
TCI Wealth Advisors Inc.	33,883	$1,384	12/31/2023
UPST	33,883	$1,384	12/31/2023
SG Americas Securities LLC	33,794	$1,381	12/31/2023
UPST	33,794	$1,381	12/31/2023
Janus Henderson Group PLC	32,594	$1,331	12/31/2023
UPST	32,594	$1,331	12/31/2023
Edgestream Partners L.P.	30,280	$1,237	12/31/2023
UPST	30,280	$1,237	12/31/2023
Maxi Investments CY Ltd	30,100	$1,230	12/31/2023
UPST	30,100	$1,230	12/31/2023
New York State Common Retirement Fund	29,707	$1,214	12/31/2023
UPST	29,707	$1,214	12/31/2023
Hsbc Holdings PLC	29,535	$1,205	12/31/2023
UPST	29,535	$1,205	12/31/2023
Voya Investment Management LLC	29,076	$1,188	12/31/2023
UPST	29,076	$1,188	12/31/2023
Advisor Group Holdings Inc.		$1,172	12/31/2023
UPST	27,618	$1,128	12/31/2023
NOTE 0	49	$36	12/31/2023
Call	23	$8	12/31/2023
Tyler Stone Wealth Management	27,927	$1,141	12/31/2023
UPST	27,927	$1,141	12/31/2023
CastleKnight Management LP		$1,114	12/31/2023
NOTE 0	1,500,000	$1,114	12/31/2023
Creative Planning	26,805	$1,095	12/31/2023
UPST	26,805	$1,095	12/31/2023
Prospera Financial Services Inc	26,663	$1,089	12/31/2023
UPST	26,663	$1,089	12/31/2023
Ensign Peak Advisors Inc	26,600	$1,087	12/31/2023
UPST	26,600	$1,087	12/31/2023
Miracle Mile Advisors LLC	40,370	$1,086	03/31/2024
UPST	40,370	$1,086	03/31/2024
Mercer Global Advisors Inc. ADV	26,046	$1,064	12/31/2023
UPST	26,046	$1,064	12/31/2023
Schonfeld Strategic Advisors LLC	25,900	$1,058	12/31/2023
UPST	25,900	$1,058	12/31/2023
Level Four Advisory Services LLC	25,763	$1,053	12/31/2023
UPST	25,763	$1,053	12/31/2023
Dimensional Fund Advisors LP	25,015	$1,022	12/31/2023
UPST	25,015	$1,022	12/31/2023
Envestnet Asset Management Inc.		$1,005	12/31/2023
UPST	23,715	$969	12/31/2023
NOTE 0	49,000	$36	12/31/2023
Algert Global LLC	24,120	$986	12/31/2023
UPST	24,120	$986	12/31/2023
AE Wealth Management LLC	24,005	$981	12/31/2023
UPST	24,005	$981	12/31/2023
Parallax Volatility Advisers L.P.		$922	12/31/2023
UPST	19,866	$812	12/31/2023
Call	2,700	$110	12/31/2023
Two Sigma Securities LLC		$911	12/31/2023
Call	173,500	$7,089	12/31/2023
Put	151,200	$6,178	12/31/2023
Ameriprise Financial Inc.	22,163	$906	12/31/2023
UPST	22,163	$906	12/31/2023
Nisa Investment Advisors LLC	21,710	$887	12/31/2023
UPST	21,710	$887	12/31/2023
Cambridge Investment Research Advisors Inc.	32,430	$872	03/31/2024
UPST	32,430	$872	03/31/2024
State Board of Administration of Florida Retirement System	20,576	$841	12/31/2023
UPST	20,576	$841	12/31/2023
Balyasny Asset Management LLC	20,463	$836	12/31/2023
UPST	20,463	$836	12/31/2023
Shelton Capital Management	20,200	$825	12/31/2023
UPST	20,200	$825	12/31/2023
Arizona State Retirement System	19,933	$814	12/31/2023
UPST	19,933	$814	12/31/2023
Rockefeller Capital Management L.P.	18,360	$750	12/31/2023
UPST	18,360	$750	12/31/2023
Cipher Capital LP	17,706	$723	12/31/2023
UPST	17,706	$723	12/31/2023
Bayesian Capital Management LP	17,559	$717	12/31/2023
UPST	17,559	$717	12/31/2023
Rafferty Asset Management LLC	17,162	$701	12/31/2023
UPST	17,162	$701	12/31/2023
AQR Capital Management LLC	16,220	$663	12/31/2023
UPST	16,220	$663	12/31/2023
Brevan Howard Capital Management LP	15,968	$652	12/31/2023
UPST	15,968	$652	12/31/2023
Private Advisor Group LLC	15,787	$645	12/31/2023
UPST	15,787	$645	12/31/2023
Inspire Advisors LLC	15,253	$623	12/31/2023
UPST	15,253	$623	12/31/2023
Harbour Investments Inc.	15,165	$620	12/31/2023
UPST	15,165	$620	12/31/2023
FMR LLC	13,350	$545	12/31/2023
UPST	13,350	$545	12/31/2023
Advisory Services Network LLC	12,627	$516	12/31/2023
UPST	12,627	$516	12/31/2023
Apollon Wealth Management LLC	12,590	$514	12/31/2023
UPST	12,590	$514	12/31/2023
Capital Advantage Inc.	12,370	$505	12/31/2023
UPST	12,370	$505	12/31/2023
Walleye Trading LLC		$502	12/31/2023
Call	330,400	$13,500	12/31/2023
Put	318,100	$12,998	12/31/2023
ProShare Advisors LLC	12,123	$495	12/31/2023
UPST	12,123	$495	12/31/2023
GSA Capital Partners LLP	12,056	$493	12/31/2023
UPST	12,056	$493	12/31/2023
Truist Financial Corp	12,038	$492	12/31/2023
UPST	12,038	$492	12/31/2023
Handelsbanken Fonder AB	12,000	$490	12/31/2023
UPST	12,000	$490	12/31/2023
J.W. Cole Advisors Inc.	11,425	$467	12/31/2023
UPST	11,425	$467	12/31/2023
Y Intercept Hong Kong Ltd	11,434	$467	12/31/2023
UPST	11,434	$467	12/31/2023
Baader Bank INC	11,266	$458	12/31/2023
UPST	11,266	$458	12/31/2023
Amundi	11,099	$454	12/31/2023
UPST	11,099	$454	12/31/2023
Connective Portfolio Management LLC	11,000	$449	12/31/2023
UPST	11,000	$449	12/31/2023
Prime Capital Investment Advisors LLC	10,755	$439	12/31/2023
UPST	10,755	$439	12/31/2023
Cetera Advisors LLC	10,359	$423	12/31/2023
UPST	10,359	$423	12/31/2023
Zurcher Kantonalbank Zurich Cantonalbank	15,400	$414	03/31/2024
UPST	15,400	$414	03/31/2024
Duality Advisers LP	9,861	$403	12/31/2023
UPST	9,861	$403	12/31/2023
Victory Capital Management Inc.	9,754	$399	12/31/2023
UPST	9,754	$399	12/31/2023
Qube Research & Technologies Ltd	9,748	$398	12/31/2023
UPST	9,748	$398	12/31/2023
Principal Financial Group Inc.	8,450	$345	12/31/2023
UPST	8,450	$345	12/31/2023
Magnetar Financial LLC	8,062	$329	12/31/2023
UPST	8,062	$329	12/31/2023
Strategic Family Wealth Counselors L.L.C.	7,992	$327	12/31/2023
UPST	7,992	$327	12/31/2023
National Wealth Management Group LLC	7,979	$326	12/31/2023
UPST	7,979	$326	12/31/2023
Stratos Wealth Partners LTD.	11,761	$316	03/31/2024
UPST	11,761	$316	03/31/2024
Ameritas Investment Partners Inc.	7,582	$310	12/31/2023
UPST	7,582	$310	12/31/2023
State of Wisconsin Investment Board	7,363	$301	12/31/2023
UPST	7,363	$301	12/31/2023
Atria Wealth Solutions Inc.	7,327	$299	12/31/2023
UPST	7,327	$299	12/31/2023
Cetera Investment Advisers	7,148	$292	12/31/2023
UPST	7,148	$292	12/31/2023
IPG Investment Advisors LLC	6,775	$277	12/31/2023
UPST	6,775	$277	12/31/2023
Summit Financial Strategies Inc.	6,780	$277	12/31/2023
UPST	6,780	$277	12/31/2023
Sierra Summit Advisors LLC	6,664	$272	12/31/2023
UPST	6,664	$272	12/31/2023
Kercheville Advisors LLC	10,000	$269	03/31/2024
UPST	10,000	$269	03/31/2024
Synergy Financial Group LTD	6,588	$269	12/31/2023
UPST	6,588	$269	12/31/2023
Independent Advisor Alliance	6,569	$268	12/31/2023
UPST	6,569	$268	12/31/2023
CIBC World Markets Inc.	6,423	$262	12/31/2023
UPST	6,423	$262	12/31/2023
Ieq Capital LLC	6,394	$261	12/31/2023
UPST	6,394	$261	12/31/2023
Liberty One Investment Management LLC	6,013	$246	12/31/2023
UPST	6,013	$246	12/31/2023
Gemmer Asset Management LLC	8,792	$236	03/31/2024
UPST	8,792	$236	03/31/2024
Captrust Financial Advisors	5,766	$236	12/31/2023
UPST	5,766	$236	12/31/2023
Newbridge Financial Services Group Inc.	8,689	$234	03/31/2024
UPST	8,689	$234	03/31/2024
Natixis	5,738	$234	12/31/2023
UPST	5,738	$234	12/31/2023
Prudential Financial Inc.	5,695	$233	12/31/2023
UPST	5,695	$233	12/31/2023
Orion Capital Management LLC	5,700	$233	12/31/2023
UPST	5,700	$233	12/31/2023
Public Employees Retirement Association of Colorado	5,524	$226	12/31/2023
UPST	5,524	$226	12/31/2023
Gotham Asset Management LLC	5,525	$226	12/31/2023
UPST	5,525	$226	12/31/2023
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	5,474	$224	12/31/2023
UPST	5,474	$224	12/31/2023
Wedbush Securities Inc.	5,404	$221	12/31/2023
UPST	5,404	$221	12/31/2023
QRG Capital Management Inc.	5,355	$219	12/31/2023
UPST	5,355	$219	12/31/2023
Nwam LLC	5,340	$218	12/31/2023
UPST	5,340	$218	12/31/2023
Headlands Technologies LLC	5,179	$212	12/31/2023
UPST	5,179	$212	12/31/2023
Mandatum Life Insurance Co Ltd	5,100	$208	12/31/2023
UPST	5,100	$208	12/31/2023
HighTower Advisors LLC	5,095	$206	12/31/2023
UPST	5,095	$206	12/31/2023
Valeo Financial Advisors LLC	7,634	$205	03/31/2024
UPST	7,634	$205	03/31/2024
Venture Visionary Partners LLC		$205	12/31/2023
Call	5,000	$204	12/31/2023
UPST	17	$1	12/31/2023
Oppenheimer Asset Management Inc.	4,958	$203	12/31/2023
UPST	4,958	$203	12/31/2023
Tradition Wealth Management LLC	4,693	$192	12/31/2023
UPST	4,693	$192	12/31/2023
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main		$184	12/31/2023
NOTE 0	250,000	$184	12/31/2023
Arcadia Investment Management Corp MI	6,515	$175	03/31/2024
UPST	6,515	$175	03/31/2024
Metropolitan Life Insurance Co NY	4,163	$170	12/31/2023
UPST	4,163	$170	12/31/2023
AtonRa Partners	3,959	$162	12/31/2023
UPST	3,959	$162	12/31/2023
US Bancorp DE	3,868	$158	12/31/2023
UPST	3,868	$158	12/31/2023
EMC Capital Management	3,700	$151	12/31/2023
UPST	3,700	$151	12/31/2023
GWM Advisors LLC	3,485	$142	12/31/2023
UPST	3,485	$142	12/31/2023
AdvisorNet Financial Inc	5,165	$139	03/31/2024
UPST	5,165	$139	03/31/2024
State of Wyoming	2,805	$115	12/31/2023
UPST	2,805	$115	12/31/2023
Cassady Schiller Wealth Management LLC	2,748	$112	12/31/2023
UPST	2,748	$112	12/31/2023
Westside Investment Management Inc.	4,050	$108	03/31/2024
UPST	4,050	$108	03/31/2024
Daiwa Securities Group Inc.	2,395	$98	12/31/2023
UPST	2,395	$98	12/31/2023
SMH Capital Advisors Inc.		$95	12/31/2023
NOTE 0	130,000	$95	12/31/2023
Gs Investments Inc.	2,000	$82	12/31/2023
UPST	2,000	$82	12/31/2023
Harvest Fund Management Co. Ltd	1,859	$76	12/31/2023
UPST	1,859	$76	12/31/2023
The PNC Financial Services Group Inc.	1,813	$74	12/31/2023
UPST	1,813	$74	12/31/2023
Skandinaviska Enskilda Banken AB publ	1,812	$74	12/31/2023
UPST	1,812	$74	12/31/2023
KBC Group NV	1,646	$67	12/31/2023
UPST	1,646	$67	12/31/2023
Amalgamated Bank	2,428	$65	03/31/2024
UPST	2,428	$65	03/31/2024
Compagnie Lombard Odier SCmA	1,600	$65	12/31/2023
UPST	1,600	$65	12/31/2023
Hollencrest Capital Management	1,500	$61	12/31/2023
UPST	1,500	$61	12/31/2023
ICA Group Wealth Management LLC	1,486	$61	12/31/2023
UPST	1,486	$61	12/31/2023
BOCHK Asset Management Ltd	1,500	$61	12/31/2023
UPST	1,500	$61	12/31/2023
Asset Management One Co. Ltd.	1,334	$59	12/31/2023
UPST	1,334	$59	12/31/2023
Strs Ohio	1,400	$57	12/31/2023
UPST	1,400	$57	12/31/2023
GPS Wealth Strategies Group LLC	1,238	$51	12/31/2023
UPST	1,238	$51	12/31/2023
Ancora Advisors LLC	1,200	$49	12/31/2023
UPST	1,200	$49	12/31/2023
Farther Finance Advisors LLC	1,125	$46	12/31/2023
UPST	1,125	$46	12/31/2023
Signaturefd LLC	1,101	$45	12/31/2023
UPST	1,101	$45	12/31/2023
Parallel Advisors LLC	1,093	$45	12/31/2023
UPST	1,093	$45	12/31/2023
HAP Trading LLC		$42	12/31/2023
Call	15,600	$92	12/31/2023
Put	13,100	$50	12/31/2023
Comerica Bank	948	$39	12/31/2023
UPST	948	$39	12/31/2023
Benjamin F. Edwards & Company Inc.	965	$39	12/31/2023
UPST	965	$39	12/31/2023
Shell Asset Management Co.	929	$38	12/31/2023
UPST	929	$38	12/31/2023
Brown Brothers Harriman & Co.	850	$35	12/31/2023
UPST	850	$35	12/31/2023
Quadrant Capital Group LLC	736	$30	12/31/2023
UPST	736	$30	12/31/2023
Itau Unibanco Holding S.A.	688	$28	12/31/2023
UPST	688	$28	12/31/2023
Albion Financial Group UT	1,000	$27	03/31/2024
UPST	1,000	$27	03/31/2024
CWM LLC	905	$24	03/31/2024
UPST	905	$24	03/31/2024
Principal Securities Inc.	553	$23	12/31/2023
UPST	553	$23	12/31/2023
IFP Advisors Inc	510	$21	12/31/2023
UPST	510	$21	12/31/2023
Steward Partners Investment Advisory LLC	519	$21	12/31/2023
UPST	519	$21	12/31/2023
GAMMA Investing LLC	614	$17	03/31/2024
UPST	614	$17	03/31/2024
Geneos Wealth Management Inc.	405	$17	12/31/2023
UPST	405	$17	12/31/2023
Fifth Third Bancorp	600	$16	03/31/2024
UPST	600	$16	03/31/2024
Quent Capital LLC	337	$14	12/31/2023
UPST	337	$14	12/31/2023
Hobbs Group Advisors LLC	350	$14	12/31/2023
UPST	350	$14	12/31/2023
Ronald Blue Trust Inc.	322	$13	12/31/2023
UPST	322	$13	12/31/2023
Covestor Ltd	307	$13	12/31/2023
UPST	307	$13	12/31/2023
Versant Capital Management Inc	428	$12	03/31/2024
UPST	428	$12	03/31/2024
New Millennium Group LLC	280	$11	12/31/2023
UPST	280	$11	12/31/2023
Bear Mountain Capital Inc.	369	$10	03/31/2024
UPST	369	$10	03/31/2024
Northwestern Mutual Wealth Management Co.	241	$10	12/31/2023
UPST	241	$10	12/31/2023
Optimum Investment Advisors	310	$8	03/31/2024
UPST	310	$8	03/31/2024
Rosenberg Matthew Hamilton	300	$8	03/31/2024
UPST	300	$8	03/31/2024
Colonial Trust Advisors	178	$7	12/31/2023
UPST	178	$7	12/31/2023
Sheaff Brock Investment Advisors LLC		$7	12/31/2023
NOTE 0	10,000	$7	12/31/2023
Toth Financial Advisory Corp	213	$6	03/31/2024
UPST	213	$6	03/31/2024
Allworth Financial LP	206	$6	03/31/2024
UPST	206	$6	03/31/2024
Lindbrook Capital LLC	211	$6	03/31/2024
UPST	211	$6	03/31/2024
Banque Cantonale Vaudoise	215	$6	03/31/2024
UPST	215	$6	03/31/2024
Rise Advisors LLC	210	$6	03/31/2024
UPST	210	$6	03/31/2024
Russell Investments Group Ltd.	147	$6	12/31/2023
UPST	147	$6	12/31/2023
Larson Financial Group LLC	155	$6	12/31/2023
UPST	155	$6	12/31/2023
Massmutual Trust Co. FSB ADV	200	$5	03/31/2024
UPST	200	$5	03/31/2024
YHB Investment Advisors Inc.	200	$5	03/31/2024
UPST	200	$5	03/31/2024
Cutler Group LP		$5	03/31/2024
Put	36,500	$362	03/31/2024
Call	68,700	$346	03/31/2024
UPST	813	$21	03/31/2024
City State Bank	200	$5	03/31/2024
UPST	200	$5	03/31/2024
Vima LLC	129	$5	12/31/2023
UPST	129	$5	12/31/2023
Adirondack Trust Co.	150	$4	03/31/2024
UPST	150	$4	03/31/2024
Armstrong Advisory Group Inc.	150	$4	03/31/2024
UPST	150	$4	03/31/2024
Heritage Wealth Advisors	100	$4	12/31/2023
UPST	100	$4	12/31/2023
Glassman Wealth Services	103	$4	12/31/2023
UPST	103	$4	12/31/2023
Quest Partners LLC	88	$4	12/31/2023
UPST	88	$4	12/31/2023
Cape Investment Advisory Inc.	104	$4	12/31/2023
UPST	104	$4	12/31/2023
Main Street Group LTD	100	$4	12/31/2023
UPST	100	$4	12/31/2023
Aspect Partners LLC	86	$4	12/31/2023
UPST	86	$4	12/31/2023
Frazier Financial Advisors LLC	100	$4	12/31/2023
UPST	100	$4	12/31/2023
Venturi Wealth Management LLC	124	$3	03/31/2024
UPST	124	$3	03/31/2024
Spire Wealth Management	96	$3	03/31/2024
UPST	96	$3	03/31/2024
PayPay Securities Corp	116	$3	03/31/2024
UPST	116	$3	03/31/2024
Bessemer Group Inc.	85	$3	12/31/2023
UPST	85	$3	12/31/2023
Parkside Financial Bank & Trust	64	$3	12/31/2023
UPST	64	$3	12/31/2023
Avion Wealth	63	$3	12/31/2023
UPST	63	$3	12/31/2023
Gordian Capital Singapore Pte Ltd	81	$3	12/31/2023
UPST	81	$3	12/31/2023
Householder Group Estate & Retirement Specialist LLC	77	$3	12/31/2023
UPST	77	$3	12/31/2023
Sound Income Strategies LLC	60	$2	03/31/2024
UPST	60	$2	03/31/2024
Global Retirement Partners LLC	82	$2	03/31/2024
UPST	82	$2	03/31/2024
Sandy Spring Bank	57	$2	12/31/2023
UPST	57	$2	12/31/2023
Anchor Investment Management LLC	41	$2	12/31/2023
UPST	41	$2	12/31/2023
Nvwm LLC	43	$2	12/31/2023
UPST	43	$2	12/31/2023
Gould Capital LLC	38	$2	12/31/2023
UPST	38	$2	12/31/2023
TD Waterhouse Canada Inc.	61	$2	12/31/2023
UPST	61	$2	12/31/2023
Caldwell Sutter Capital Inc.	25	$1	03/31/2024
UPST	25	$1	03/31/2024
ST Germain D J Co. Inc.	30	$1	03/31/2024
UPST	30	$1	03/31/2024
West Oak Capital LLC	25	$1	03/31/2024
UPST	25	$1	03/31/2024
Gradient Investments LLC	19	$1	03/31/2024
UPST	19	$1	03/31/2024
Prestige Wealth Management Group LLC	50	$1	03/31/2024
UPST	50	$1	03/31/2024
Pacifica Partners Inc.	44	$1	03/31/2024
UPST	44	$1	03/31/2024
Tsfg LLC	35	$1	03/31/2024
UPST	35	$1	03/31/2024
LifeSteps Financial Inc.	27	$1	03/31/2024
UPST	27	$1	03/31/2024
Financial Freedom LLC	50	$1	03/31/2024
UPST	50	$1	03/31/2024
Bruce G. Allen Investments LLC	50	$1	03/31/2024
UPST	50	$1	03/31/2024
Huntington National Bank	13	$1	12/31/2023
UPST	13	$1	12/31/2023
Clearstead Advisors LLC	35	$1	12/31/2023
UPST	35	$1	12/31/2023
North Star Investment Management Corp.	24	$1	12/31/2023
UPST	24	$1	12/31/2023
Assetmark Inc.	15	$1	12/31/2023
UPST	15	$1	12/31/2023
Focused Wealth Management Inc	20	$1	12/31/2023
UPST	20	$1	12/31/2023
EverSource Wealth Advisors LLC	20	$1	12/31/2023
UPST	20	$1	12/31/2023
Archer Investment Corp	34	$1	12/31/2023
UPST	34	$1	12/31/2023
Bell Investment Advisors Inc	29	$1	12/31/2023
UPST	29	$1	12/31/2023
Missouri Trust & Investment Co	22	$1	12/31/2023
UPST	22	$1	12/31/2023
Nemes Rush Group LLC	31	$1	12/31/2023
UPST	31	$1	12/31/2023
Private Wealth Management Group LLC	24	$1	12/31/2023
UPST	24	$1	12/31/2023
Sawyer & Company Inc	17	$0	03/31/2024
UPST	17	$0	03/31/2024
Carmichael Hill & Associates Inc.	18	$0	03/31/2024
UPST	18	$0	03/31/2024
Glass Jacobson Investment Advisors llc	4	$0	03/31/2024
UPST	4	$0	03/31/2024
Financial Synergies Wealth Advisors Inc.	3	$0	03/31/2024
UPST	3	$0	03/31/2024
Proequities Inc.		$0	12/31/2023
Put	0	$0	12/31/2023
Call	0	$0	12/31/2023
UPST	4	$0	12/31/2023
NOTE 0	0	$0	12/31/2023
Sculptor Capital LP		$0	12/31/2023
Put	178,700	$7,302	12/31/2023
UPST	178,700	$7,302	12/31/2023
C M Bidwell & Associates Ltd.	2	$0	12/31/2023
UPST	2	$0	12/31/2023
Nelson Van Denburg & Campbell Wealth Management Group LLC	2	$0	12/31/2023
UPST	2	$0	12/31/2023
Castleview Partners LLC	10	$0	12/31/2023
UPST	10	$0	12/31/2023
Gables Capital Management Inc.	10	$0	12/31/2023
UPST	10	$0	12/31/2023
O Dell Group LLC	1	$0	12/31/2023
UPST	1	$0	12/31/2023
Addison Advisors LLC	4	$0	12/31/2023
UPST	4	$0	12/31/2023
Strategic Investment Solutions Inc. IL	0	$0	12/31/2023
UPST	0	$0	12/31/2023
Impact Partnership Wealth LLC	1	$0	12/31/2023
UPST	1	$0	12/31/2023
Wolverine Asset Management LLC		$-227	12/31/2023
Put	12,000	$490	12/31/2023
UPST	6,441	$263	12/31/2023
GTS Securities LLC		$-370	12/31/2023
Put	562,700	$22,992	12/31/2023
Call	529,500	$21,635	12/31/2023
UPST	24,150	$987	12/31/2023
XR Securities LLC		$-401	12/31/2023
Put	18,400	$752	12/31/2023
Call	8,600	$351	12/31/2023
CSS LLC IL		$-1,022	12/31/2023
Put	25,000	$1,022	12/31/2023
Point72 Asset Management L.P.		$-1,226	12/31/2023
Put	30,000	$1,226	12/31/2023
Optiver Holding B.V.		$-1,688	12/31/2023
Put	776,200	$31,716	12/31/2023
Call	668,600	$27,319	12/31/2023
UPST	66,305	$2,709	12/31/2023
Cubist Systematic Strategies LLC		$-1,880	12/31/2023
Put	249,100	$10,178	12/31/2023
Call	191,400	$7,821	12/31/2023
UPST	11,664	$477	12/31/2023
Barclays PLC		$-10,647	12/31/2023
Put	707,100	$28,892	12/31/2023
UPST	421,575	$17,223	12/31/2023
Call	25,000	$1,022	12/31/2023
Moore Capital Management LP		$-14,673	12/31/2023
Put	732,100	$29,914	12/31/2023
NOTE 0	20,750,000	$15,241	12/31/2023
Sandler Capital Management		$-24,557	12/31/2023
Put	601,000	$24,557	12/31/2023
Bank of America Corp DE		$-42,782	12/31/2023
Put	2,400,100	$98,068	12/31/2023
UPST	1,352,341	$55,257	12/31/2023
Call	700	$29	12/31/2023
Nomura Holdings Inc.	35,080	$-42,978	12/31/2023
Put	1,156,900	$47,271	12/31/2023
Call	70,000	$2,860	12/31/2023
UPST	35,080	$1,433	12/31/2023