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Funds Holding CSWC

On this page, we present all of the funds holding CSWC from our database of 13F filers, detailed in the table below. The first column indicates the name of each of the funds holding CSWC, with a link to that fund's top holdings. The next columns indicate the amount of CSWC stock held by each of the funds holding CSWC, followed by the CSWC position size held by the fund, and lastly the date of the quarterly filing period the data represents. In total, we count 141 funds holding CSWC within the last two filing periods in our coverage universe of 13F filers, with the largest position size having been reported by Punch & Associates Investment Management Inc.. For more details on the positions held by Punch & Associates Investment Management Inc. (or by any of the other funds holding CSWC), click the fund name in the "Holder" column of the funds-holding-CSWC table below.

HolderAmountPosition Size
($ in 1000's)
 As of
Punch & Associates Investment Management Inc. $18,551,602 12/31/2023
     Call781,986$18,533,069 12/31/2023
     CSWC781,986$18,533 12/31/2023
Van ECK Associates Corp731,498$17,337 12/31/2023
     CSWC731,498$17,337 12/31/2023
Sanders Morris Harris LLC644,206$16,079 03/31/2024
     CSWC644,206$16,079 03/31/2024
Zuckerman Investment Group LLC613,137$14,531 12/31/2023
     CSWC613,137$14,531 12/31/2023
Sound Income Strategies LLC549,655$13,719 03/31/2024
     CSWC549,655$13,719 03/31/2024
Beacon Pointe Advisors LLC405,411$9,608 12/31/2023
     CSWC405,411$9,608 12/31/2023
Melia Wealth LLC372,073$9,287 03/31/2024
     CSWC372,073$9,287 03/31/2024
Invesco Ltd.380,951$9,029 12/31/2023
     CSWC380,951$9,029 12/31/2023
Two Sigma Investments LP378,964$8,981 12/31/2023
     CSWC378,964$8,981 12/31/2023
First Manhattan Co.376,494$8,923 12/31/2023
     CSWC376,494$8,923 12/31/2023
Two Sigma Advisers LP351,500$8,331 12/31/2023
     CSWC351,500$8,331 12/31/2023
Legal & General Group Plc308,987$7,326 12/31/2023
     CSWC308,987$7,326 12/31/2023
Hennion & Walsh Asset Management Inc.239,376$5,975 03/31/2024
     CSWC239,376$5,975 03/31/2024
Tectonic Advisors LLC241,935$5,734 12/31/2023
     CSWC241,935$5,734 12/31/2023
BlackRock Inc.191,052$4,528 12/31/2023
     CSWC191,052$4,528 12/31/2023
Grace & White Inc. NY176,597$4,408 03/31/2024
     CSWC176,597$4,408 03/31/2024
Advisors Asset Management Inc.163,232$3,869 12/31/2023
     CSWC163,232$3,869 12/31/2023
Ameriprise Financial Inc.159,015$3,770 12/31/2023
     CSWC159,015$3,770 12/31/2023
LPL Financial LLC145,396$3,446 12/31/2023
     CSWC145,396$3,446 12/31/2023
Hudson Bay Capital Management LP130,741$3,099 12/31/2023
     CSWC130,741$3,099 12/31/2023
Raymond James Financial Services Advisors Inc.117,920$2,943 03/31/2024
     CSWC117,920$2,943 03/31/2024
Mckinley Capital Management LLC Delaware122,548$2,904 12/31/2023
     CSWC122,548$2,904 12/31/2023
Total Clarity Wealth Management Inc.97,160$2,425 03/31/2024
     CSWC97,160$2,425 03/31/2024
Confluence Investment Management LLC95,774$2,391 03/31/2024
     CSWC95,774$2,391 03/31/2024
Sumitomo Mitsui Trust Holdings Inc.94,701$2,364 03/31/2024
     CSWC94,701$2,364 03/31/2024
Millennium Management LLC98,831$2,342 12/31/2023
     CSWC98,831$2,342 12/31/2023
Moerus Capital Management LLC95,730$2,269 12/31/2023
     CSWC95,730$2,269 12/31/2023
Marshall Wace LLP93,744$2,222 12/31/2023
     CSWC93,744$2,222 12/31/2023
Morgan Stanley89,398$2,119 12/31/2023
     CSWC89,398$2,119 12/31/2023
Raymond James & Associates83,736$2,090 03/31/2024
     CSWC83,736$2,090 03/31/2024
Redmont Wealth Advisors LLC78,460$1,958 03/31/2024
     CSWC78,460$1,958 03/31/2024
Putnam Investments LLC81,291$1,927 12/31/2023
     CSWC81,291$1,927 12/31/2023
Hodges Capital Management Inc.72,376$1,806 03/31/2024
     CSWC72,376$1,806 03/31/2024
Muzinich & Co. Inc.74,979$1,777 12/31/2023
     CSWC74,979$1,777 12/31/2023
Goldman Sachs Group Inc.68,682$1,628 12/31/2023
     CSWC68,682$1,628 12/31/2023
Argent Trust Co68,555$1,625 12/31/2023
     CSWC68,555$1,625 12/31/2023
Legacy Capital Wealth Partners LLC68,284$1,618 12/31/2023
     CSWC68,284$1,618 12/31/2023
Susquehanna International Group LLP $1,612 12/31/2023
     Call102,900$2,439 12/31/2023
     Put34,900$827 12/31/2023
Royal Bank of Canada66,468$1,576 12/31/2023
     CSWC66,468$1,576 12/31/2023
Citadel Advisors LLC $1,459 12/31/2023
     CSWC81,866$1,940 12/31/2023
     Put53,700$1,273 12/31/2023
     Call33,400$792 12/31/2023
Quadrature Capital Ltd57,646$1,366 12/31/2023
     CSWC57,646$1,366 12/31/2023
First Dallas Securities Inc.53,448$1,334 03/31/2024
     CSWC53,448$1,334 03/31/2024
Foundations Investment Advisors LLC54,558$1,326 12/31/2023
     CSWC54,558$1,326 12/31/2023
National Asset Management Inc.54,331$1,288 12/31/2023
     CSWC54,331$1,288 12/31/2023
Mraz Amerine & Associates Inc.49,930$1,183 12/31/2023
     CSWC49,930$1,183 12/31/2023
Jump Financial LLC49,700$1,178 12/31/2023
     CSWC49,700$1,178 12/31/2023
Wells Fargo & Company MN47,369$1,123 12/31/2023
     CSWC47,369$1,123 12/31/2023
UBS Group AG47,180$1,118 12/31/2023
     CSWC47,180$1,118 12/31/2023
Caldwell Sutter Capital Inc.43,228$1,079 03/31/2024
     CSWC43,228$1,079 03/31/2024
Commonwealth Equity Services LLC45,233$1,072 12/31/2023
     CSWC45,233$1,072 12/31/2023
Kestra Advisory Services LLC43,584$1,033 12/31/2023
     CSWC43,584$1,033 12/31/2023
Oppenheimer & Co. Inc.40,654$964 12/31/2023
     CSWC40,654$964 12/31/2023
Cornerstone Wealth Management LLC36,600$914 03/31/2024
     CSWC36,600$914 03/31/2024
Tudor Investment Corp Et Al38,298$908 12/31/2023
     CSWC38,298$908 12/31/2023
Advisor Group Holdings Inc.36,868$874 12/31/2023
     CSWC36,868$874 12/31/2023
Great West Life Assurance Co. Can36,291$855 12/31/2023
     CSWC36,291$855 12/31/2023
Cetera Investment Advisers35,180$834 12/31/2023
     CSWC35,180$834 12/31/2023
Cambridge Investment Research Advisors Inc.33,160$828 03/31/2024
     CSWC33,160$828 03/31/2024
HighTower Advisors LLC32,286$761 12/31/2023
     CSWC32,286$761 12/31/2023
Envestnet Asset Management Inc.31,917$756 12/31/2023
     CSWC31,917$756 12/31/2023
Quantbot Technologies LP26,332$624 12/31/2023
     CSWC26,332$624 12/31/2023
Sunbelt Securities Inc.24,389$609 03/31/2024
     CSWC24,389$609 03/31/2024
CI Private Wealth LLC24,979$592 12/31/2023
     CSWC24,979$592 12/31/2023
All Season Financial Advisors Inc.22,788$569 03/31/2024
     CSWC22,788$569 03/31/2024
Raymond James Trust N.A.22,544$563 03/31/2024
     CSWC22,544$563 03/31/2024
WINTON GROUP Ltd22,704$538 12/31/2023
     CSWC22,704$538 12/31/2023
ExodusPoint Capital Management LP22,591$535 12/31/2023
     CSWC22,591$535 12/31/2023
Apollon Wealth Management LLC20,429$484 12/31/2023
     CSWC20,429$484 12/31/2023
Monticello Wealth Management LLC18,272$456 03/31/2024
     CSWC18,272$456 03/31/2024
Virtus ETF Advisers LLC19,238$456 12/31/2023
     CSWC19,238$456 12/31/2023
Bard Associates Inc.18,510$439 12/31/2023
     CSWC18,510$439 12/31/2023
Aquatic Capital Management LLC17,900$424 12/31/2023
     CSWC17,900$424 12/31/2023
D. E. Shaw & Co. Inc.17,638$418 12/31/2023
     CSWC17,638$418 12/31/2023
SMH Capital Advisors Inc.16,944$402 12/31/2023
     CSWC16,944$402 12/31/2023
Samalin Investment Counsel LLC16,630$394 12/31/2023
     CSWC16,630$394 12/31/2023
The PNC Financial Services Group Inc.15,972$379 12/31/2023
     CSWC15,972$379 12/31/2023
HRT Financial LP15,989$378 12/31/2023
     CSWC15,989$378 12/31/2023
Mariner LLC15,821$375 12/31/2023
     CSWC15,821$375 12/31/2023
Horizon Kinetics Asset Management LLC15,600$370 12/31/2023
     CSWC15,600$370 12/31/2023
US Bancorp DE14,828$351 12/31/2023
     CSWC14,828$351 12/31/2023
Jane Street Group LLC $351 12/31/2023
     Call14,800$351 12/31/2023
Atria Wealth Solutions Inc.13,670$324 12/31/2023
     CSWC13,670$324 12/31/2023
Cetera Advisors LLC12,644$300 12/31/2023
     CSWC12,644$300 12/31/2023
Virtu Financial LLC12,547$297 12/31/2023
     CSWC12,547$297 12/31/2023
Connor Clark & Lunn Investment Management Ltd.12,282$291 12/31/2023
     CSWC12,282$291 12/31/2023
Core Wealth Partners LLC11,520$288 03/31/2024
     CSWC11,520$288 03/31/2024
Mirae Asset Global Investments Co. Ltd.11,736$278 12/31/2023
     CSWC11,736$278 12/31/2023
Guggenheim Capital LLC11,587$275 12/31/2023
     CSWC11,587$275 12/31/2023
Squarepoint Ops LLC11,539$273 12/31/2023
     CSWC11,539$273 12/31/2023
Brown Advisory Inc.10,700$267 03/31/2024
     CSWC10,700$267 03/31/2024
Geode Capital Management LLC11,251$267 12/31/2023
     CSWC11,251$267 12/31/2023
Good Life Advisors LLC11,283$267 12/31/2023
     CSWC11,283$267 12/31/2023
Campbell & CO Investment Adviser LLC10,447$248 12/31/2023
     CSWC10,447$248 12/31/2023
Group One Trading L.P. $242 12/31/2023
     CSWC11,372$270 12/31/2023
     Put1,400$33 12/31/2023
     Call200$5 12/31/2023
Creative Planning9,895$235 12/31/2023
     CSWC9,895$235 12/31/2023
Evergreen Capital Management LLC9,866$234 12/31/2023
     CSWC9,866$234 12/31/2023
Private Advisor Group LLC9,870$234 12/31/2023
     CSWC9,870$234 12/31/2023
Avantax Advisory Services Inc.9,470$224 12/31/2023
     CSWC9,470$224 12/31/2023
Colony Group LLC9,129$216 12/31/2023
     CSWC9,129$216 12/31/2023
Precision Wealth Strategies LLC8,615$204 12/31/2023
     CSWC8,615$204 12/31/2023
Inspire Advisors LLC8,560$203 12/31/2023
     CSWC8,560$203 12/31/2023
PFG Investments LLC8,078$202 03/31/2024
     CSWC8,078$202 03/31/2024
Mutual Advisors LLC8,471$201 12/31/2023
     CSWC8,471$201 12/31/2023
Glass Jacobson Investment Advisors llc6,975$174 03/31/2024
     CSWC6,975$174 03/31/2024
Comerica Bank7,115$169 12/31/2023
     CSWC7,115$169 12/31/2023
Bank of America Corp DE6,406$152 12/31/2023
     CSWC6,406$152 12/31/2023
Simplex Trading LLC $148 03/31/2024
     Call7,300$182 03/31/2024
     Put1,400$34 03/31/2024
Hollencrest Capital Management5,615$133 12/31/2023
     CSWC5,615$133 12/31/2023
Washington Trust Advisors Inc.5,000$118 12/31/2023
     CSWC5,000$118 12/31/2023
Parallel Advisors LLC4,853$115 12/31/2023
     CSWC4,853$115 12/31/2023
JPMorgan Chase & Co.4,312$102 12/31/2023
     CSWC4,312$102 12/31/2023
Signaturefd LLC2,563$61 12/31/2023
     CSWC2,563$61 12/31/2023
Capital Analysts LLC2,484$59 12/31/2023
     CSWC2,484$59 12/31/2023
TCTC Holdings LLC2,136$51 12/31/2023
     CSWC2,136$51 12/31/2023
Proequities Inc. $49 12/31/2023
     CSWC2,050$49 12/31/2023
     Put0$0 12/31/2023
     Call0$0 12/31/2023
USA Financial Portformulas Corp1,991$47 12/31/2023
     CSWC1,991$47 12/31/2023
Cape Investment Advisory Inc.1,328$31 12/31/2023
     CSWC1,328$31 12/31/2023
CWM LLC1,084$27 03/31/2024
     CSWC1,084$27 03/31/2024
Tower Research Capital LLC TRC 1,093$26 12/31/2023
     CSWC1,093$26 12/31/2023
Larson Financial Group LLC1,000$24 12/31/2023
     CSWC1,000$24 12/31/2023
Advisory Services Network LLC955$23 12/31/2023
     CSWC955$23 12/31/2023
GWM Advisors LLC800$19 12/31/2023
     CSWC800$19 12/31/2023
Toth Financial Advisory Corp600$15 03/31/2024
     CSWC600$15 03/31/2024
Barclays PLC643$15 12/31/2023
     CSWC643$15 12/31/2023
Global Retirement Partners LLC531$13 03/31/2024
     CSWC531$13 03/31/2024
Quadrant Capital Group LLC456$11 12/31/2023
     CSWC456$11 12/31/2023
Tompkins Financial Corp355$9 03/31/2024
     CSWC355$9 03/31/2024
Nomura Asset Management Co. Ltd.304$7 12/31/2023
     CSWC304$7 12/31/2023
Focused Wealth Management Inc250$6 12/31/2023
     CSWC250$6 12/31/2023
Tradition Wealth Management LLC236$6 12/31/2023
     CSWC236$6 12/31/2023
nVerses Capital LLC200$5 03/31/2024
     CSWC200$5 03/31/2024
Spectrum Wealth Counsel LLC230$5 12/31/2023
     CSWC230$5 12/31/2023
Delta Asset Management LLC TN70$2 12/31/2023
     CSWC70$2 12/31/2023
NBT Bank N A NY27$1 03/31/2024
     CSWC27$1 03/31/2024
Venturi Wealth Management LLC44$1 03/31/2024
     CSWC44$1 03/31/2024
Institutional & Family Asset Management LLC26$1 12/31/2023
     CSWC26$1 12/31/2023
Lindbrook Capital LLC13$0 03/31/2024
     CSWC13$0 03/31/2024
Financial Synergies Wealth Advisors Inc.20$0 03/31/2024
     CSWC20$0 03/31/2024
Huntington National Bank2$0 12/31/2023
     CSWC2$0 12/31/2023
FMR LLC2$0 12/31/2023
     CSWC2$0 12/31/2023
Ronald Blue Trust Inc.4$0 12/31/2023
     CSWC4$0 12/31/2023
Naples Money Management LLC0$0 12/31/2023
     CSWC0$0 12/31/2023

See Summary: Institutional Holders of CSWC
See Details: Top 10 Hedge Funds Holding CSWC
Also See: CSWC Insider Buying
Also See: CSWC Holdings Changes

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