Holdings Channel
Quotes delayed 20 minutes

Funds Holding BABA
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc. $9,503,505 09/30/2017
     BABA54,866,790$9,476,044 09/30/2017
     Call159,000$27,461 09/30/2017
Price T Rowe Associates Inc. MD51,907,558$8,964,954 09/30/2017
     BABA51,907,558$8,964,954 09/30/2017
Baillie Gifford & Co.45,574,566$7,871,184 09/30/2017
     BABA45,574,566$7,871,184 09/30/2017
Temasek Holdings Private Ltd35,495,289$6,130,391 09/30/2017
     BABA35,495,289$6,130,391 09/30/2017
State Street Corp33,037,678$5,705,940 09/30/2017
     BABA33,037,678$5,705,940 09/30/2017
Capital Research Global Investors32,005,402$5,527,653 09/30/2017
     BABA32,005,402$5,527,653 09/30/2017
Hsbc Holdings PLC $5,269,297 09/30/2017
     BABA30,609,621$5,286,586 09/30/2017
     Put198,800$34,335 09/30/2017
     Call98,700$17,046 09/30/2017
FMR LLC26,713,267$4,613,649 09/30/2017
     BABA26,713,267$4,613,649 09/30/2017
Schroder Investment Management Group23,400,205$3,983,651 09/30/2017
     BABA23,400,205$3,983,651 09/30/2017
Capital World Investors20,352,990$3,515,165 09/30/2017
     BABA20,352,990$3,515,165 09/30/2017
Jennison Associates LLC17,997,453$3,108,340 09/30/2017
     BABA17,997,453$3,108,340 09/30/2017
Primecap Management Co. CA15,451,398$2,668,611 09/30/2017
     BABA15,451,398$2,668,611 09/30/2017
Sands Capital Management LLC14,938,591$2,580,044 09/30/2017
     BABA14,938,591$2,580,044 09/30/2017
OppenheimerFunds Inc.14,933,099$2,579,096 09/30/2017
     BABA14,933,099$2,579,096 09/30/2017
Vanguard Group Inc.14,805,502$2,557,058 09/30/2017
     BABA14,805,502$2,557,058 09/30/2017
Goldman Sachs Group Inc. $2,478,010 09/30/2017
     BABA15,046,309$2,598,648 09/30/2017
     Put2,343,000$404,660 09/30/2017
     Call1,644,500$284,022 09/30/2017
JPMorgan Chase & Co. $2,383,784 09/30/2017
     BABA15,016,589$2,556,424 09/30/2017
     Put2,405,500$409,512 09/30/2017
     Call1,391,400$236,872 09/30/2017
Bank of America Corp DE13,739,778$2,372,998 09/30/2017
     BABA13,739,778$2,372,998 09/30/2017
Wellington Management Group LLP $2,341,658 09/30/2017
     BABA13,541,995$2,338,838 09/30/2017
     Call780$2,820 09/30/2017
UBS Asset Management Americas Inc.12,947,825$2,236,219 09/30/2017
     BABA12,947,825$2,236,219 09/30/2017
FIL Ltd12,894,494$2,227,008 09/30/2017
     BABA12,894,494$2,227,008 09/30/2017
Loomis Sayles & Co. L P12,840,863$2,217,745 09/30/2017
     BABA12,840,863$2,217,745 09/30/2017
Boussard & Gavaudan Investment Management LLP11,598,897$1,986,697 09/30/2017
     BABA11,598,897$1,986,697 09/30/2017
Morgan Stanley11,214,694$1,936,890 09/30/2017
     BABA11,214,694$1,936,890 09/30/2017
UBS Group AG $1,827,152 09/30/2017
     Call8,518,324$1,471,200 09/30/2017
     BABA4,527,086$781,873 09/30/2017
     Put2,466,100$425,921 09/30/2017
Fisher Asset Management LLC10,288,095$1,776,857 09/30/2017
     BABA10,288,095$1,776,857 09/30/2017
Vontobel Asset Management Inc.9,257,938$1,621,735 09/30/2017
     BABA9,257,938$1,621,735 09/30/2017
Invesco Ltd.9,031,849$1,559,890 09/30/2017
     BABA9,031,849$1,559,890 09/30/2017
Mason Capital Management LLC $1,554,390 09/30/2017
     Call9,000,000$1,554,390 09/30/2017
Lone Pine Capital LLC8,815,009$1,522,440 09/30/2017
     BABA8,815,009$1,522,440 09/30/2017
Northern Trust Corp7,530,494$1,300,592 09/30/2017
     BABA7,530,494$1,300,592 09/30/2017
Ameriprise Financial Inc.7,528,535$1,300,314 09/30/2017
     BABA7,528,535$1,300,314 09/30/2017
Artisan Partners Limited Partnership7,333,611$1,266,588 09/30/2017
     BABA7,333,611$1,266,588 09/30/2017
Third Point LLC6,600,000$1,139,886 09/30/2017
     BABA6,600,000$1,139,886 09/30/2017
Deutsche Bank AG $1,129,139 09/30/2017
     BABA6,541,652$1,129,802 09/30/2017
     Put7,300$1,260 09/30/2017
     Call3,461$597 09/30/2017
Northern Cross LLC6,481,710$1,119,456 09/30/2017
     BABA6,481,710$1,119,456 09/30/2017
William Blair Investment Management LLC6,399,093$1,105,187 09/30/2017
     BABA6,399,093$1,105,187 09/30/2017
Coatue Management LLC5,829,208$1,006,762 09/30/2017
     BABA5,829,208$1,006,762 09/30/2017
Massachusetts Financial Services Co. MA5,762,431$995,229 09/30/2017
     BABA5,762,431$995,229 09/30/2017
Primavera Capital Management Ltd5,727,262$989,155 09/30/2017
     BABA5,727,262$989,155 09/30/2017
Investec Asset Management LTD5,293,925$914,314 09/30/2017
     BABA5,293,925$914,314 09/30/2017
Franklin Resources Inc.4,972,945$858,811 09/30/2017
     BABA4,972,945$858,811 09/30/2017
BNP Paribas Arbitrage SA $815,988 09/30/2017
     BABA4,331,250$801,049 09/30/2017
     Call5,485$15,275 09/30/2017
     Put4,545$336 09/30/2017
Tiger Global Management LLC4,536,745$783,541 09/30/2017
     BABA4,536,745$783,541 09/30/2017
Janus Henderson Group PLC4,521,315$780,953 09/30/2017
     BABA4,521,315$780,953 09/30/2017
Waddell & Reed Financial Inc.4,404,361$760,677 09/30/2017
     BABA4,404,361$760,677 09/30/2017
Allianz Asset Management GmbH4,352,643$751,746 09/30/2017
     BABA4,352,643$751,746 09/30/2017
Royal Bank of Canada $741,991 09/30/2017
     BABA4,664,958$805,686 09/30/2017
     Put2,233,400$385,730 09/30/2017
     Call1,864,600$322,035 09/30/2017
DSM Capital Partners LLC4,218,451$728,569 09/30/2017
     BABA4,218,451$728,569 09/30/2017
Credit Suisse AG $702,752 09/30/2017
     BABA5,748,075$992,749 09/30/2017
     Put2,286,000$394,815 09/30/2017
     Call606,900$104,818 09/30/2017
Genesis Asset Managers LLP4,009,233$692,435 09/30/2017
     BABA4,009,233$692,435 09/30/2017
AQR Capital Management LLC3,922,499$677,455 09/30/2017
     BABA3,922,499$677,455 09/30/2017
Melvin Capital Management LP $664,201 09/30/2017
     Call2,218,700$383,192 09/30/2017
     BABA1,627,059$281,009 09/30/2017
APG Asset Management N.V.3,755,342$648,585 09/30/2017
     BABA3,755,342$648,585 09/30/2017
American Century Companies Inc.3,650,903$630,547 09/30/2017
     BABA3,650,903$630,547 09/30/2017
Sumitomo Mitsui Trust Holdings Inc.3,590,486$620,113 09/30/2017
     BABA3,590,486$620,113 09/30/2017
Silver Lake Group L.L.C.3,587,218$619,548 09/30/2017
     BABA3,587,218$619,548 09/30/2017
Hillhouse Capital Management Ltd.3,570,449$616,652 09/30/2017
     BABA3,570,449$616,652 09/30/2017
Appaloosa LP3,562,500$615,279 09/30/2017
     BABA3,562,500$615,279 09/30/2017
Canada Pension Plan Investment Board3,535,906$610,686 09/30/2017
     BABA3,535,906$610,686 09/30/2017
Legal & General Group Plc3,462,294$597,897 09/30/2017
     BABA3,462,294$597,897 09/30/2017
Hermes Investment Management Ltd.3,325,929$574,421 09/30/2017
     BABA3,325,929$574,421 09/30/2017
Wells Fargo & Company MN $562,477 09/30/2017
     BABA3,166,170$546,829 09/30/2017
     Call561,300$15,705 09/30/2017
     Put291,900$57 09/30/2017
WELLCOME TRUST LTD THE as trustee of the WELLCOME TRUST3,250,000$561,308 09/30/2017
     BABA3,250,000$561,308 09/30/2017
Alliancebernstein L.P.3,117,911$538,495 09/30/2017
     BABA3,117,911$538,495 09/30/2017
Credit Agricole S A3,009,029$519,691 09/30/2017
     BABA3,009,029$519,691 09/30/2017
Egerton Capital UK LLP2,935,794$507,041 09/30/2017
     BABA2,935,794$507,041 09/30/2017
Russell Investments Group Ltd.2,924,034$504,896 09/30/2017
     BABA2,924,034$504,896 09/30/2017
Fred Alger Management Inc.2,869,215$495,542 09/30/2017
     BABA2,869,215$495,542 09/30/2017
TIAA CREF Investment Management LLC2,860,444$494,027 09/30/2017
     BABA2,860,444$494,027 09/30/2017
Mitsubishi UFJ Trust & Banking Corp2,817,629$486,633 09/30/2017
     BABA2,817,629$486,633 09/30/2017
Winslow Capital Management LLC2,790,962$482,026 09/30/2017
     BABA2,790,962$482,026 09/30/2017
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main2,771,636$478,691 09/30/2017
     BABA2,771,636$478,691 09/30/2017
Bank of New York Mellon Corp2,670,543$461,231 09/30/2017
     BABA2,670,543$461,231 09/30/2017
Lazard Asset Management LLC2,670,392$461,203 09/30/2017
     BABA2,670,392$461,203 09/30/2017
Axiom International Investors LLC DE2,622,902$453,001 09/30/2017
     BABA2,622,902$453,001 09/30/2017
Nordea Investment Management AB2,621,246$452,715 09/30/2017
     BABA2,621,246$452,715 09/30/2017
Pictet Asset Management Ltd.2,599,665$448,988 09/30/2017
     BABA2,599,665$448,988 09/30/2017
Standard Life Aberdeen plc2,559,521$442,055 09/30/2017
     BABA2,559,521$442,055 09/30/2017
Jane Street Group LLC $434,917 09/30/2017
     Call3,252,600$561,757 09/30/2017
     Put1,219,800$210,672 09/30/2017
     BABA485,391$83,832 09/30/2017
Principal Financial Group Inc.2,413,536$416,842 09/30/2017
     BABA2,413,536$416,842 09/30/2017
Platinum Investment Management Ltd.2,407,045$415,720 09/30/2017
     BABA2,407,045$415,720 09/30/2017
Citadel Advisors LLC $413,246 09/30/2017
     Call3,913,200$675,849 09/30/2017
     Put2,308,800$398,753 09/30/2017
     BABA788,311$136,150 09/30/2017
Macquarie Group Ltd.2,340,320$404,192 09/30/2017
     BABA2,340,320$404,192 09/30/2017
BT Investment Management Ltd2,314,969$399,818 09/30/2017
     BABA2,314,969$399,818 09/30/2017
Swiss National Bank2,293,120$396,045 09/30/2017
     BABA2,293,120$396,045 09/30/2017
Dimensional Fund Advisors LP2,267,797$391,422 09/30/2017
     BABA2,267,797$391,422 09/30/2017
USS Investment Management Ltd2,215,800$382,691 09/30/2017
     BABA2,215,800$382,691 09/30/2017
Putnam Investments LLC2,191,307$378,460 09/30/2017
     BABA2,191,307$378,460 09/30/2017
TRG Investments LLC2,683,016$378,037 06/30/2017
     BABA2,683,016$378,037 06/30/2017
Causeway Capital Management LLC2,113,559$365,033 09/30/2017
     BABA2,113,559$365,033 09/30/2017
California Public Employees Retirement System2,012,155$347,519 09/30/2017
     BABA2,012,155$347,519 09/30/2017
Soroban Capital Partners LP $345,420 09/30/2017
     Call2,000,000$345,420 09/30/2017
Matthews International Capital Management LLC1,992,555$344,134 09/30/2017
     BABA1,992,555$344,134 09/30/2017
Green Court Capital Management Ltd1,964,817$339,585 09/30/2017
     BABA1,964,817$339,585 09/30/2017
Susquehanna International Group LLP $324,070 09/30/2017
     Call11,660,300$2,013,851 09/30/2017
     Put11,296,600$1,951,036 09/30/2017
     BABA1,512,682$261,255 09/30/2017
Sei Investments Co.1,841,474$318,041 09/30/2017
     BABA1,841,474$318,041 09/30/2017
Maplelane Capital LLC $316,163 09/30/2017
     BABA1,040,602$179,722 09/30/2017
     Call790,000$136,441 09/30/2017
CI Investments Inc.1,829,825$316,029 09/30/2017
     BABA1,829,825$316,029 09/30/2017
Suvretta Capital Management LLC1,828,940$315,876 09/30/2017
     BABA1,828,940$315,876 09/30/2017
SG Americas Securities LLC $312,888 09/30/2017
     BABA1,418,019$244,906 09/30/2017
     Call1,468,800$71,087 09/30/2017
     Put2,729,900$3,105 09/30/2017
Grantham Mayo Van Otterloo & Co. LLC $312,327 09/30/2017
     BABA1,636,692$282,673 09/30/2017
     Call171,700$29,654 09/30/2017
Acadian Asset Management LLC1,780,305$307,477 09/30/2017
     BABA1,780,305$307,477 09/30/2017
Commerzbank Aktiengesellschaft FI $304,603 09/30/2017
     BABA1,767,714$305,302 09/30/2017
     Put5,209$900 09/30/2017
     Call1,166$201 09/30/2017
Los Angeles Capital Management & Equity Research Inc.1,742,891$301,015 09/30/2017
     BABA1,742,891$301,015 09/30/2017
Bamco Inc. NY1,727,945$298,433 09/30/2017
     BABA1,727,945$298,433 09/30/2017
Swedbank1,705,641$294,581 09/30/2017
     BABA1,705,641$294,581 09/30/2017
Geode Capital Management LLC1,690,684$290,264 09/30/2017
     BABA1,690,684$290,264 09/30/2017
BARING ASSET MANAGEMENT Ltd1,643,530$283,855 09/30/2017
     BABA1,643,530$283,855 09/30/2017
Neuberger Berman Group LLC1,593,815$275,267 09/30/2017
     BABA1,593,815$275,267 09/30/2017
Alkeon Capital Management LLC1,545,400$266,906 09/30/2017
     BABA1,545,400$266,906 09/30/2017
Scopus Asset Management L.P. $263,383 09/30/2017
     BABA875,000$151,121 09/30/2017
     Call650,000$112,262 09/30/2017
Asset Management One Co. Ltd.1,526,528$263,158 09/30/2017
     BABA1,526,528$263,158 09/30/2017
Standard Life Investments LTD1,847,720$260,399 06/30/2017
     BABA1,847,720$260,399 06/30/2017
Trilogy Global Advisors LP1,492,369$257,748 09/30/2017
     BABA1,492,369$257,748 09/30/2017
Moore Capital Management LP1,487,736$256,947 09/30/2017
     BABA1,487,736$256,947 09/30/2017
Kylin Management LLC1,486,000$256,647 09/30/2017
     BABA1,486,000$256,647 09/30/2017
GQG Partners LLC1,428,253$246,674 09/30/2017
     BABA1,428,253$246,674 09/30/2017
Brown Advisory Inc.1,421,198$245,454 09/30/2017
     BABA1,421,198$245,454 09/30/2017
Handelsbanken Fonder AB1,396,180$241,134 09/30/2017
     BABA1,396,180$241,134 09/30/2017
Prudential Financial Inc.1,394,550$240,852 09/30/2017
     BABA1,394,550$240,852 09/30/2017
Hardman Johnston Global Advisors LLC1,355,394$234,090 09/30/2017
     BABA1,355,394$234,090 09/30/2017
United Services Automobile Association1,290,994$222,968 09/30/2017
     BABA1,290,994$222,968 09/30/2017
Teachers Advisors LLC1,276,422$220,451 09/30/2017
     BABA1,276,422$220,451 09/30/2017
Numeric Investors LLC1,258,200$217,304 09/30/2017
     BABA1,258,200$217,304 09/30/2017
Point72 Asset Management L.P. $214,597 09/30/2017
     BABA1,042,528$180,055 09/30/2017
     Call200,000$34,542 09/30/2017
Prudential PLC1,238,900$213,971 09/30/2017
     BABA1,238,900$213,971 09/30/2017
Korea Investment CORP1,211,539$209,245 09/30/2017
     BABA1,211,539$209,245 09/30/2017
Thornburg Investment Management Inc.1,183,815$204,457 09/30/2017
     BABA1,183,815$204,457 09/30/2017
Marsico Capital Management LLC1,178,192$203,486 09/30/2017
     BABA1,178,192$203,486 09/30/2017
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,159,519$200,262 09/30/2017
     BABA1,159,519$200,262 09/30/2017
Newport Asia LLC1,143,800$197,545 09/30/2017
     BABA1,143,800$197,545 09/30/2017
Caisse DE Depot ET Placement DU Quebec1,118,219$193,940 09/30/2017
     BABA1,118,219$193,940 09/30/2017
D. E. Shaw & Co. Inc. $193,749 09/30/2017
     BABA1,488,814$257,133 09/30/2017
     Put1,382,000$238,685 09/30/2017
     Call1,015,000$175,301 09/30/2017
Harvest Fund Management Co. Ltd1,077,924$186,168 09/30/2017
     BABA1,077,924$186,168 09/30/2017
Voloridge Investment Management LLC1,028,798$177,684 09/30/2017
     BABA1,028,798$177,684 09/30/2017
Capital Guardian Trust Co.1,007,635$174,029 09/30/2017
     BABA1,007,635$174,029 09/30/2017
Teacher Retirement System of Texas991,636$171,265 09/30/2017
     BABA991,636$171,265 09/30/2017
Ngam Advisors L.P.974,426$168,291 09/30/2017
     BABA974,426$168,291 09/30/2017
Joho Capital LLC973,637$168,157 09/30/2017
     BABA973,637$168,157 09/30/2017
TD Asset Management Inc.973,168$168,076 09/30/2017
     BABA973,168$168,076 09/30/2017
UG Investment Advisers Ltd.963,336$166,378 09/30/2017
     BABA963,336$166,378 09/30/2017
Nomura Asset Management Co. Ltd.946,071$163,396 09/30/2017
     BABA946,071$163,396 09/30/2017
Bessemer Group Inc.935,376$161,550 09/30/2017
     BABA935,376$161,550 09/30/2017
PointState Capital LP910,247$157,209 09/30/2017
     BABA910,247$157,209 09/30/2017
GAM Holding AG891,439$153,833 09/30/2017
     BABA891,439$153,833 09/30/2017
Driehaus Capital Management LLC $153,313 09/30/2017
     BABA887,688$153,313 09/30/2017
     Put150,000$0 09/30/2017
Fullerton Fund Management Co Ltd886,162$153,049 09/30/2017
     BABA886,162$153,049 09/30/2017
C WorldWide Group Holding A S881,596$152,260 09/30/2017
     BABA881,596$152,260 09/30/2017
KBC Group NV868,687$150,031 09/30/2017
     BABA868,687$150,031 09/30/2017
Martin Currie Ltd.861,923$148,863 09/30/2017
     BABA861,923$148,863 09/30/2017
State of New Jersey Common Pension Fund D818,498$141,362 09/30/2017
     BABA818,498$141,362 09/30/2017
Raymond James & Associates816,750$141,061 09/30/2017
     BABA816,750$141,061 09/30/2017
Mirae Asset Global Investments Co. Ltd.816,356$140,992 09/30/2017
     BABA816,356$140,992 09/30/2017
Tairen Capital Ltd807,235$139,418 09/30/2017
     BABA807,235$139,418 09/30/2017
AXA802,486$138,597 09/30/2017
     BABA802,486$138,597 09/30/2017
Cibc World Markets Corp $138,168 09/30/2017
     BABA800,000$138,168 09/30/2017
     Call500,000$86,355 09/30/2017
     Put500,000$86,355 09/30/2017
Van ECK Associates Corp797,230$137,690 09/30/2017
     BABA797,230$137,690 09/30/2017
Whale Rock Capital Management LLC793,542$137,053 09/30/2017
     BABA793,542$137,053 09/30/2017
Duquesne Family Office LLC777,400$134,265 09/30/2017
     BABA777,400$134,265 09/30/2017
New Silk Road Investment PTE Ltd.761,482$131,516 09/30/2017
     BABA761,482$131,516 09/30/2017
New York State Common Retirement Fund751,701$129,826 09/30/2017
     BABA751,701$129,826 09/30/2017
TT International710,172$128,786 09/30/2017
     BABA710,172$128,786 09/30/2017
Valinor Management L.P.729,100$125,923 09/30/2017
     BABA729,100$125,923 09/30/2017
Federated Investors Inc. PA726,090$125,403 09/30/2017
     BABA726,090$125,403 09/30/2017
Sumway Development LTD.711,450$122,875 09/30/2017
     BABA711,450$122,875 09/30/2017
NF Trinity Capital Hong Kong Ltd704,382$121,654 09/30/2017
     BABA704,382$121,654 09/30/2017
Manning & Napier Advisors LLC703,029$121,418 09/30/2017
     BABA703,029$121,418 09/30/2017
Indus Capital Partners LLC $121,292 09/30/2017
     BABA752,290$129,928 09/30/2017
     Put50,000$8,636 09/30/2017
Oaktree Capital Management LP682,345$117,848 09/30/2017
     BABA682,345$117,848 09/30/2017
Harding Loevner LP679,742$117,398 09/30/2017
     BABA679,742$117,398 09/30/2017
Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp653,428$112,854 09/30/2017
     BABA653,428$112,854 09/30/2017
Capital International Inc. CA642,580$110,980 09/30/2017
     BABA642,580$110,980 09/30/2017
ICONIQ Capital LLC636,337$109,902 09/30/2017
     BABA636,337$109,902 09/30/2017
Bank of Montreal Can $107,925 09/30/2017
     BABA1,124,401$194,194 09/30/2017
     Put499,500$86,269 09/30/2017
Greenwoods Asset Management Ltd621,600$107,357 09/30/2017
     BABA621,600$107,357 09/30/2017
Panagora Asset Management Inc.598,490$103,365 09/30/2017
     BABA598,490$103,365 09/30/2017
MARSHALL WACE ASIA Ltd588,230$101,764 09/30/2017
     BABA588,230$101,764 09/30/2017
Great West Life Assurance Co. Can592,946$100,957 09/30/2017
     BABA592,946$100,957 09/30/2017
Polar Capital LLP576,558$99,587 09/30/2017
     BABA576,558$99,587 09/30/2017
Aberdeen Asset Management PLC UK701,575$98,852 06/30/2017
     BABA701,575$98,852 06/30/2017
Trinity Street Asset Management LLP570,231$98,484 09/30/2017
     BABA570,231$98,484 09/30/2017
Davis Selected Advisers554,328$95,738 09/30/2017
     BABA554,328$95,738 09/30/2017
The Manufacturers Life Insurance Company 553,242$95,550 09/30/2017
     BABA553,242$95,550 09/30/2017
Mckinley Capital Management LLC Delaware546,376$94,365 09/30/2017
     BABA546,376$94,365 09/30/2017
Tesco Pension Investment Ltd545,600$94,231 09/30/2017
     BABA545,600$94,231 09/30/2017
Boston Partners508,803$87,875 09/30/2017
     BABA508,803$87,875 09/30/2017
AMP Capital Investors Ltd502,296$86,752 09/30/2017
     BABA502,296$86,752 09/30/2017
Brown Brothers Harriman & Co.500,285$86,404 09/30/2017
     BABA500,285$86,404 09/30/2017
Darsana Capital Partners LP500,000$86,355 09/30/2017
     BABA500,000$86,355 09/30/2017
Atalanta Sosnoff Capital LLC481,210$83,110 09/30/2017
     BABA481,210$83,110 09/30/2017
Origin Asset Management LLP479,063$82,739 09/30/2017
     BABA479,063$82,739 09/30/2017
Newbrook Capital Advisors LP475,487$82,121 09/30/2017
     BABA475,487$82,121 09/30/2017
DekaBank Deutsche Girozentrale222,801$81,052 09/30/2017
     BABA222,801$81,052 09/30/2017
Zurcher Kantonalbank Zurich Cantonalbank466,340$80,542 09/30/2017
     BABA466,340$80,542 09/30/2017
J&P China Capital Management CO. Ltd.466,006$80,484 09/30/2017
     BABA466,006$80,484 09/30/2017
1832 Asset Management L.P.479,600$80,324 09/30/2017
     BABA479,600$80,324 09/30/2017
Arrowstreet Capital Limited Partnership462,153$79,818 09/30/2017
     BABA462,153$79,818 09/30/2017
Candriam Luxembourg S.C.A.457,449$79,006 09/30/2017
     BABA457,449$79,006 09/30/2017
Andra AP fonden456,264$78,801 09/30/2017
     BABA456,264$78,801 09/30/2017
HHR Asset Management LLC454,789$78,547 09/30/2017
     BABA454,789$78,547 09/30/2017
Gilder Gagnon Howe & Co. LLC454,618$78,517 09/30/2017
     BABA454,618$78,517 09/30/2017
BP PLC451,485$77,990 09/30/2017
     BABA451,485$77,990 09/30/2017
Intermede Investment Partners Ltd449,959$77,712 09/30/2017
     BABA449,959$77,712 09/30/2017
Kayne Anderson Rudnick Investment Management LLC446,331$77,086 09/30/2017
     BABA446,331$77,086 09/30/2017
Jericho Capital Asset Management L.P.444,513$76,772 09/30/2017
     BABA444,513$76,772 09/30/2017
British Airways Pensions Investment Management Ltd443,063$76,501 09/30/2017
     BABA443,063$76,501 09/30/2017
Rovida Advisors Inc.441,476$76,261 09/30/2017
     BABA441,476$76,261 09/30/2017
Coronation Fund Managers Ltd.427,689$73,866 09/30/2017
     BABA427,689$73,866 09/30/2017
Jackson Square Partners LLC425,157$73,428 09/30/2017
     BABA425,157$73,428 09/30/2017
Ariose Capital Management Ltd417,600$72,124 09/30/2017
     BABA417,600$72,124 09/30/2017
Balyasny Asset Management LLC415,713$71,798 09/30/2017
     BABA415,713$71,798 09/30/2017
Nationwide Fund Advisors404,938$69,937 09/30/2017
     BABA404,938$69,937 09/30/2017
Think Investments LP $69,758 09/30/2017
     BABA203,900$35,216 09/30/2017
     Call200,000$34,542 09/30/2017
Maverick Capital Ltd.403,200$69,637 09/30/2017
     BABA403,200$69,637 09/30/2017
Parametric Portfolio Associates LLC400,582$69,185 09/30/2017
     BABA400,582$69,185 09/30/2017
Hunt Lane Capital LP400,000$69,084 09/30/2017
     BABA400,000$69,084 09/30/2017
TB Alternative Assets Ltd.397,100$68,583 09/30/2017
     BABA397,100$68,583 09/30/2017
Calixto Global Investors LP396,361$68,456 09/30/2017
     BABA396,361$68,456 09/30/2017
KEYWISE CAPITAL MANAGEMENT Ltd396,143$68,418 09/30/2017
     BABA396,143$68,418 09/30/2017
Investec Asset Management North America Inc.389,171$67,214 09/30/2017
     BABA389,171$67,214 09/30/2017
Employees Retirement System of Texas386,200$66,701 09/30/2017
     BABA386,200$66,701 09/30/2017
I.G. Investment Management LTD.378,337$65,343 09/30/2017
     BABA378,337$65,343 09/30/2017
Hoplite Capital Management L.P.375,511$64,855 09/30/2017
     BABA375,511$64,855 09/30/2017
Sarasin & Partners LLP370,743$64,031 09/30/2017
     BABA370,743$64,031 09/30/2017
Tremblant Capital Group365,091$63,055 09/30/2017
     BABA365,091$63,055 09/30/2017
Partner Fund Management L.P.364,341$62,925 09/30/2017
     BABA364,341$62,925 09/30/2017
EMS Capital LP360,000$62,176 09/30/2017
     BABA360,000$62,176 09/30/2017
Sumitomo Mitsui Asset Management Company LTD345,916$59,743 09/30/2017
     BABA345,916$59,743 09/30/2017
Select Equity Group L.P.339,099$58,566 09/30/2017
     BABA339,099$58,566 09/30/2017
Capital International Sarl323,470$55,867 09/30/2017
     BABA323,470$55,867 09/30/2017
Light Street Capital Management LLC320,000$55,267 09/30/2017
     BABA320,000$55,267 09/30/2017
Barclays PLC $53,783 09/30/2017
     Put3,301,100$570,133 09/30/2017
     Call1,897,300$327,683 09/30/2017
     BABA1,715,203$296,233 09/30/2017
Marshall Wace North America L.P.308,055$53,293 09/30/2017
     BABA308,055$53,293 09/30/2017
Cortland Associates Inc. MO307,903$53,178 09/30/2017
     BABA307,903$53,178 09/30/2017
Miura Global Management LLC300,000$51,813 09/30/2017
     BABA300,000$51,813 09/30/2017
Clough Capital Partners L P299,800$51,778 09/30/2017
     BABA299,800$51,778 09/30/2017
Wasatch Advisors Inc.297,593$51,397 09/30/2017
     BABA297,593$51,397 09/30/2017
Edmond DE Rothschild Holding S.A.296,957$51,283 09/30/2017
     BABA296,957$51,283 09/30/2017
Schwab Charles Investment Management Inc.295,569$51,048 09/30/2017
     BABA295,569$51,048 09/30/2017
Tekne Capital Management LLC294,577$50,877 09/30/2017
     BABA294,577$50,877 09/30/2017
Guggenheim Capital LLC290,228$50,126 09/30/2017
     BABA290,228$50,126 09/30/2017
Stifel Financial Corp287,654$49,685 09/30/2017
     BABA287,654$49,685 09/30/2017
PARUS FINANCE UK Ltd282,240$48,746 09/30/2017
     BABA282,240$48,746 09/30/2017
Zevenbergen Capital Investments LLC280,697$48,479 09/30/2017
     BABA280,697$48,479 09/30/2017
Ashmore Group plc277,317$47,895 09/30/2017
     BABA277,317$47,895 09/30/2017
Dai Ichi Life Insurance Company Ltd271,465$46,885 09/30/2017
     BABA271,465$46,885 09/30/2017
Gulf International Bank UK Ltd271,400$46,873 09/30/2017
     BABA271,400$46,873 09/30/2017
Discovery Capital Management LLC CT270,270$46,678 09/30/2017
     BABA270,270$46,678 09/30/2017
ClariVest Asset Management LLC266,986$46,111 09/30/2017
     BABA266,986$46,111 09/30/2017
Compagnie Lombard Odier SCmA $45,210 09/30/2017
     BABA263,042$45,433 09/30/2017
     Put20,000$223 09/30/2017
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp259,100$44,749 09/30/2017
     BABA259,100$44,749 09/30/2017
Hexavest Inc.258,937$44,721 09/30/2017
     BABA258,937$44,721 09/30/2017
DnB Asset Management AS256,439$44,297 09/30/2017
     BABA256,439$44,297 09/30/2017
PNC Financial Services Group Inc.256,014$44,217 09/30/2017
     BABA256,014$44,217 09/30/2017
Lombard Odier Asset Management Switzerland SA253,600$43,799 09/30/2017
     BABA253,600$43,799 09/30/2017
Nikko Asset Management Americas Inc.252,400$43,592 09/30/2017
     BABA252,400$43,592 09/30/2017
Columbus Circle Investors249,283$43,054 09/30/2017
     BABA249,283$43,054 09/30/2017
Westpac Banking Corp246,279$42,535 09/30/2017
     BABA246,279$42,535 09/30/2017
Xact Kapitalforvaltning AB243,247$42,011 09/30/2017
     BABA243,247$42,011 09/30/2017
Skandinaviska Enskilda Banken AB publ241,019$41,626 09/30/2017
     BABA241,019$41,626 09/30/2017
Victory Capital Management Inc.235,273$40,634 09/30/2017
     BABA235,273$40,634 09/30/2017
Simplex Trading LLC $39,995 09/30/2017
     Call16,924$28,620 09/30/2017
     BABA90,380$15,609 09/30/2017
     Put10,851$4,234 09/30/2017
Columbus Hill Capital Management L.P.227,233$39,245 09/30/2017
     BABA227,233$39,245 09/30/2017
Aviva PLC225,406$38,939 09/30/2017
     BABA225,406$38,939 09/30/2017
Raymond James Financial Services Advisors Inc.223,963$38,681 09/30/2017
     BABA223,963$38,681 09/30/2017
Dragoneer Investment Group LLC222,145$38,367 09/30/2017
     BABA222,145$38,367 09/30/2017
Bollard Group LLC220,196$38,030 09/30/2017
     BABA220,196$38,030 09/30/2017
Twin Securities Inc. $37,875 09/30/2017
     Call217,400$37,875 09/30/2017
Eaton Vance Management217,197$37,512 09/30/2017
     BABA217,197$37,512 09/30/2017
Scge Management L.P.217,000$37,478 09/30/2017
     BABA217,000$37,478 09/30/2017
KAMES CAPITAL plc215,500$37,225 09/30/2017
     BABA215,500$37,225 09/30/2017
Capital Fund Management S.A. $36,217 09/30/2017
     Call578,200$99,861 09/30/2017
     Put368,500$63,644 09/30/2017
Darrell & King LLC209,339$36,155 09/30/2017
     BABA209,339$36,155 09/30/2017
Seatown Holdings Pte. Ltd.206,760$35,710 09/30/2017
     BABA206,760$35,710 09/30/2017
AO Asset Management LP205,400$35,475 09/30/2017
     BABA205,400$35,475 09/30/2017
Jet Capital Investors L P $34,542 09/30/2017
     Call200,000$34,542 09/30/2017
First Trust Advisors LP199,042$34,377 09/30/2017
     BABA199,042$34,377 09/30/2017
Asturias Capital LLC196,849$33,998 09/30/2017
     BABA196,849$33,998 09/30/2017
HighTower Advisors LLC196,106$33,847 09/30/2017
     BABA196,106$33,847 09/30/2017
Aperio Group LLC194,424$33,579 09/30/2017
     BABA194,424$33,579 09/30/2017
Zweig DiMenna Associates LLC193,273$33,380 09/30/2017
     BABA193,273$33,380 09/30/2017
LPL Financial LLC192,378$33,226 09/30/2017
     BABA192,378$33,226 09/30/2017
Cadian Capital Management LP192,000$33,160 09/30/2017
     BABA192,000$33,160 09/30/2017
Lord Abbett & CO. LLC191,196$33,021 09/30/2017
     BABA191,196$33,021 09/30/2017
Ardevora Asset Management LLP191,035$32,994 09/30/2017
     BABA191,035$32,994 09/30/2017
Tiger Management L.L.C.189,600$32,746 09/30/2017
     BABA189,600$32,746 09/30/2017
Penserra Capital Management LLC189,186$32,673 09/30/2017
     BABA189,186$32,673 09/30/2017
Voya Investment Management LLC188,140$32,494 09/30/2017
     BABA188,140$32,494 09/30/2017
DSAM Partners London Ltd188,011$32,471 09/30/2017
     BABA188,011$32,471 09/30/2017
Garelick Capital Partners LP185,480$32,034 09/30/2017
     BABA185,480$32,034 09/30/2017
Blue Ridge Capital L.L.C.185,000$31,951 09/30/2017
     BABA185,000$31,951 09/30/2017
NN Investment Partners Holdings N.V.183,828$31,749 09/30/2017
     BABA183,828$31,749 09/30/2017
Strs Ohio182,500$31,519 09/30/2017
     BABA182,500$31,519 09/30/2017
Passport Capital LLC180,452$31,166 09/30/2017
     BABA180,452$31,166 09/30/2017
AJO LP177,750$30,699 09/30/2017
     BABA177,750$30,699 09/30/2017
Incline Global Management LLC177,600$30,673 09/30/2017
     BABA177,600$30,673 09/30/2017
WASHINGTON TRUST Co174,607$30,157 09/30/2017
     BABA174,607$30,157 09/30/2017
Nomura Holdings Inc.174,139$30,103 09/30/2017
     BABA174,139$30,103 09/30/2017
Fiera Capital Corp173,959$30,045 09/30/2017
     BABA173,959$30,045 09/30/2017
Two Sigma Investments LP $29,534 09/30/2017
     BABA169,605$29,292 09/30/2017
     Call48,000$8,290 09/30/2017
     Put46,600$8,048 09/30/2017
Sandell Asset Management Corp.168,500$29,102 09/30/2017
     BABA168,500$29,102 09/30/2017
Prime Capital Management Co Ltd167,854$28,990 09/30/2017
     BABA167,854$28,990 09/30/2017
Pinebridge Investments L.P.167,156$28,869 09/30/2017
     BABA167,156$28,869 09/30/2017
Thomas White International Ltd.164,978$28,493 09/30/2017
     BABA164,978$28,493 09/30/2017
Blair William & Co. IL161,413$27,878 09/30/2017
     BABA161,413$27,878 09/30/2017
Capital International Investors160,900$27,789 09/30/2017
     BABA160,900$27,789 09/30/2017
Daiwa Securities Group Inc.160,295$27,684 09/30/2017
     BABA160,295$27,684 09/30/2017
Boston Common Asset Management LLC155,639$26,880 09/30/2017
     BABA155,639$26,880 09/30/2017
Interval Partners LP155,092$26,786 09/30/2017
     BABA155,092$26,786 09/30/2017
Emerging Sovereign Group LLC154,485$26,681 09/30/2017
     BABA154,485$26,681 09/30/2017
Vaughan Nelson Investment Management L.P.151,800$26,217 09/30/2017
     BABA151,800$26,217 09/30/2017
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.151,710$26,202 09/30/2017
     BABA151,710$26,202 09/30/2017
Lomas Capital Management LLC149,121$25,754 09/30/2017
     BABA149,121$25,754 09/30/2017
Commonwealth Equity Services Inc147,853$25,535 09/30/2017
     BABA147,853$25,535 09/30/2017
Menora Mivtachim Holdings LTD.146,137$25,239 09/30/2017
     BABA146,137$25,239 09/30/2017
Symmetry Peak Management LLC $25,043 09/30/2017
     Call140,000$24,179 09/30/2017
     BABA5,000$864 09/30/2017
Capital International Ltd. CA144,920$25,029 09/30/2017
     BABA144,920$25,029 09/30/2017
Clearbridge Investments LLC143,855$24,845 09/30/2017
     BABA143,855$24,845 09/30/2017
Millennium TVP Management Co. LLC138,155$23,861 09/30/2017
     BABA138,155$23,861 09/30/2017
Adage Capital Partners GP L.L.C.135,000$23,316 09/30/2017
     BABA135,000$23,316 09/30/2017
Veritas Asset Management LLP135,000$23,316 09/30/2017
     BABA135,000$23,316 09/30/2017
Sylebra HK Co Ltd130,348$22,512 09/30/2017
     BABA130,348$22,512 09/30/2017
Comerica Bank122,083$22,168 09/30/2017
     BABA122,083$22,168 09/30/2017
Cornerstone Capital Management Holdings LLC.127,710$22,056 09/30/2017
     BABA127,710$22,056 09/30/2017
Target Asset Management PTE Ltd.123,900$21,399 09/30/2017
     BABA123,900$21,399 09/30/2017
World Asset Management Inc120,363$20,788 09/30/2017
     BABA120,363$20,788 09/30/2017
Banque Pictet & Cie SA120,243$20,767 09/30/2017
     BABA120,243$20,767 09/30/2017
Flowering Tree Investment Management Pte. Ltd.117,270$20,254 09/30/2017
     BABA117,270$20,254 09/30/2017
Charles Lim Capital Ltd116,692$20,154 09/30/2017
     BABA116,692$20,154 09/30/2017
GLG Partners LP113,581$19,616 09/30/2017
     BABA113,581$19,616 09/30/2017
Investment House LLC113,375$19,581 09/30/2017
     BABA113,375$19,581 09/30/2017
Kayak Investment Partners LLC110,746$19,127 09/30/2017
     BABA110,746$19,127 09/30/2017
Profund Advisors LLC110,492$19,083 09/30/2017
     BABA110,492$19,083 09/30/2017
Marathon Trading Investment Management LLC $18,928 09/30/2017
     Call87,300$15,078 09/30/2017
     BABA50,789$8,772 09/30/2017
     Put28,500$4,922 09/30/2017
Portland Hill Asset Management Ltd106,750$18,437 09/30/2017
     BABA106,750$18,437 09/30/2017
Commonwealth of Pennsylvania Public School Empls Retrmt SYS105,569$18,233 09/30/2017
     BABA105,569$18,233 09/30/2017
Bbva Compass Bancshares Inc.104,973$18,129 09/30/2017
     BABA104,973$18,129 09/30/2017
Cavalry Management Group LLC104,949$18,125 09/30/2017
     BABA104,949$18,125 09/30/2017
Hartwell J M Limited Partnership104,245$18,004 09/30/2017
     BABA104,245$18,004 09/30/2017
Teachers Retirement System of The State of Kentucky102,706$17,739 09/30/2017
     BABA102,706$17,739 09/30/2017
Buckingham Capital Management Inc.102,559$17,713 09/30/2017
     BABA102,559$17,713 09/30/2017
Creative Planning $17,660 09/30/2017
     BABA100,338$17,329 09/30/2017
     Call10,000$331 09/30/2017
EULAV Asset Management101,000$17,444 09/30/2017
     BABA101,000$17,444 09/30/2017
Kingdon Capital Management L.L.C.99,930$17,358 09/30/2017
     BABA99,930$17,358 09/30/2017
RBF Capital LLC100,000$17,271 09/30/2017
     BABA100,000$17,271 09/30/2017
Lombard Odier Asset Management USA Corp100,000$17,271 09/30/2017
     BABA100,000$17,271 09/30/2017
Chiron Investment Management LLC99,852$17,245 09/30/2017
     BABA99,852$17,245 09/30/2017
Oppenheimer & Co. Inc.99,356$17,160 09/30/2017
     BABA99,356$17,160 09/30/2017
Kavi Asset Management LP $17,100 09/30/2017
     BABA53,500$9,242 09/30/2017
     Call45,500$7,858 09/30/2017
Meag Munich Ergo Kapitalanlagegesellschaft MBH99,500$16,991 09/30/2017
     BABA99,500$16,991 09/30/2017
Tiger Pacific Capital LP97,810$16,893 09/30/2017
     BABA97,810$16,893 09/30/2017
DAVENPORT & Co LLC96,986$16,750 09/30/2017
     BABA96,986$16,750 09/30/2017
Envestnet Asset Management Inc.96,574$16,678 09/30/2017
     BABA96,574$16,678 09/30/2017
Cookson Peirce & Co. Inc.96,245$16,622 09/30/2017
     BABA96,245$16,622 09/30/2017
BB&T Corp93,855$16,210 09/30/2017
     BABA93,855$16,210 09/30/2017
AGF Investments Inc.93,189$16,095 09/30/2017
     BABA93,189$16,095 09/30/2017
Virginia Retirement Systems ET AL91,300$15,768 09/30/2017
     BABA91,300$15,768 09/30/2017
Castleark Management LLC91,101$15,734 09/30/2017
     BABA91,101$15,734 09/30/2017
Calamos Advisors LLC88,987$15,369 09/30/2017
     BABA88,987$15,369 09/30/2017
Folger Hill Asset Management LP87,074$15,039 09/30/2017
     BABA87,074$15,039 09/30/2017
Antipodean Advisors LLC87,000$15,026 09/30/2017
     BABA87,000$15,026 09/30/2017
Atlantic Trust Group LLC85,197$14,715 09/30/2017
     BABA85,197$14,715 09/30/2017
Sloane Robinson LLP85,000$14,680 09/30/2017
     BABA85,000$14,680 09/30/2017
Suffolk Capital Management LLC83,306$14,388 09/30/2017
     BABA83,306$14,388 09/30/2017
Prince Street Capital Management LLC82,800$14,301 09/30/2017
     BABA82,800$14,301 09/30/2017
Perpetual Ltd77,247$14,145 09/30/2017
     BABA77,247$14,145 09/30/2017
OZ Management LP81,750$14,119 09/30/2017
     BABA81,750$14,119 09/30/2017
Handelsinvest Investeringsforvaltning80,750$13,946 09/30/2017
     BABA80,750$13,946 09/30/2017
Kemnay Advisory Services Inc.79,995$13,816 09/30/2017
     BABA79,995$13,816 09/30/2017
Essex Investment Management Co. LLC78,762$13,603 09/30/2017
     BABA78,762$13,603 09/30/2017
Suntrust Banks Inc.78,335$13,527 09/30/2017
     BABA78,335$13,527 09/30/2017
Liberty Mutual Group Asset Management Inc.78,094$13,488 09/30/2017
     BABA78,094$13,488 09/30/2017
Pagoda Asset Management LP77,716$13,422 09/30/2017
     BABA77,716$13,422 09/30/2017
UBS Oconnor LLC77,672$13,415 09/30/2017
     BABA77,672$13,415 09/30/2017
TCW Group Inc.77,653$13,412 09/30/2017
     BABA77,653$13,412 09/30/2017
Formula Growth Ltd.77,312$13,353 09/30/2017
     BABA77,312$13,353 09/30/2017
Leonetti & Associates LLC77,010$13,300 09/30/2017
     BABA77,010$13,300 09/30/2017
Ladenburg Thalmann Financial Services Inc.76,778$13,278 09/30/2017
     BABA76,778$13,278 09/30/2017
First Personal Financial Services75,255$12,997 09/30/2017
     BABA75,255$12,997 09/30/2017
Baird Financial Group Inc.73,781$12,743 09/30/2017
     BABA73,781$12,743 09/30/2017
Soros Fund Management LLC73,750$12,737 09/30/2017
     BABA73,750$12,737 09/30/2017
Todd Asset Management LLC73,143$12,633 09/30/2017
     BABA73,143$12,633 09/30/2017
Harvey Capital Management Inc.73,065$12,619 09/30/2017
     BABA73,065$12,619 09/30/2017
Ativo Capital Management LLC72,838$12,580 09/30/2017
     BABA72,838$12,580 09/30/2017
NS Partners Ltd72,646$12,547 09/30/2017
     BABA72,646$12,547 09/30/2017
Vernier Capital Partners LP71,700$12,383 09/30/2017
     BABA71,700$12,383 09/30/2017
Boothbay Fund Management LLC71,545$12,357 09/30/2017
     BABA71,545$12,357 09/30/2017
Steward Partners Investment Advisory LLC71,280$12,310 09/30/2017
     BABA71,280$12,310 09/30/2017
Main Street Research LLC70,274$12,137 09/30/2017
     BABA70,274$12,137 09/30/2017
J. Goldman & Co LP $12,090 09/30/2017
     Call50,000$8,636 09/30/2017
     BABA20,000$3,454 09/30/2017
ThornTree Capital Partners LP69,709$12,039 09/30/2017
     BABA69,709$12,039 09/30/2017
SPQ Asia Capital Ltd68,600$11,848 09/30/2017
     BABA68,600$11,848 09/30/2017
M&T Bank Corp67,458$11,650 09/30/2017
     BABA67,458$11,650 09/30/2017
ING Groep NV66,497$11,485 09/30/2017
     BABA66,497$11,485 09/30/2017
Cambridge Investment Research Advisors Inc.66,320$11,454 09/30/2017
     BABA66,320$11,454 09/30/2017
Adell Harriman & Carpenter Inc.66,175$11,429 09/30/2017
     BABA66,175$11,429 09/30/2017
First Republic Investment Management Inc.66,097$11,415 09/30/2017
     BABA66,097$11,415 09/30/2017
Daiwa SB Investments Ltd.80,850$11,392 09/30/2017
     BABA80,850$11,392 09/30/2017
US Bancorp DE65,172$11,256 09/30/2017
     BABA65,172$11,256 09/30/2017
Lombard Odier Asset Management Europe Ltd $11,226 09/30/2017
     Call65,000$11,226 09/30/2017
Tocqueville Asset Management L.P.63,950$11,045 09/30/2017
     BABA63,950$11,045 09/30/2017
Wesbanco Bank Inc.63,188$10,913 09/30/2017
     BABA63,188$10,913 09/30/2017
Reilly Financial Advisors LLC62,601$10,812 09/30/2017
     BABA62,601$10,812 09/30/2017
CIBC Asset Management Inc62,104$10,726 09/30/2017
     BABA62,104$10,726 09/30/2017
Ark Investment Management LLC61,568$10,633 09/30/2017
     BABA61,568$10,633 09/30/2017
Dupont Capital Management Corp60,665$10,477 09/30/2017
     BABA60,665$10,477 09/30/2017
Advisor Group Inc.60,666$10,477 09/30/2017
     BABA60,666$10,477 09/30/2017
united american securities inc. d b a uas asset management60,635$10,472 09/30/2017
     BABA60,635$10,472 09/30/2017
Zurich Insurance Group Ltd FI60,566$10,460 09/30/2017
     BABA60,566$10,460 09/30/2017
Central Asset Investments & Management Holdings HK Ltd60,516$10,452 09/30/2017
     BABA60,516$10,452 09/30/2017
Cutler Group LP $10,397 09/30/2017
     BABA32,782$5,661 09/30/2017
     Call215,500$5,022 09/30/2017
     Put152,800$286 09/30/2017
Glovista Investments LLC59,051$10,199 09/30/2017
     BABA59,051$10,199 09/30/2017
JS Capital Management LLC59,000$10,190 09/30/2017
     BABA59,000$10,190 09/30/2017
Scotia Capital Inc.58,355$10,075 09/30/2017
     BABA58,355$10,075 09/30/2017
Westwood Management Corp IL58,000$10,017 09/30/2017
     BABA58,000$10,017 09/30/2017
Crossmark Global Holdings Inc.56,798$9,810 09/30/2017
     BABA56,798$9,810 09/30/2017
Parametrica Management Ltd56,327$9,728 09/30/2017
     BABA56,327$9,728 09/30/2017
Ballentine Partners LLC56,154$9,698 09/30/2017
     BABA56,154$9,698 09/30/2017
Jabre Capital Partners S.A.55,000$9,499 09/30/2017
     BABA55,000$9,499 09/30/2017
Tiger Legatus Capital Management LLC55,000$9,499 09/30/2017
     BABA55,000$9,499 09/30/2017
Shellback Capital LP55,000$9,499 09/30/2017
     BABA55,000$9,499 09/30/2017
Pillar Pacific Capital Management LLC54,480$9,409 09/30/2017
     BABA54,480$9,409 09/30/2017
Pentwater Capital Management LP $9,378 09/30/2017
     Call54,300$9,378 09/30/2017
WCM Investment Management CA53,464$9,234 09/30/2017
     BABA53,464$9,234 09/30/2017
Braun Stacey Associates Inc.53,077$9,167 09/30/2017
     BABA53,077$9,167 09/30/2017
Northwestern Mutual Wealth Management Co.53,081$9,167 09/30/2017
     BABA53,081$9,167 09/30/2017
Bluefin Trading LLC $9,070 09/30/2017
     Call441,400$4,998 09/30/2017
     BABA28,600$4,940 09/30/2017
     Put357,600$868 09/30/2017
Samlyn Capital LLC52,456$9,059 09/30/2017
     BABA52,456$9,059 09/30/2017
Global X MANAGEMENT CO LLC51,997$8,980 09/30/2017
     BABA51,997$8,980 09/30/2017
OLD Mission Capital LLC50,139$8,660 09/30/2017
     BABA50,139$8,660 09/30/2017
Nuveen Asset Management LLC49,664$8,577 09/30/2017
     BABA49,664$8,577 09/30/2017
Marietta Investment Partners LLC49,623$8,570 09/30/2017
     BABA49,623$8,570 09/30/2017
Tudor Investment Corp ET AL49,120$8,484 09/30/2017
     BABA49,120$8,484 09/30/2017
Capstone Asset Management Co.60,196$8,482 06/30/2017
     BABA60,196$8,482 06/30/2017
United Capital Financial Advisers LLC48,833$8,434 09/30/2017
     BABA48,833$8,434 09/30/2017
Jafra Capital Management LP48,767$8,423 09/30/2017
     BABA48,767$8,423 09/30/2017
Mackenzie Financial Corp48,657$8,404 09/30/2017
     BABA48,657$8,404 09/30/2017
Jag Capital Management LLC48,634$8,400 09/30/2017
     BABA48,634$8,400 09/30/2017
Chase Investment Counsel Corp47,496$8,203 09/30/2017
     BABA47,496$8,203 09/30/2017
Junto Capital Management LP47,183$8,149 09/30/2017
     BABA47,183$8,149 09/30/2017
Badgley Phelps & Bell Inc.47,155$8,144 09/30/2017
     BABA47,155$8,144 09/30/2017
First Foundation Advisors47,066$8,129 09/30/2017
     BABA47,066$8,129 09/30/2017
Ardsley Advisory Partners47,000$8,117 09/30/2017
     BABA47,000$8,117 09/30/2017
Geneva Advisors LLC56,754$7,997 06/30/2017
     BABA56,754$7,997 06/30/2017
Oribel Capital Management LP46,283$7,994 09/30/2017
     BABA46,283$7,994 09/30/2017
Deltec Asset Management LLC45,815$7,913 09/30/2017
     BABA45,815$7,913 09/30/2017
ARK Investment Management LLC55,464$7,815 06/30/2017
     BABA55,464$7,815 06/30/2017
Tredje AP fonden45,000$7,772 09/30/2017
     BABA45,000$7,772 09/30/2017
Hansberger Growth Investors LP44,915$7,757 09/30/2017
     BABA44,915$7,757 09/30/2017
Beacon Investment Advisory Services Inc.44,356$7,661 09/30/2017
     BABA44,356$7,661 09/30/2017
Catamount Wealth Management44,335$7,657 09/30/2017
     BABA44,335$7,657 09/30/2017
Janney Montgomery Scott LLC44,107$7,618 09/30/2017
     BABA44,107$7,618 09/30/2017
Meiji Yasuda Asset Management Co Ltd.43,410$7,497 09/30/2017
     BABA43,410$7,497 09/30/2017
Osborne Partners Capital Management LLC43,304$7,479 09/30/2017
     BABA43,304$7,479 09/30/2017
Barometer Capital Management Inc.43,300$7,478 09/30/2017
     BABA43,300$7,478 09/30/2017
Biondo Investment Advisors LLC42,989$7,425 09/30/2017
     BABA42,989$7,425 09/30/2017
Rosenblum Silverman Sutton S F Inc. CA42,139$7,278 09/30/2017
     BABA42,139$7,278 09/30/2017
Alta Park Capital LP41,865$7,231 09/30/2017
     BABA41,865$7,231 09/30/2017
Diversified Trust Co41,618$7,188 09/30/2017
     BABA41,618$7,188 09/30/2017
Baltimore Washington Financial Advisors Inc.41,264$7,127 09/30/2017
     BABA41,264$7,127 09/30/2017
Ingalls & Snyder LLC41,250$7,124 09/30/2017
     BABA41,250$7,124 09/30/2017
American National Insurance Co. TX41,060$7,091 09/30/2017
     BABA41,060$7,091 09/30/2017
FrontFour Capital Group LLC40,367$6,972 09/30/2017
     BABA40,367$6,972 09/30/2017
Firsthand Capital Management Inc.40,000$6,908 09/30/2017
     BABA40,000$6,908 09/30/2017
Norinchukin Bank The39,906$6,892 09/30/2017
     BABA39,906$6,892 09/30/2017
Horseman Capital Management Ltd39,900$6,891 09/30/2017
     BABA39,900$6,891 09/30/2017
Jupiter Asset Management Ltd.39,700$6,857 09/30/2017
     BABA39,700$6,857 09/30/2017
Seminole Management Co. Inc.39,300$6,788 09/30/2017
     BABA39,300$6,788 09/30/2017
CIBC World Markets Inc.39,125$6,757 09/30/2017
     BABA39,125$6,757 09/30/2017
Beck Capital Management LLC39,012$6,738 09/30/2017
     BABA39,012$6,738 09/30/2017
HAP Trading LLC $6,681 09/30/2017
     BABA34,354$5,933 09/30/2017
     Call584,500$1,495 09/30/2017
     Put210,900$747 09/30/2017
Global Thematic Partners LLC38,228$6,603 09/30/2017
     BABA38,228$6,603 09/30/2017
Lansdowne Partners UK LLP37,944$6,553 09/30/2017
     BABA37,944$6,553 09/30/2017
Oberweis Asset Management Inc.37,385$6,457 09/30/2017
     BABA37,385$6,457 09/30/2017
South Texas Money Management Ltd.37,302$6,442 09/30/2017
     BABA37,302$6,442 09/30/2017
Monetta Financial Services Inc.37,000$6,390 09/30/2017
     BABA37,000$6,390 09/30/2017
Marshall Wace LLP36,777$6,362 09/30/2017
     BABA36,777$6,362 09/30/2017
Turim 21 Investimentos Ltda.36,518$6,220 09/30/2017
     BABA36,518$6,220 09/30/2017
Glenmede Trust Co. NA35,627$6,152 09/30/2017
     BABA35,627$6,152 09/30/2017
Boston Private Wealth LLC35,225$6,084 09/30/2017
     BABA35,225$6,084 09/30/2017
Shikiar Asset Management Inc.34,980$6,041 09/30/2017
     BABA34,980$6,041 09/30/2017
Gamble Jones Investment Counsel34,839$6,017 09/30/2017
     BABA34,839$6,017 09/30/2017
First Allied Advisory Services Inc.34,223$5,919 09/30/2017
     BABA34,223$5,919 09/30/2017
Amundi Pioneer Asset Management Inc.32,956$5,692 09/30/2017
     BABA32,956$5,692 09/30/2017
Guild Investment Management Inc.32,880$5,679 09/30/2017
     BABA32,880$5,679 09/30/2017
IFP Advisors Inc $5,678 09/30/2017
     BABA31,680$5,471 09/30/2017
     Call1,200$207 09/30/2017
Bank of Nova Scotia $5,651 09/30/2017
     BABA72,866$12,559 09/30/2017
     Put40,000$6,908 09/30/2017
Advisory Research Inc.32,654$5,640 09/30/2017
     BABA32,654$5,640 09/30/2017
BB&T Securities LLC32,293$5,577 09/30/2017
     BABA32,293$5,577 09/30/2017
Altimeter Capital Management LP31,950$5,518 09/30/2017
     BABA31,950$5,518 09/30/2017
Rathbone Brothers plc31,864$5,503 09/30/2017
     BABA31,864$5,503 09/30/2017
Lyell Wealth Management LP31,835$5,498 09/30/2017
     BABA31,835$5,498 09/30/2017
Caxton Associates LP31,181$5,385 09/30/2017
     BABA31,181$5,385 09/30/2017
MML Investors Services LLC31,026$5,359 09/30/2017
     BABA31,026$5,359 09/30/2017
White Elm Capital LLC30,800$5,319 09/30/2017
     BABA30,800$5,319 09/30/2017
University of Notre Dame DU Lac30,770$5,314 09/30/2017
     BABA30,770$5,314 09/30/2017
Hutchin Hill Capital LP30,000$5,181 09/30/2017
     BABA30,000$5,181 09/30/2017
Welch Capital Partners LLC NY29,983$5,178 09/30/2017
     BABA29,983$5,178 09/30/2017
Group One Trading L.P. $5,157 09/30/2017
     Put569,600$98,376 09/30/2017
     Call333,400$57,582 09/30/2017
     BABA266,060$45,951 09/30/2017
Columbia Partners L L C Investment Management29,642$5,119 09/30/2017
     BABA29,642$5,119 09/30/2017
Twin Tree Management LP $5,111 09/30/2017
     BABA137,889$23,815 09/30/2017
     Put124,400$21,485 09/30/2017
     Call16,100$2,781 09/30/2017
Richard Bernstein Advisors LLC29,460$5,088 09/30/2017
     BABA29,460$5,088 09/30/2017
Clearbridge LLC29,039$5,015 09/30/2017
     BABA29,039$5,015 09/30/2017
Oppenheimer Asset Management Inc.29,032$5,014 09/30/2017
     BABA29,032$5,014 09/30/2017
Moody Lynn & Lieberson LLC28,685$4,954 09/30/2017
     BABA28,685$4,954 09/30/2017
Appropriate Balance Financial Services Inc.855$4,951 09/30/2017
     BABA855$4,951 09/30/2017
Bank Pictet & Cie Asia Ltd.28,570$4,934 09/30/2017
     BABA28,570$4,934 09/30/2017
Train Babcock Advisors LLC28,122$4,857 09/30/2017
     BABA28,122$4,857 09/30/2017
Cigna Investments Inc. New28,095$4,852 09/30/2017
     BABA28,095$4,852 09/30/2017
Polen Capital Management LLC27,883$4,816 09/30/2017
     BABA27,883$4,816 09/30/2017
Private Asset Management Inc.27,405$4,733 09/30/2017
     BABA27,405$4,733 09/30/2017
Epoch Investment Partners Inc.27,299$4,715 09/30/2017
     BABA27,299$4,715 09/30/2017
Cubist Systematic Strategies LLC26,834$4,635 09/30/2017
     BABA26,834$4,635 09/30/2017
ACG Wealth26,784$4,626 09/30/2017
     BABA26,784$4,626 09/30/2017
Brinker Capital Inc.25,720$4,442 09/30/2017
     BABA25,720$4,442 09/30/2017
Geneva Partners LLC25,420$4,348 09/30/2017
     BABA25,420$4,348 09/30/2017
JW Asset Management LLC25,000$4,318 09/30/2017
     BABA25,000$4,318 09/30/2017
NTV Asset Management LLC24,550$4,240 09/30/2017
     BABA24,550$4,240 09/30/2017
Telemus Capital LLC24,019$4,148 09/30/2017
     BABA24,019$4,148 09/30/2017
Pictet & Cie Europe SA23,907$4,129 09/30/2017
     BABA23,907$4,129 09/30/2017
Salem Investment Counselors Inc.23,618$4,098 09/30/2017
     BABA23,618$4,098 09/30/2017
Kings Point Capital Management23,407$4,043 09/30/2017
     BABA23,407$4,043 09/30/2017
Cutter & CO Brokerage Inc.28,351$3,995 06/30/2017
     BABA28,351$3,995 06/30/2017
Magnetar Financial LLC23,049$3,981 09/30/2017
     BABA23,049$3,981 09/30/2017
HWG Holdings LP22,945$3,963 09/30/2017
     BABA22,945$3,963 09/30/2017
Bellecapital International Ltd.22,668$3,915 09/30/2017
     BABA22,668$3,915 09/30/2017
Private Advisor Group LLC21,604$3,894 09/30/2017
     BABA21,604$3,894 09/30/2017
Lockheed Martin Investment Management Co.22,313$3,854 09/30/2017
     BABA22,313$3,854 09/30/2017
Ruffer LLP22,123$3,822 09/30/2017
     BABA22,123$3,822 09/30/2017
Sii Investments Inc. WI21,950$3,820 09/30/2017
     BABA21,950$3,820 09/30/2017
North Star Asset Management Inc.22,109$3,818 09/30/2017
     BABA22,109$3,818 09/30/2017
Sanctuary Wealth Advisors LLC21,735$3,754 09/30/2017
     BABA21,735$3,754 09/30/2017
River & Mercantile Asset Management LLP21,459$3,707 09/30/2017
     BABA21,459$3,707 09/30/2017
D.A. Davidson & CO.21,437$3,702 09/30/2017
     BABA21,437$3,702 09/30/2017
Pittenger & Anderson Inc.21,315$3,681 09/30/2017
     BABA21,315$3,681 09/30/2017
Barings LLC21,280$3,675 09/30/2017
     BABA21,280$3,675 09/30/2017
Bank Hapoalim BM21,278$3,675 09/30/2017
     BABA21,278$3,675 09/30/2017
Wellington Shields Capital Management LLC21,255$3,671 09/30/2017
     BABA21,255$3,671 09/30/2017
FDx Advisors Inc.21,213$3,664 09/30/2017
     BABA21,213$3,664 09/30/2017
Allen Investment Management LLC21,027$3,632 09/30/2017
     BABA21,027$3,632 09/30/2017
Quantbot Technologies LP21,022$3,630 09/30/2017
     BABA21,022$3,630 09/30/2017
Morgens Waterfall Vintiadis & Co. Inc.21,000$3,627 09/30/2017
     BABA21,000$3,627 09/30/2017
Sheaff Brock Investment Advisors LLC20,779$3,589 09/30/2017
     BABA20,779$3,589 09/30/2017
Morse Asset Management Inc20,688$3,573 09/30/2017
     BABA20,688$3,573 09/30/2017
Boardman Bay Capital Management LLC20,000$3,454 09/30/2017
     BABA20,000$3,454 09/30/2017
Fagan Associates Inc.19,960$3,447 09/30/2017
     BABA19,960$3,447 09/30/2017
Cabot Wealth Management Inc.19,073$3,294 09/30/2017
     BABA19,073$3,294 09/30/2017
Hartline Investment Corp18,998$3,281 09/30/2017
     BABA18,998$3,281 09/30/2017
Scott & Selber Inc.18,763$3,241 09/30/2017
     BABA18,763$3,241 09/30/2017
Pitcairn Co.18,633$3,218 09/30/2017
     BABA18,633$3,218 09/30/2017
Gardner Lewis Asset Management L P18,596$3,212 09/30/2017
     BABA18,596$3,212 09/30/2017
Tiverton Asset Management LLC18,600$3,212 09/30/2017
     BABA18,600$3,212 09/30/2017
Virtu Financial LLC18,173$3,139 09/30/2017
     BABA18,173$3,139 09/30/2017
Ashfield Capital Partners LLC18,168$3,138 09/30/2017
     BABA18,168$3,138 09/30/2017
Prudence Asset Management Ltd18,000$3,109 09/30/2017
     BABA18,000$3,109 09/30/2017
Adalta Capital Management LLC22,000$3,100 06/30/2017
     BABA22,000$3,100 06/30/2017
BOKF NA17,103$2,954 09/30/2017
     BABA17,103$2,954 09/30/2017
Essex Financial Services Inc.16,737$2,891 09/30/2017
     BABA16,737$2,891 09/30/2017
Wetherby Asset Management Inc.16,588$2,865 09/30/2017
     BABA16,588$2,865 09/30/2017
Aviance Capital Partners LLC16,023$2,767 09/30/2017
     BABA16,023$2,767 09/30/2017
Maso Capital Partners Ltd16,000$2,763 09/30/2017
     BABA16,000$2,763 09/30/2017
Orca Investment Management LLC15,736$2,718 09/30/2017
     BABA15,736$2,718 09/30/2017
Alta Advisers Ltd15,699$2,711 09/30/2017
     BABA15,699$2,711 09/30/2017
Sompo Japan Nipponkoa Asset Management CO. LTD.15,500$2,677 09/30/2017
     BABA15,500$2,677 09/30/2017
Synovus Financial Corp15,476$2,674 09/30/2017
     BABA15,476$2,674 09/30/2017
L & S Advisors Inc15,238$2,632 09/30/2017
     BABA15,238$2,632 09/30/2017
Advisors Asset Management Inc.15,222$2,629 09/30/2017
     BABA15,222$2,629 09/30/2017
Conservest Capital Advisors Inc.15,212$2,627 09/30/2017
     BABA15,212$2,627 09/30/2017
Segantii Capital Management Ltd15,000$2,591 09/30/2017
     BABA15,000$2,591 09/30/2017
First Midwest Bank Trust Division14,790$2,554 09/30/2017
     BABA14,790$2,554 09/30/2017
BKS Advisors LLC14,403$2,488 09/30/2017
     BABA14,403$2,488 09/30/2017
Schonfeld Strategic Advisors LLC14,325$2,474 09/30/2017
     BABA14,325$2,474 09/30/2017
Condor Capital Management14,241$2,460 09/30/2017
     BABA14,241$2,460 09/30/2017
Baker Avenue Asset Management LP14,198$2,452 09/30/2017
     BABA14,198$2,452 09/30/2017
Gabelli Funds LLC14,000$2,418 09/30/2017
     BABA14,000$2,418 09/30/2017
Nicholas Investment Partners LP13,979$2,414 09/30/2017
     BABA13,979$2,414 09/30/2017
Davidson & Garrard Inc.13,789$2,381 09/30/2017
     BABA13,789$2,381 09/30/2017
Brown Advisory Securities LLC13,544$2,339 09/30/2017
     BABA13,544$2,339 09/30/2017
Virtu KCG Holdings LLC16,550$2,332 06/30/2017
     BABA16,550$2,332 06/30/2017
RiverPoint Capital Management LLC13,495$2,331 09/30/2017
     BABA13,495$2,331 09/30/2017
Integre Asset Management LLC13,359$2,307 09/30/2017
     BABA13,359$2,307 09/30/2017
Bluestein R H & Co.13,200$2,280 09/30/2017
     BABA13,200$2,280 09/30/2017
OLD Mutual Customised Solutions Proprietary Ltd.13,119$2,266 09/30/2017
     BABA13,119$2,266 09/30/2017
Regions Financial Corp13,111$2,264 09/30/2017
     BABA13,111$2,264 09/30/2017
Insight Capital Research & Management Inc.13,022$2,249 09/30/2017
     BABA13,022$2,249 09/30/2017
FCM Investments TX13,000$2,245 09/30/2017
     BABA13,000$2,245 09/30/2017
Leuthold Group LLC12,949$2,236 09/30/2017
     BABA12,949$2,236 09/30/2017
TrueNorth Inc.12,865$2,222 09/30/2017
     BABA12,865$2,222 09/30/2017
Welch & Forbes LLC12,860$2,221 09/30/2017
     BABA12,860$2,221 09/30/2017
Trellus Management Company LLC12,500$2,159 09/30/2017
     BABA12,500$2,159 09/30/2017
Griffin Asset Management Inc.12,470$2,154 09/30/2017
     BABA12,470$2,154 09/30/2017
Carret Asset Management LLC12,464$2,153 09/30/2017
     BABA12,464$2,153 09/30/2017
Checchi Capital Advisers LLC12,422$2,145 09/30/2017
     BABA12,422$2,145 09/30/2017
QS Investors LLC12,400$2,142 09/30/2017
     BABA12,400$2,142 09/30/2017
Hutchens Investment Management Inc12,093$2,088 09/30/2017
     BABA12,093$2,088 09/30/2017
Wafra Investment Advisory Group Inc. NY12,056$2,082 09/30/2017
     BABA12,056$2,082 09/30/2017
CWM LLC11,832$2,044 09/30/2017
     BABA11,832$2,044 09/30/2017
ETRADE Capital Management LLC11,824$2,042 09/30/2017
     BABA11,824$2,042 09/30/2017
Keybank National Association OH11,692$2,019 09/30/2017
     BABA11,692$2,019 09/30/2017
BB&T Investment Services Inc.11,595$2,000 09/30/2017
     BABA11,595$2,000 09/30/2017
Dubuque Bank & Trust Co.11,556$1,996 09/30/2017
     BABA11,556$1,996 09/30/2017
Compton Capital Management Inc. RI11,515$1,989 09/30/2017
     BABA11,515$1,989 09/30/2017
Fic Capital Inc.11,420$1,972 09/30/2017
     BABA11,420$1,972 09/30/2017
Nippon Life Insurance Co.11,221$1,938 09/30/2017
     BABA11,221$1,938 09/30/2017
Birinyi Associates Inc.11,200$1,934 09/30/2017
     BABA11,200$1,934 09/30/2017
Point72 Asia Singapore Pte. Ltd.11,200$1,934 09/30/2017
     BABA11,200$1,934 09/30/2017
Squarepoint Ops LLC11,182$1,931 09/30/2017
     BABA11,182$1,931 09/30/2017
Ontario Teachers Pension Plan Board11,175$1,930 09/30/2017
     BABA11,175$1,930 09/30/2017
Regent Investment Management LLC11,175$1,930 09/30/2017
     BABA11,175$1,930 09/30/2017
First Heartland Consultants Inc.11,150$1,926 09/30/2017
     BABA11,150$1,926 09/30/2017
Focused Wealth Management Inc11,133$1,923 09/30/2017
     BABA11,133$1,923 09/30/2017
Terra Nova Asset Management LLC11,136$1,923 09/30/2017
     BABA11,136$1,923 09/30/2017
Mark Sheptoff Financial Planning LLC11,128$1,922 09/30/2017
     BABA11,128$1,922 09/30/2017
Dymon Asia Capital Ltd.11,100$1,917 09/30/2017
     BABA11,100$1,917 09/30/2017
Connor Clark & Lunn Investment Management Ltd.11,100$1,917 09/30/2017
     BABA11,100$1,917 09/30/2017
Raymond James Trust N.A.11,063$1,910 09/30/2017
     BABA11,063$1,910 09/30/2017
Anderson Hoagland & Co.10,995$1,899 09/30/2017
     BABA10,995$1,899 09/30/2017
Wexford Capital LP10,808$1,867 09/30/2017
     BABA10,808$1,867 09/30/2017
Parallel Advisors LLC9,953$1,837 09/30/2017
     BABA9,953$1,837 09/30/2017
Sumitomo Life Insurance Co.10,600$1,831 09/30/2017
     BABA10,600$1,831 09/30/2017
American National Registered Investment Advisor Inc.10,595$1,830 09/30/2017
     BABA10,595$1,830 09/30/2017
Marble Harbor Investment Counsel LLC10,460$1,807 09/30/2017
     BABA10,460$1,807 09/30/2017
Markston International LLC10,382$1,794 09/30/2017
     BABA10,382$1,794 09/30/2017
Moody National Bank Trust Division10,252$1,770 09/30/2017
     BABA10,252$1,770 09/30/2017
First Interstate Bank10,176$1,758 09/30/2017
     BABA10,176$1,758 09/30/2017
Cetera Advisor Networks LLC10,144$1,757 09/30/2017
     BABA10,144$1,757 09/30/2017
First Manhattan Co.9,970$1,721 09/30/2017
     BABA9,970$1,721 09/30/2017
FT Options LLC $1,708 09/30/2017
     BABA9,900$1,710 09/30/2017
     Put10,000$2 09/30/2017
NEXT Financial Group Inc9,533$1,701 09/30/2017
     BABA9,533$1,701 09/30/2017
Level Four Advisory Services LLC9,576$1,699 09/30/2017
     BABA9,576$1,699 09/30/2017
Altfest L J & Co. Inc.9,828$1,697 09/30/2017
     BABA9,828$1,697 09/30/2017
Montag A & Associates Inc.9,794$1,692 09/30/2017
     BABA9,794$1,692 09/30/2017
OLD National Bancorp IN9,742$1,683 09/30/2017
     BABA9,742$1,683 09/30/2017
Hoertkorn Richard Charles9,660$1,668 09/30/2017
     BABA9,660$1,668 09/30/2017
Financial Counselors Inc.9,627$1,663 09/30/2017
     BABA9,627$1,663 09/30/2017
Cetera Advisors LLC9,569$1,649 09/30/2017
     BABA9,569$1,649 09/30/2017
Simmons Bank9,400$1,623 09/30/2017
     BABA9,400$1,623 09/30/2017
Bradley Foster & Sargent Inc. CT9,334$1,612 09/30/2017
     BABA9,334$1,612 09/30/2017
Stratos Wealth Partners LTD.9,277$1,602 09/30/2017
     BABA9,277$1,602 09/30/2017
Granite Investment Advisors LLC9,000$1,554 09/30/2017
     BABA9,000$1,554 09/30/2017
Strategic Global Advisors LLC8,870$1,532 09/30/2017
     BABA8,870$1,532 09/30/2017
Investment Centers of America Inc.8,804$1,524 09/30/2017
     BABA8,804$1,524 09/30/2017
Fifth Third Bancorp8,755$1,512 09/30/2017
     BABA8,755$1,512 09/30/2017
Quantitative Systematic Strategies LLC8,719$1,506 09/30/2017
     BABA8,719$1,506 09/30/2017
Kazazian Asset Management LLC8,703$1,503 09/30/2017
     BABA8,703$1,503 09/30/2017
Seven Bridges Advisors LLC8,627$1,490 09/30/2017
     BABA8,627$1,490 09/30/2017
GRATRY & Co LLC8,587$1,483 09/30/2017
     BABA8,587$1,483 09/30/2017
Roberts Glore & Co. Inc. IL8,525$1,472 09/30/2017
     BABA8,525$1,472 09/30/2017
Partner Investment Management L.P.8,473$1,463 09/30/2017
     BABA8,473$1,463 09/30/2017
Intellectus Partners LLC8,366$1,445 09/30/2017
     BABA8,366$1,445 09/30/2017
Fernwood Investment Management LLC8,343$1,441 09/30/2017
     BABA8,343$1,441 09/30/2017
Atria Investments LLC8,160$1,409 09/30/2017
     BABA8,160$1,409 09/30/2017
Lincoln National Corp8,095$1,398 09/30/2017
     BABA8,095$1,398 09/30/2017
Sentry Investments Corp.8,004$1,382 09/30/2017
     BABA8,004$1,382 09/30/2017
Lee Capital Management LP8,000$1,382 09/30/2017
     BABA8,000$1,382 09/30/2017
Nwam LLC7,972$1,377 09/30/2017
     BABA7,972$1,377 09/30/2017
Pinnacle Associates Ltd.7,740$1,337 09/30/2017
     BABA7,740$1,337 09/30/2017
Bayesian Capital Management LP7,700$1,330 09/30/2017
     BABA7,700$1,330 09/30/2017
Edinburgh Partners Ltd7,600$1,313 09/30/2017
     BABA7,600$1,313 09/30/2017
Sterling Capital Management LLC7,581$1,309 09/30/2017
     BABA7,581$1,309 09/30/2017
Sit Investment Associates Inc.7,510$1,297 09/30/2017
     BABA7,510$1,297 09/30/2017
GSA Capital Partners LLP7,495$1,294 09/30/2017
     BABA7,495$1,294 09/30/2017
Mogy Joel R Investment Counsel Inc.7,385$1,275 09/30/2017
     BABA7,385$1,275 09/30/2017
Segall Bryant & Hamill LLC7,307$1,262 09/30/2017
     BABA7,307$1,262 09/30/2017
Boston Advisors LLC7,213$1,246 09/30/2017
     BABA7,213$1,246 09/30/2017
M Holdings Securities Inc.7,193$1,242 09/30/2017
     BABA7,193$1,242 09/30/2017
Sigma Planning Corp7,179$1,240 09/30/2017
     BABA7,179$1,240 09/30/2017
Flow Traders U.S. LLC7,120$1,230 09/30/2017
     BABA7,120$1,230 09/30/2017
Cornerstone Wealth Management LLC6,761$1,228 09/30/2017
     BABA6,761$1,228 09/30/2017
Capital Management Associates NY7,100$1,226 09/30/2017
     BABA7,100$1,226 09/30/2017
Tower Research Capital LLC TRC7,085$1,223 09/30/2017
     BABA7,085$1,223 09/30/2017
Vident Investment Advisory LLC7,024$1,213 09/30/2017
     BABA7,024$1,213 09/30/2017
Financial Architects Inc $1,210 09/30/2017
     Call5,300$882 09/30/2017
     BABA1,902$328 09/30/2017
First Mercantile Trust Co.6,935$1,198 09/30/2017
     BABA6,935$1,198 09/30/2017
1st Global Advisors Inc.8,435$1,188 06/30/2017
     BABA8,435$1,188 06/30/2017
Sandy Spring Bank6,813$1,177 09/30/2017
     BABA6,813$1,177 09/30/2017
Tradition Capital Management LLC6,725$1,161 09/30/2017
     BABA6,725$1,161 09/30/2017
Janney Capital Management LLC6,657$1,149 09/30/2017
     BABA6,657$1,149 09/30/2017
Financial Partners Capital Management LLC6,557$1,132 09/30/2017
     BABA6,557$1,132 09/30/2017
Johanson Financial Advisors Inc.6,542$1,131 09/30/2017
     BABA6,542$1,131 09/30/2017
Weiss Multi Strategy Advisers LLC6,500$1,123 09/30/2017
     BABA6,500$1,123 09/30/2017
Aviance Capital Management LLC6,461$1,116 09/30/2017
     BABA6,461$1,116 09/30/2017
Tiedemann Wealth Management LLC6,444$1,114 09/30/2017
     BABA6,444$1,114 09/30/2017
Reliance Trust Co. of Delaware6,395$1,104 09/30/2017
     BABA6,395$1,104 09/30/2017
David R. Rahn & Associates Inc.6,375$1,101 09/30/2017
     BABA6,375$1,101 09/30/2017
Newman Dignan & Sheerar Inc.6,371$1,100 09/30/2017
     BABA6,371$1,100 09/30/2017
IPG Investment Advisors LLC6,325$1,092 09/30/2017
     BABA6,325$1,092 09/30/2017
Independent Advisor Alliance5,992$1,091 09/30/2017
     BABA5,992$1,091 09/30/2017
Burns J W & Co. Inc. NY6,294$1,087 09/30/2017
     BABA6,294$1,087 09/30/2017
GM Advisory Group Inc.6,287$1,086 09/30/2017
     BABA6,287$1,086 09/30/2017
Migdal Insurance & Financial Holdings Ltd.6,212$1,073 09/30/2017
     BABA6,212$1,073 09/30/2017
Overbrook Management Corp6,126$1,058 09/30/2017
     BABA6,126$1,058 09/30/2017
Covington Capital Management6,120$1,057 09/30/2017
     BABA6,120$1,057 09/30/2017
Granite Point Capital Management L.P.6,100$1,054 09/30/2017
     BABA6,100$1,054 09/30/2017
Rothschild Investment Corp IL6,066$1,048 09/30/2017
     BABA6,066$1,048 09/30/2017
Benchmark Capital Advisors5,970$1,031 09/30/2017
     BABA5,970$1,031 09/30/2017
Rational Advisors LLC5,933$1,024 09/30/2017
     BABA5,933$1,024 09/30/2017
Pekin Singer Strauss Asset Management IL5,835$1,008 09/30/2017
     BABA5,835$1,008 09/30/2017
ARGA Investment Management LP5,800$1,002 09/30/2017
     BABA5,800$1,002 09/30/2017
Avalon Advisors LLC5,762$995 09/30/2017
     BABA5,762$995 09/30/2017
Palisade Capital Management LLC NJ5,695$984 09/30/2017
     BABA5,695$984 09/30/2017
Greenleaf Trust5,691$983 09/30/2017
     BABA5,691$983 09/30/2017
Westside Investment Management Inc.5,393$982 09/30/2017
     BABA5,393$982 09/30/2017
First Trust Bank Ltd.5,500$950 09/30/2017
     BABA5,500$950 09/30/2017
Mawer Investment Management Ltd.5,500$950 09/30/2017
     BABA5,500$950 09/30/2017
Beech Hill Advisors Inc.5,389$931 09/30/2017
     BABA5,389$931 09/30/2017
National Planning Corp5,358$925 09/30/2017
     BABA5,358$925 09/30/2017
Commonwealth Bank of Australia5,336$921 09/30/2017
     BABA5,336$921 09/30/2017
Advisory Services Network LLC5,291$914 09/30/2017
     BABA5,291$914 09/30/2017
Eqis Capital Management Inc.5,288$913 09/30/2017
     BABA5,288$913 09/30/2017
Ausdal Financial Partners Inc.5,265$909 09/30/2017
     BABA5,265$909 09/30/2017
Osborn Williams & Donohoe LLC5,240$905 09/30/2017
     BABA5,240$905 09/30/2017
Sheets Smith Wealth Management5,148$889 09/30/2017
     BABA5,148$889 09/30/2017
Breton Hill Capital Ltd.5,139$888 09/30/2017
     BABA5,139$888 09/30/2017
Exane Derivatives5,115$883 09/30/2017
     BABA5,115$883 09/30/2017
Cpwm LLC5,088$879 09/30/2017
     BABA5,088$879 09/30/2017
SignalPoint Asset Management LLC4,998$863 09/30/2017
     BABA4,998$863 09/30/2017
Harbour Capital Advisors LLC4,932$852 09/30/2017
     BABA4,932$852 09/30/2017
Quadrature Capital Ltd4,892$845 09/30/2017
     BABA4,892$845 09/30/2017
HighPoint Advisor Group LLC4,506$833 09/30/2017
     BABA4,506$833 09/30/2017
Verition Fund Management LLC4,787$827 09/30/2017
     BABA4,787$827 09/30/2017
Granahan Investment Management Inc. MA4,770$824 09/30/2017
     BABA4,770$824 09/30/2017
Lenox Wealth Management Inc.4,755$821 09/30/2017
     BABA4,755$821 09/30/2017
HMS Capital Management LLC $818 09/30/2017
     BABA5,139$888 09/30/2017
     Put400$70 09/30/2017
Neuburgh Advisers LLC4,624$799 09/30/2017
     BABA4,624$799 09/30/2017
LeJeune Puetz Investment Counsel LLC4,606$796 09/30/2017
     BABA4,606$796 09/30/2017
Narwhal Capital Management4,600$794 09/30/2017
     BABA4,600$794 09/30/2017
Benjamin F. Edwards & Company Inc. $787 09/30/2017
     BABA4,460$770 09/30/2017
     Call100$17 09/30/2017
Miller Value Partners LLC4,500$777 09/30/2017
     BABA4,500$777 09/30/2017
Hilton Capital Management LLC4,500$777 09/30/2017
     BABA4,500$777 09/30/2017
Bronfman E.L. Rothschild L.P.4,423$764 09/30/2017
     BABA4,423$764 09/30/2017
BTC Capital Management Inc.4,280$739 09/30/2017
     BABA4,280$739 09/30/2017
Banco BTG Pactual S.A.4,278$738 09/30/2017
     BABA4,278$738 09/30/2017
Advantage Investment Management LLC4,259$736 09/30/2017
     BABA4,259$736 09/30/2017
YHB Investment Advisors Inc.4,225$730 09/30/2017
     BABA4,225$730 09/30/2017
Alpha Cubed Investments LLC4,201$726 09/30/2017
     BABA4,201$726 09/30/2017
Beaton Management Co. Inc.4,200$725 09/30/2017
     BABA4,200$725 09/30/2017
Navellier & Associates Inc4,160$718 09/30/2017
     BABA4,160$718 09/30/2017
Legacy Capital Partners Inc.4,155$718 09/30/2017
     BABA4,155$718 09/30/2017
HBK Sorce Advisory LLC4,139$715 09/30/2017
     BABA4,139$715 09/30/2017
Jaffetilchin Investment Partners LLC4,131$713 09/30/2017
     BABA4,131$713 09/30/2017
Sawtooth Solutions LLC4,126$713 09/30/2017
     BABA4,126$713 09/30/2017
Two Sigma Securities LLC4,125$712 09/30/2017
     BABA4,125$712 09/30/2017
FUKOKU MUTUAL LIFE INSURANCE Co4,100$708 09/30/2017
     BABA4,100$708 09/30/2017
Cetera Investment Advisers4,059$702 09/30/2017
     BABA4,059$702 09/30/2017
Commerce Bank4,003$692 09/30/2017
     BABA4,003$692 09/30/2017
Gruss & Co. Inc.4,000$691 09/30/2017
     BABA4,000$691 09/30/2017
Kistler Tiffany Companies LLC4,000$691 09/30/2017
     BABA4,000$691 09/30/2017
Woodstock Corp3,936$680 09/30/2017
     BABA3,936$680 09/30/2017
AllSquare Wealth Management LLC3,900$674 09/30/2017
     BABA3,900$674 09/30/2017
Private Trust Co. NA3,903$673 09/30/2017
     BABA3,903$673 09/30/2017
CAPROCK Group Inc.3,898$673 09/30/2017
     BABA3,898$673 09/30/2017
Zions Bancorporation3,882$670 09/30/2017
     BABA3,882$670 09/30/2017
Canal Capital Management LLC3,852$665 09/30/2017
     BABA3,852$665 09/30/2017
Wedbush Securities Inc.3,841$663 09/30/2017
     BABA3,841$663 09/30/2017
Johnson Investment Counsel Inc.3,830$661 09/30/2017
     BABA3,830$661 09/30/2017
Flinton Capital Management LLC3,808$658 09/30/2017
     BABA3,808$658 09/30/2017
Herald Investment Management Ltd3,800$656 09/30/2017
     BABA3,800$656 09/30/2017
Harel Insurance Investments & Financial Services Ltd.3,796$655 09/30/2017
     BABA3,796$655 09/30/2017
Franklin Street Advisors Inc. NC3,767$651 09/30/2017
     BABA3,767$651 09/30/2017
Hilltop Holdings Inc.3,714$641 09/30/2017
     BABA3,714$641 09/30/2017
Voya Financial Advisors Inc.3,768$641 09/30/2017
     BABA3,768$641 09/30/2017
IHT Wealth Management LLC3,522$641 09/30/2017
     BABA3,522$641 09/30/2017
Van Hulzen Asset Management LLC3,700$639 09/30/2017
     BABA3,700$639 09/30/2017
Cavalier Investments LLC3,675$635 09/30/2017
     BABA3,675$635 09/30/2017
Green Square Capital LLC3,658$632 09/30/2017
     BABA3,658$632 09/30/2017
Eagle Capital Management LLC3,650$630 09/30/2017
     BABA3,650$630 09/30/2017
Cobblestone Capital Advisors LLC NY3,645$630 09/30/2017
     BABA3,645$630 09/30/2017
Gateway Advisory LLC3,600$622 09/30/2017
     BABA3,600$622 09/30/2017
Tuttle Tactical Management LLC3,603$622 09/30/2017
     BABA3,603$622 09/30/2017
Svenska Handelsbanken AB publ3,600$622 09/30/2017
     BABA3,600$622 09/30/2017
Moors & Cabot Inc.3,586$619 09/30/2017
     BABA3,586$619 09/30/2017
Capital One National Association3,547$613 09/30/2017
     BABA3,547$613 09/30/2017
Strategic Advisors LLC3,536$611 09/30/2017
     BABA3,536$611 09/30/2017
Colony Group LLC3,496$604 09/30/2017
     BABA3,496$604 09/30/2017
Timber Hill LLC3,436$593 09/30/2017
     BABA3,436$593 09/30/2017
Burney Co.3,426$583 09/30/2017
     BABA3,426$583 09/30/2017
Cornerstone Financial Partners LLC3,372$580 09/30/2017
     BABA3,372$580 09/30/2017
Flagship Harbor Advisors LLC3,198$580 09/30/2017
     BABA3,198$580 09/30/2017
Thompson Siegel & Walmsley LLC3,350$579 09/30/2017
     BABA3,350$579 09/30/2017
Ruane Cunniff & Goldfarb Inc.3,335$576 09/30/2017
     BABA3,335$576 09/30/2017
Barrett Asset Management LLC3,335$576 09/30/2017
     BABA3,335$576 09/30/2017
Schnieders Capital Management LLC3,275$566 09/30/2017
     BABA3,275$566 09/30/2017
First Citizens Bank & Trust Co.3,270$565 09/30/2017
     BABA3,270$565 09/30/2017
Cullen Frost Bankers Inc.3,257$562 09/30/2017
     BABA3,257$562 09/30/2017
Horan Capital Management3,211$554 09/30/2017
     BABA3,211$554 09/30/2017
Cullinan Associates Inc.3,200$553 09/30/2017
     BABA3,200$553 09/30/2017
Steinberg Global Asset Management3,190$551 09/30/2017
     BABA3,190$551 09/30/2017
Raab & Moskowitz Asset Management LLC2,981$551 09/30/2017
     BABA2,981$551 09/30/2017
Silvercrest Asset Management Group LLC3,126$540 09/30/2017
     BABA3,126$540 09/30/2017
Circle Wealth Management LLC3,115$538 09/30/2017
     BABA3,115$538 09/30/2017
Outfitter Advisors LTD.3,050$527 09/30/2017
     BABA3,050$527 09/30/2017
Turner Investments LLC3,020$522 09/30/2017
     BABA3,020$522 09/30/2017
Arcus Capital Partners LLC3,024$522 09/30/2017
     BABA3,024$522 09/30/2017
Wilbanks Smith & Thomas Asset Management LLC3,001$518 09/30/2017
     BABA3,001$518 09/30/2017
Tyers Asset Management LLC2,992$517 09/30/2017
     BABA2,992$517 09/30/2017
Williams Jones & Associates LLC2,968$513 09/30/2017
     BABA2,968$513 09/30/2017
SevenBridge Financial Group LLC2,900$501 09/30/2017
     BABA2,900$501 09/30/2017
Venturi Wealth Management LLC2,854$495 09/30/2017
     BABA2,854$495 09/30/2017
Baldwin Brothers Inc. MA2,825$488 09/30/2017
     BABA2,825$488 09/30/2017
Coldstream Capital Management Inc.2,817$487 09/30/2017
     BABA2,817$487 09/30/2017
Ronald Blue & Co. LLC3,458$487 06/30/2017
     BABA3,458$487 06/30/2017
Cottage Street Advisors LLC2,800$484 09/30/2017
     BABA2,800$484 09/30/2017
Pinnacle Financial Partners Inc.2,782$481 09/30/2017
     BABA2,782$481 09/30/2017
Intercontinental Wealth Advisors LLC2,778$480 09/30/2017
     BABA2,778$480 09/30/2017
Northeast Financial Consultants Inc2,755$476 09/30/2017
     BABA2,755$476 09/30/2017
Ahrens Investment Partners LLC2,750$475 09/30/2017
     BABA2,750$475 09/30/2017
Private Capital Management Inc.2,700$466 09/30/2017
     BABA2,700$466 09/30/2017
Partnervest Advisory Services LLC2,700$466 09/30/2017
     BABA2,700$466 09/30/2017
Signaturefd LLC2,605$450 09/30/2017
     BABA2,605$450 09/30/2017
HPM Partners LLC2,570$444 09/30/2017
     BABA2,570$444 09/30/2017
GWM Advisors LLC2,436$444 09/30/2017
     BABA2,436$444 09/30/2017
Gradient Investments LLC2,562$442 09/30/2017
     BABA2,562$442 09/30/2017
Apriem Advisors2,540$439 09/30/2017
     BABA2,540$439 09/30/2017
IFC Holdings Incorporated FL2,527$436 09/30/2017
     BABA2,527$436 09/30/2017
Parnassus Investments CA2,500$432 09/30/2017
     BABA2,500$432 09/30/2017
Bank of The West2,463$425 09/30/2017
     BABA2,463$425 09/30/2017
Kimelman & Baird LLC3,000$423 06/30/2017
     BABA3,000$423 06/30/2017
Bfsg LLC2,419$418 09/30/2017
     BABA2,419$418 09/30/2017
Icon Advisers Inc. Co.2,400$415 09/30/2017
     BABA2,400$415 09/30/2017
Insight 2811 Inc.2,400$415 09/30/2017
     BABA2,400$415 09/30/2017
WESPAC Advisors SoCal LLC2,379$410 09/30/2017
     BABA2,379$410 09/30/2017
EFG Asset Management Americas Corp.2,343$405 09/30/2017
     BABA2,343$405 09/30/2017
Ruggie Capital Group2,343$405 09/30/2017
     BABA2,343$405 09/30/2017
Dixon Hubard Feinour & Brown Inc. VA2,323$401 09/30/2017
     BABA2,323$401 09/30/2017
Comerica Securities Inc.2,319$401 09/30/2017
     BABA2,319$401 09/30/2017
GHP Investment Advisors Inc.2,300$397 09/30/2017
     BABA2,300$397 09/30/2017
Peregrine Asset Advisers Inc.2,300$397 09/30/2017
     BABA2,300$397 09/30/2017
CFO4Life Group LLC2,297$397 09/30/2017
     BABA2,297$397 09/30/2017
Cornerstone Advisors Inc.2,259$390 09/30/2017
     BABA2,259$390 09/30/2017
Invictus RG2,250$389 09/30/2017
     BABA2,250$389 09/30/2017
Blue Fin Capital Inc.2,242$387 09/30/2017
     BABA2,242$387 09/30/2017
Global Financial Private Capital LLC2,238$387 09/30/2017
     BABA2,238$387 09/30/2017
Chicago Partners Investment Group LLC2,232$385 09/30/2017
     BABA2,232$385 09/30/2017
Night Owl Capital Management LLC2,226$384 09/30/2017
     BABA2,226$384 09/30/2017
Fieldpoint Private Securities LLC2,200$380 09/30/2017
     BABA2,200$380 09/30/2017
Mariner Wealth Advisors LLC2,191$378 09/30/2017
     BABA2,191$378 09/30/2017
Laurel Wealth Advisors Inc.2,180$376 09/30/2017
     BABA2,180$376 09/30/2017
Glen Harbor Capital Management LLC2,176$376 09/30/2017
     BABA2,176$376 09/30/2017
Worth Venture Partners LLC2,170$375 09/30/2017
     BABA2,170$375 09/30/2017
Private Advisory Group LLC2,160$374 09/30/2017
     BABA2,160$374 09/30/2017
AE Wealth Management LLC2,166$374 09/30/2017
     BABA2,166$374 09/30/2017
First Capital Advisors Group LLC.2,161$373 09/30/2017
     BABA2,161$373 09/30/2017
Signature Financial Management Inc.2,748$367 09/30/2017
     BABA2,748$367 09/30/2017
Homrich & Berg2,081$359 09/30/2017
     BABA2,081$359 09/30/2017
Belpointe Asset Management LLC2,058$355 09/30/2017
     BABA2,058$355 09/30/2017
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA2,050$354 09/30/2017
     BABA2,050$354 09/30/2017
Dumac Inc.2,051$354 09/30/2017
     BABA2,051$354 09/30/2017
Good Life Advisors LLC1,937$353 09/30/2017
     BABA1,937$353 09/30/2017
Wall Street Access Asset Management LLC2,000$345 09/30/2017
     BABA2,000$345 09/30/2017
First Business Financial Services Inc.2,000$345 09/30/2017
     BABA2,000$345 09/30/2017
C M Bidwell & Associates Ltd.1,985$343 09/30/2017
     BABA1,985$343 09/30/2017
Prospera Financial Services Inc1,914$332 09/30/2017
     BABA1,914$332 09/30/2017
HCR Wealth Advisors1,925$332 09/30/2017
     BABA1,925$332 09/30/2017
Vicus Capital1,892$327 09/30/2017
     BABA1,892$327 09/30/2017
Lido Advisors LLC1,770$327 09/30/2017
     BABA1,770$327 09/30/2017
Gofen & Glossberg LLC IL1,890$326 09/30/2017
     BABA1,890$326 09/30/2017
Cypress Asset Management Inc. TX1,875$324 09/30/2017
     BABA1,875$324 09/30/2017
Hartland & Co. LLC1,872$323 09/30/2017
     BABA1,872$323 09/30/2017
Sequoia Financial Advisors LLC1,868$323 09/30/2017
     BABA1,868$323 09/30/2017
Fairfield Bush & CO.1,865$322 09/30/2017
     BABA1,865$322 09/30/2017
Private Wealth Advisors Inc.1,863$322 09/30/2017
     BABA1,863$322 09/30/2017
Thompson Davis & CO. Inc.1,858$321 09/30/2017
     BABA1,858$321 09/30/2017
Smithfield Trust Co.1,842$318 09/30/2017
     BABA1,842$318 09/30/2017
Capital Bank & Trust Co1,837$317 09/30/2017
     BABA1,837$317 09/30/2017
Amarillo National Bank1,830$316 09/30/2017
     BABA1,830$316 09/30/2017
Wealthsource Partners LLC1,831$316 09/30/2017
     BABA1,831$316 09/30/2017
Diligent Investors LLC1,810$313 09/30/2017
     BABA1,810$313 09/30/2017
Nicolet Bankshares Inc.1,799$311 09/30/2017
     BABA1,799$311 09/30/2017
Calamos Wealth Management LLC1,800$311 09/30/2017
     BABA1,800$311 09/30/2017
Weatherly Asset Management L. P.1,767$305 09/30/2017
     BABA1,767$305 09/30/2017
Abbrea Capital LLC1,765$305 09/30/2017
     BABA1,765$305 09/30/2017
First Bank & Trust1,752$303 09/30/2017
     BABA1,752$303 09/30/2017
Savant Capital LLC1,751$302 09/30/2017
     BABA1,751$302 09/30/2017
North Star Investment Management Corp.1,735$300 09/30/2017
     BABA1,735$300 09/30/2017
Highstreet Asset Management Inc.1,728$298 09/30/2017
     BABA1,728$298 09/30/2017
PICTET BANK & TRUST Ltd1,724$298 09/30/2017
     BABA1,724$298 09/30/2017
Regal Investment Advisors LLC1,696$293 09/30/2017
     BABA1,696$293 09/30/2017
Resources Investment Advisors Inc.1,699$293 09/30/2017
     BABA1,699$293 09/30/2017
Edge Advisors LLC1,694$292 09/30/2017
     BABA1,694$292 09/30/2017
WFG Advisors LP2,056$290 06/30/2017
     BABA2,056$290 06/30/2017
Patten & Patten Inc. TN1,670$288 09/30/2017
     BABA1,670$288 09/30/2017
Wade G W & Inc.1,648$285 09/30/2017
     BABA1,648$285 09/30/2017
Chevy Chase Trust Holdings Inc.1,650$285 09/30/2017
     BABA1,650$285 09/30/2017
Adviser Investments LLC1,648$285 09/30/2017
     BABA1,648$285 09/30/2017
Mosaic Family Wealth LLC1,652$285 09/30/2017
     BABA1,652$285 09/30/2017
Brighton Jones LLC1,638$283 09/30/2017
     BABA1,638$283 09/30/2017
Rehmann Capital Advisory Group1,637$283 09/30/2017
     BABA1,637$283 09/30/2017
Frontier Wealth Management LLC1,632$282 09/30/2017
     BABA1,632$282 09/30/2017
Merriman Wealth Management LLC1,630$282 09/30/2017
     BABA1,630$282 09/30/2017
Clearwater Capital Partners LLC1,546$282 09/30/2017
     BABA1,546$282 09/30/2017
Moloney Securities Asset Management LLC1,608$278 09/30/2017
     BABA1,608$278 09/30/2017
Buckingham Asset Management LLC1,577$272 09/30/2017
     BABA1,577$272 09/30/2017
Albion Financial Group UT1,570$271 09/30/2017
     BABA1,570$271 09/30/2017
Campbell & CO Investment Adviser LLC1,557$269 09/30/2017
     BABA1,557$269 09/30/2017
Optimum Investment Advisors1,540$266 09/30/2017
     BABA1,540$266 09/30/2017
Koshinski Asset Management Inc.1,539$266 09/30/2017
     BABA1,539$266 09/30/2017
Meridian Wealth Management LLC1,532$266 09/30/2017
     BABA1,532$266 09/30/2017
Huntington National Bank1,522$263 09/30/2017
     BABA1,522$263 09/30/2017
Private Capital Advisors Inc.1,515$262 09/30/2017
     BABA1,515$262 09/30/2017
Cypress Wealth Advisors LLC1,517$262 09/30/2017
     BABA1,517$262 09/30/2017
Conning Inc.1,500$259 09/30/2017
     BABA1,500$259 09/30/2017
Ashford Capital Management Inc.1,500$259 09/30/2017
     BABA1,500$259 09/30/2017
NBT Bank N A NY1,500$259 09/30/2017
     BABA1,500$259 09/30/2017
Horizon Kinetics LLC1,490$257 09/30/2017
     BABA1,490$257 09/30/2017
Foresters Investment Management Company Inc.1,482$256 09/30/2017
     BABA1,482$256 09/30/2017
Krilogy Financial LLC1,480$256 09/30/2017
     BABA1,480$256 09/30/2017
Family Legacy Inc.1,471$254 09/30/2017
     BABA1,471$254 09/30/2017
B. Riley Financial Inc.1,455$251 09/30/2017
     BABA1,455$251 09/30/2017
Sfmg LLC1,437$248 09/30/2017
     BABA1,437$248 09/30/2017
FTB Advisors Inc.1,431$247 09/30/2017
     BABA1,431$247 09/30/2017
Shepherd Financial Partners LLC1,373$247 09/30/2017
     BABA1,373$247 09/30/2017
Stevens Capital Management LP1,425$246 09/30/2017
     BABA1,425$246 09/30/2017
Warren Averett Asset Management LLC1,422$246 09/30/2017
     BABA1,422$246 09/30/2017
Edge Wealth Management LLC1,400$242 09/30/2017
     BABA1,400$242 09/30/2017
Wimmer Associates 1 LLC1,400$242 09/30/2017
     BABA1,400$242 09/30/2017
CENTRAL TRUST Co1,365$236 09/30/2017
     BABA1,365$236 09/30/2017
Well Done LLC1,355$234 09/30/2017
     BABA1,355$234 09/30/2017
Webster Bank N. A.1,350$233 09/30/2017
     BABA1,350$233 09/30/2017
KCM Investment Advisors LLC1,338$231 09/30/2017
     BABA1,338$231 09/30/2017
RNC Capital Management LLC1,330$230 09/30/2017
     BABA1,330$230 09/30/2017
FCG Advisors LLC1,323$229 09/30/2017
     BABA1,323$229 09/30/2017
Mirador Capital Partners LP1,313$228 09/30/2017
     BABA1,313$228 09/30/2017
Family Management Corp1,315$227 09/30/2017
     BABA1,315$227 09/30/2017
Carlson Capital Management1,316$227 09/30/2017
     BABA1,316$227 09/30/2017
Groesbeck Investment Management Corp NJ1,300$225 09/30/2017
     BABA1,300$225 09/30/2017
Pennsylvania Trust Co1,305$225 09/30/2017
     BABA1,305$225 09/30/2017
E&G Advisors LP1,300$225 09/30/2017
     BABA1,300$225 09/30/2017
Dynamic Technology Lab Private Ltd1,300$224 09/30/2017
     BABA1,300$224 09/30/2017
Murphy Capital Management Inc.1,295$223 09/30/2017
     BABA1,295$223 09/30/2017
Sunbelt Securities Inc.1,274$220 09/30/2017
     BABA1,274$220 09/30/2017
RFG Advisory Group LLC1,200$218 09/30/2017
     BABA1,200$218 09/30/2017
Whittier Trust Co.1,256$217 09/30/2017
     BABA1,256$217 09/30/2017
Valeo Financial Advisors LLC1,253$216 09/30/2017
     BABA1,253$216 09/30/2017
Bainco International Investors1,245$215 09/30/2017
     BABA1,245$215 09/30/2017
Smith Moore & CO.1,213$209 09/30/2017
     BABA1,213$209 09/30/2017
Marco Investment Management LLC1,200$207 09/30/2017
     BABA1,200$207 09/30/2017
Portland Global Advisors LLC1,200$207 09/30/2017
     BABA1,200$207 09/30/2017
Usca Ria LLC1,451$204 09/30/2017
     BABA1,451$204 09/30/2017
Hudock Capital Group LLC1,175$202 09/30/2017
     BABA1,175$202 09/30/2017
Capital Analysts LLC1,050$181 09/30/2017
     BABA1,050$181 09/30/2017
Carroll Financial Associates Inc.979$175 09/30/2017
     BABA979$175 09/30/2017
Winslow Evans & Crocker Inc.1,016$175 09/30/2017
     BABA1,016$175 09/30/2017
Security National Trust Co.1,000$173 09/30/2017
     BABA1,000$173 09/30/2017
Private Ocean LLC1,000$172 09/30/2017
     BABA1,000$172 09/30/2017
SRS Capital Advisors Inc.976$168 09/30/2017
     BABA976$168 09/30/2017
Washington Trust Bank946$163 09/30/2017
     BABA946$163 09/30/2017
American Financial Network Advisory Services LLC913$158 09/30/2017
     BABA913$158 09/30/2017
Winch Advisory Services LLC909$157 09/30/2017
     BABA909$157 09/30/2017
Endurance Wealth Management Inc.890$154 09/30/2017
     BABA890$154 09/30/2017
San Francisco Sentry Investment Group CA887$153 09/30/2017
     BABA887$153 09/30/2017
Highlander Capital Management LLC867$150 09/30/2017
     BABA867$150 09/30/2017
West Oak Capital LLC825$142 09/30/2017
     BABA825$142 09/30/2017
Nelson Van Denburg & Campbell Wealth Management Group LLC802$139 09/30/2017
     BABA802$139 09/30/2017
Lee Financial Co800$138 09/30/2017
     BABA800$138 09/30/2017
Crow Point Partners LLC762$130 09/30/2017
     BABA762$130 09/30/2017
Gemmer Asset Management LLC751$130 09/30/2017
     BABA751$130 09/30/2017
Quadrant Capital Group LLC762$125 09/30/2017
     BABA762$125 09/30/2017
Shine Investment Advisory Services Inc.713$123 09/30/2017
     BABA713$123 09/30/2017
Toronto Dominion Bank673$117 09/30/2017
     BABA673$117 09/30/2017
OLD Second National Bank of Aurora650$112 09/30/2017
     BABA650$112 09/30/2017
Lorber David A633$109 09/30/2017
     BABA633$109 09/30/2017
Citizens Financial Group Inc. RI604$105 09/30/2017
     BABA604$105 09/30/2017
Duncker Streett & Co. Inc.600$104 09/30/2017
     BABA600$104 09/30/2017
First Eagle Investment Management LLC600$104 09/30/2017
     BABA600$104 09/30/2017
Plante Moran Financial Advisors LLC579$100 09/30/2017
     BABA579$100 09/30/2017
Asset Dedication LLC570$98 09/30/2017
     BABA570$98 09/30/2017
JNBA Financial Advisors558$96 09/30/2017
     BABA558$96 09/30/2017
Risk Paradigm Group LLC544$94 09/30/2017
     BABA544$94 09/30/2017
American Research & Management Co.525$91 09/30/2017
     BABA525$91 09/30/2017
RPg Family Wealth Advisory LLC513$89 09/30/2017
     BABA513$89 09/30/2017
Saratoga Research & Investment Management500$86 09/30/2017
     BABA500$86 09/30/2017
Cedar Wealth Management LLC500$86 09/30/2017
     BABA500$86 09/30/2017
Florence Capital Advisors LLC500$86 09/30/2017
     BABA500$86 09/30/2017
Sterling Investment Advisors Ltd.499$86 09/30/2017
     BABA499$86 09/30/2017
Bogart Wealth LLC460$84 09/30/2017
     BABA460$84 09/30/2017
M&R Capital Management Inc.470$81 09/30/2017
     BABA470$81 09/30/2017
QCI Asset Management Inc. NY450$78 09/30/2017
     BABA450$78 09/30/2017
Assetmark Inc.451$78 09/30/2017
     BABA451$78 09/30/2017
Rockefeller Financial Services Inc.430$74 09/30/2017
     BABA430$74 09/30/2017
Balentine LLC425$73 09/30/2017
     BABA425$73 09/30/2017
Massmutual Trust Co. FSB ADV500$70 06/30/2017
     BABA500$70 06/30/2017
Solaris Asset Management LLC400$69 09/30/2017
     BABA400$69 09/30/2017
Atlantic Trust LLC400$69 09/30/2017
     BABA400$69 09/30/2017
Spectrum Management Group Inc.371$64 09/30/2017
     BABA371$64 09/30/2017
Vantage Investment Advisors LLC357$62 09/30/2017
     BABA357$62 09/30/2017
Contravisory Investment Management Inc.343$59 09/30/2017
     BABA343$59 09/30/2017
YorkBridge Wealth Partners LLC340$59 09/30/2017
     BABA340$59 09/30/2017
TCI Wealth Advisors Inc.338$58 09/30/2017
     BABA338$58 09/30/2017
Tradewinds Capital Management LLC337$58 09/30/2017
     BABA337$58 09/30/2017
Watermark Asset Management Inc.325$56 09/30/2017
     BABA325$56 09/30/2017
Cable Hill Partners LLC320$55 09/30/2017
     BABA320$55 09/30/2017
Riverhead Capital Management LLC300$52 09/30/2017
     BABA300$52 09/30/2017
Oakworth Capital Inc.289$50 09/30/2017
     BABA289$50 09/30/2017
Johnson Financial Group Inc.266$46 09/30/2017
     BABA266$46 09/30/2017
Legacy Advisors LLC263$45 09/30/2017
     BABA263$45 09/30/2017
Glassman Wealth Services257$44 09/30/2017
     BABA257$44 09/30/2017
Howe & Rusling Inc.250$43 09/30/2017
     BABA250$43 09/30/2017
Central Bank & Trust Co.250$43 09/30/2017
     BABA250$43 09/30/2017
Horan Capital Advisors LLC.250$43 09/30/2017
     BABA250$43 09/30/2017
Sonora Investment Management LLC246$42 09/30/2017
     BABA246$42 09/30/2017
Parkside Financial Bank & Trust234$40 09/30/2017
     BABA234$40 09/30/2017
Bartlett & Co. LLC230$40 09/30/2017
     BABA230$40 09/30/2017
Close Asset Management Ltd217$37 09/30/2017
     BABA217$37 09/30/2017
First Financial Corp IN210$36 09/30/2017
     BABA210$36 09/30/2017
Trust Co. of Vermont206$36 09/30/2017
     BABA206$36 09/30/2017
TD Capital Management LLC200$35 09/30/2017
     BABA200$35 09/30/2017
Cowen Prime Services LLC200$35 09/30/2017
     BABA200$35 09/30/2017
Advocacy Wealth Management Services LLC200$35 09/30/2017
     BABA200$35 09/30/2017
Cranbrook Wealth Management LLC200$35 09/30/2017
     BABA200$35 09/30/2017
D Orazio & Associates Inc.200$35 09/30/2017
     BABA200$35 09/30/2017
WealthTrust Arizona LLC198$34 09/30/2017
     BABA198$34 09/30/2017
FNY Partners Fund LP $33 09/30/2017
     Call200$34 09/30/2017
     Put10$1 09/30/2017
Enterprise Financial Services Corp184$32 09/30/2017
     BABA184$32 09/30/2017
Blume Capital Management Inc.175$30 09/30/2017
     BABA175$30 09/30/2017
Proficio Capital Partners LLC175$30 09/30/2017
     BABA175$30 09/30/2017
Wealthcare Advisory Partners LLC171$30 09/30/2017
     BABA171$30 09/30/2017
Ironwood Financial llc167$29 09/30/2017
     BABA167$29 09/30/2017
American National Bank160$28 09/30/2017
     BABA160$28 09/30/2017
Patriot Financial Group Insurance Agency LLC150$27 09/30/2017
     BABA150$27 09/30/2017
Fortis Advisors LLC156$27 09/30/2017
     BABA156$27 09/30/2017
BDO Wealth Advisors LLC150$26 09/30/2017
     BABA150$26 09/30/2017
Accurate Investment Solutions Inc.146$25 09/30/2017
     BABA146$25 09/30/2017
Financial Management Professionals Inc.135$23 09/30/2017
     BABA135$23 09/30/2017
Jacobi Capital Management LLC125$23 09/30/2017
     BABA125$23 09/30/2017
Arcadia Investment Management Corp MI125$22 09/30/2017
     BABA125$22 09/30/2017
Integrated Investment Consultants LLC116$20 09/30/2017
     BABA116$20 09/30/2017
Winfield Associates Inc.106$18 09/30/2017
     BABA106$18 09/30/2017
AlphaMark Advisors LLC100$17 09/30/2017
     BABA100$17 09/30/2017
Perkins Coie Trust Co100$17 09/30/2017
     BABA100$17 09/30/2017
Camarda Financial Advisors LLC100$17 09/30/2017
     BABA100$17 09/30/2017
Tortoise Investment Management LLC100$17 09/30/2017
     BABA100$17 09/30/2017
Omnia Family Wealth LLC100$17 09/30/2017
     BABA100$17 09/30/2017
SpiderRock Advisors LLC $17 09/30/2017
     Call2,100$17 09/30/2017
Founders Capital Management100$17 09/30/2017
     BABA100$17 09/30/2017
Roble Belko & Company Inc95$16 09/30/2017
     BABA95$16 09/30/2017
Valley National Advisers Inc.75$13 09/30/2017
     BABA75$13 09/30/2017
Capital Advisors Ltd. LLC75$13 09/30/2017
     BABA75$13 09/30/2017
City Holding Co.59$10 09/30/2017
     BABA59$10 09/30/2017
Delta Asset Management LLC TN60$10 09/30/2017
     BABA60$10 09/30/2017
Estabrook Capital Management60$10 09/30/2017
     BABA60$10 09/30/2017
Willingdon Wealth Management60$10 09/30/2017
     BABA60$10 09/30/2017
Hall Laurie J Trustee50$9 09/30/2017
     BABA50$9 09/30/2017
Manchester Capital Management LLC52$9 09/30/2017
     BABA52$9 09/30/2017
Vigilant Capital Management LLC50$9 09/30/2017
     BABA50$9 09/30/2017
Financial Advantage Inc.50$9 09/30/2017
     BABA50$9 09/30/2017
Baystate Wealth Management LLC49$9 09/30/2017
     BABA49$9 09/30/2017
Clear Perspective Advisors LLC50$9 09/30/2017
     BABA50$9 09/30/2017
Corbenic Partners LLC45$8 09/30/2017
     BABA45$8 09/30/2017
Mountain Capital Investment Advisors Inc40$7 09/30/2017
     BABA40$7 09/30/2017
Whittier Trust Co. of Nevada Inc.34$6 09/30/2017
     BABA34$6 09/30/2017
Hanson McClain Inc.30$5 09/30/2017
     BABA30$5 09/30/2017
Cordasco Financial Network30$5 09/30/2017
     BABA30$5 09/30/2017
Cypress Capital Management LLC WY30$5 09/30/2017
     BABA30$5 09/30/2017
Sharkey Howes & Javer25$5 09/30/2017
     BABA25$5 09/30/2017
Alpha Omega Wealth Management LLC30$5 09/30/2017
     BABA30$5 09/30/2017
Pinkerton Retirement Specialists LLC25$4 09/30/2017
     BABA25$4 09/30/2017
Lenox Wealth Advisors Inc.22$4 09/30/2017
     BABA22$4 09/30/2017
Norway Savings Bank25$4 09/30/2017
     BABA25$4 09/30/2017
Hanseatic Management Services Inc.17$3 09/30/2017
     BABA17$3 09/30/2017
Hillsdale Investment Management Inc.20$3 09/30/2017
     BABA20$3 09/30/2017
Hanson & Doremus Investment Management9$2 09/30/2017
     BABA9$2 09/30/2017
Weiss Asset Management LP $0 09/30/2017
     Put60,000$10,363 09/30/2017
     BABA60,000$10,363 09/30/2017
NINE MASTS CAPITAL Ltd $-2 09/30/2017
     Put1,020$2 09/30/2017
CTC LLC $-235 09/30/2017
     Put20,873$360,430 09/30/2017
     Call20,542$354,726 09/30/2017
     BABA31,671$5,469 09/30/2017
K2 Principal Fund L.P. $-864 09/30/2017
     Put5,000$864 09/30/2017
Glaxis Capital Management LLC $-864 09/30/2017
     Put5,000$864 09/30/2017
Quad Capital Management Advisors LLC $-864 09/30/2017
     Put5,000$864 09/30/2017
Walleye Trading LLC $-1,571 09/30/2017
     Put300,500$51,900 09/30/2017
     BABA241,195$41,657 09/30/2017
     Call50,200$8,672 09/30/2017
Jump Trading LLC $-2,176 09/30/2017
     Put28,500$4,922 09/30/2017
     Call11,200$1,934 09/30/2017
     BABA4,704$812 09/30/2017
GLG LLC $-2,591 09/30/2017
     Put35,000$6,045 09/30/2017
     BABA20,000$3,454 09/30/2017
Mint Tower Capital Management B.V. $-3,067 09/30/2017
     Put1,500$3,067 09/30/2017
Bach Investment Advisors Ltd $-3,178 09/30/2017
     Put18,400$3,178 09/30/2017
Wolverine Trading LLC $-7,240 09/30/2017
     Put1,351,400$233,400 09/30/2017
     Call1,060,300$183,124 09/30/2017
     BABA249,182$43,036 09/30/2017
Jefferies Group LLC $-7,628 09/30/2017
     Put108,200$18,687 09/30/2017
     Call58,000$10,017 09/30/2017
     BABA6,035$1,042 09/30/2017
Ionic Capital Management LLC $-8,636 09/30/2017
     Put50,000$8,636 09/30/2017
Otter Creek Advisors LLC $-11,105 09/30/2017
     Put64,300$11,105 09/30/2017
Arrowgrass Capital Partners US LP $-13,799 09/30/2017
     Put4,208$72,676 09/30/2017
     Call3,409$58,877 09/30/2017
Integral Derivatives LLC $-16,597 09/30/2017
     Put317,100$54,766 09/30/2017
     Call221,000$38,169 09/30/2017
Spot Trading L.L.C. $-17,232 09/30/2017
     Put312,200$53,920 09/30/2017
     Call161,600$27,910 09/30/2017
     BABA50,823$8,778 09/30/2017
Paloma Partners Management Co $-19,812 09/30/2017
     Put128,500$22,193 09/30/2017
     BABA13,788$2,381 09/30/2017
Elliott Management Corp $-20,725 09/30/2017
     Put120,000$20,725 09/30/2017
Laurion Capital Management LP $-25,665 09/30/2017
     Put760,000$131,261 09/30/2017
     Call611,400$105,596 09/30/2017
CMT Asset Management Ltd $-26,719 09/30/2017
     Put288,800$49,879 09/30/2017
     Call134,100$23,160 09/30/2017
Ursa Fund Management LLC $-34,715 09/30/2017
     Put201,000$34,715 09/30/2017
Pomelo Capital LLC $-36,787 09/30/2017
     Put213,000$36,787 09/30/2017
Firefly Value Partners LP $-42,055 09/30/2017
     Put243,500$42,055 09/30/2017
Millennium Management LLC $-69,084 09/30/2017
     Put500,000$86,355 09/30/2017
     Call100,000$17,271 09/30/2017
CSS LLC IL $-99,461 09/30/2017
     Put594,600$102,695 09/30/2017
     BABA16,221$2,802 09/30/2017
     Call2,500$432 09/30/2017
CMT Capital Markets Trading GmbH $-103,350 09/30/2017
     Put1,195,100$206,406 09/30/2017
     Call596,700$103,056 09/30/2017
Parallax Volatility Advisers L.P. $-104,152 09/30/2017
     Put1,735,800$299,797 09/30/2017
     Call1,132,800$195,645 09/30/2017
Public Sector Pension Investment Board $-130,181 09/30/2017
     Put1,000,000$172,710 09/30/2017
     BABA246,246$42,529 09/30/2017
Polar Asset Management Partners Inc. $-143,418 09/30/2017
     Put830,400$143,418 09/30/2017
Citigroup Inc. $-153,475 09/30/2017
     Put3,758,200$649,078 09/30/2017
     Call2,497,600$431,360 09/30/2017
     BABA371,973$64,243 09/30/2017
PEAK6 Investments L.P. $-158,399 09/30/2017
     Put2,402,300$414,901 09/30/2017
     Call1,002,100$173,073 09/30/2017
     BABA483,060$83,429 09/30/2017
Wolverine Asset Management LLC $-249,497 09/30/2017
     Put1,619,600$279,721 09/30/2017
     Call175,000$30,224 09/30/2017
Hudson Bay Capital Management LP $-293,070 09/30/2017
     Put1,837,200$317,303 09/30/2017
     BABA140,312$24,233 09/30/2017
Highbridge Capital Management LLC237,671$-294,992 09/30/2017
     Put1,945,700$336,041 09/30/2017
     BABA237,671$41,049 09/30/2017

See Summary: Institutional Holders of BABA
See Details: Top 10 Hedge Funds Holding BABA
Also See: BABA Holdings Changes

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