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This page summarizes the VTA holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2021 period, comparing share count change from 6/30/2021 to 9/30/2021.
Share count is compared over these two periods to provide an indication of whether VTA is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2021
Share Count | 9/30/2021
Share Count | Change | % Change |
|---|
| 13F Filers Increasing VTA Share Count |
|---|
| Citadel Advisors LLC |
12,183 |
492,439 |
+480,256 |
+3942.02% |
| Proequities Inc. |
500 |
8,577 |
+8,077 |
+1615.40% |
| Icon Advisers Inc. Co. |
174,728 |
604,407 |
+429,679 |
+245.91% |
| Shaker Financial Services LLC |
113,492 |
304,168 |
+190,676 |
+168.01% |
| Advisor Group Holdings Inc. |
70,663 |
181,232 |
+110,569 |
+156.47% |
| Bank of New York Mellon Corp |
11,289 |
23,817 |
+12,528 |
+110.98% |
| Rivernorth Capital Management LLC |
1,349,415 |
2,769,429 |
+1,420,014 |
+105.23% |
| Janney Montgomery Scott LLC |
15,403 |
22,920 |
+7,517 |
+48.80% |
| Sit Investment Associates Inc. |
3,097,002 |
4,510,027 |
+1,413,025 |
+45.63% |
| Raymond James & Associates |
128,802 |
167,533 |
+38,731 |
+30.07% |
| Aviance Capital Partners LLC |
86,794 |
108,984 |
+22,190 |
+25.57% |
| Camelot Portfolios LLC |
84,730 |
101,746 |
+17,016 |
+20.08% |
| Private Advisor Group LLC |
39,002 |
45,687 |
+6,685 |
+17.14% |
| Ameriprise Financial Inc. |
80,063 |
91,583 |
+11,520 |
+14.39% |
| Bridge Advisory LLC |
403,108 |
456,215 |
+53,107 |
+13.17% |
| Thrivent Financial for Lutherans |
356,449 |
381,355 |
+24,906 |
+6.99% |
| Cohen & Steers Inc. |
909,582 |
953,310 |
+43,728 |
+4.81% |
| SeaCrest Wealth Management LLC |
90,779 |
94,103 |
+3,324 |
+3.66% |
| Steward Partners Investment Advisory LLC |
26,878 |
27,650 |
+772 |
+2.87% |
| NEXT Financial Group Inc |
14,655 |
15,010 |
+355 |
+2.42% |
| SOA Wealth Advisors LLC. |
507 |
516 |
+9 |
+1.78% |
| McGowan Group Asset Management Inc. |
1,375,860 |
1,396,366 |
+20,506 |
+1.49% |
| Morgan Stanley |
2,955,916 |
2,992,937 |
+37,021 |
+1.25% |
| LPL Financial LLC |
40,498 |
40,809 |
+311 |
+0.77% |
| Kestra Advisory Services LLC |
25,323 |
25,390 |
+67 |
+0.26% |
| Roosevelt Investment Group Inc. |
51,669 |
51,750 |
+81 |
+0.16% |
| Gladstone Institutional Advisory LLC |
13,735 |
13,754 |
+19 |
+0.14% |
| Saba Capital Management L.P. |
10,133,425 |
10,133,445 |
+20 |
+0.00% |
| 13F Filers Reporting New Positions In VTA |
|---|
| FMR LLC |
0 |
1 |
+1 |
+100% |
| Jefferies Group LLC |
0 |
149,236 |
+149,236 |
+100% |
| CSS LLC IL |
0 |
299,072 |
+299,072 |
+100% |
| Nomura Holdings Inc. |
0 |
651,000 |
+651,000 |
+100% |
| Millennium Management LLC |
0 |
72,738 |
+72,738 |
+100% |
| Wolverine Asset Management LLC |
0 |
25,595 |
+25,595 |
+100% |
| OTA Financial Group L.P. |
0 |
21,161 |
+21,161 |
+100% |
| Susquehanna International Group LLP |
0 |
18,173 |
+18,173 |
+100% |
| HRT Financial LP |
0 |
120,436 |
+120,436 |
+100% |
| Bulldog Investors LLC |
0 |
93,400 |
+93,400 |
+100% |
| Virtu Financial LLC |
0 |
13,468 |
+13,468 |
+100% |
| Antonetti Capital Management LLC |
0 |
1,500 |
+1,500 |
+100% |
| Yakira Capital Management Inc. |
0 |
118,526 |
+118,526 |
+100% |
| Virtus ETF Advisers LLC |
0 |
47,118 |
+47,118 |
+100% |
| Relative Value Partners Group LLC |
0 |
149,407 |
+149,407 |
+100% |
| Foresight Wealth Management LLC |
0 |
35,582 |
+35,582 |
+100% |
| 6 Meridian |
0 |
99,840 |
+99,840 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| US Bancorp DE |
46 |
46 |
UNCH |
0.00% |
| Cullen Frost Bankers Inc. |
2,103 |
2,103 |
UNCH |
0.00% |
| Raymond James Trust N.A. |
19,513 |
19,513 |
UNCH |
0.00% |
| Carroll Financial Associates Inc. |
106 |
106 |
UNCH |
0.00% |
| Jacobi Capital Management LLC |
300 |
300 |
UNCH |
0.00% |
| Resources Investment Advisors LLC. |
17,102 |
17,102 |
UNCH |
0.00% |
| First Command Bank |
677 |
677 |
UNCH |
0.00% |
| Private Capital Group LLC |
800 |
800 |
UNCH |
0.00% |
| Rockefeller Capital Management L.P. |
2,752 |
2,752 |
UNCH |
0.00% |
| Lumature Wealth Partners LLC |
25,330 |
25,330 |
UNCH |
0.00% |
| FourThought Financial LLC |
1,000 |
1,000 |
UNCH |
0.00% |
| 13F Filers Decreasing VTA Share Count |
|---|
| Harbour Investments Inc. |
10,608 |
95 |
-10,513 |
-99.10% |
| Parametric Portfolio Associates LLC |
1,170,741 |
42,672 |
-1,128,069 |
-96.36% |
| Mid Atlantic Financial Management Inc. ADV |
58,603 |
18,000 |
-40,603 |
-69.28% |
| Raymond James Financial Services Advisors Inc. |
227,404 |
78,338 |
-149,066 |
-65.55% |
| Arkadios Wealth Advisors |
616 |
219 |
-397 |
-64.45% |
| Stifel Financial Corp |
181,250 |
89,328 |
-91,922 |
-50.72% |
| FNY Investment Advisers LLC |
10,000 |
5,000 |
-5,000 |
-50.00% |
| National Asset Management Inc. |
39,732 |
21,899 |
-17,833 |
-44.88% |
| Spire Wealth Management |
1,724 |
1,000 |
-724 |
-42.00% |
| First Foundation Advisors |
39,112 |
24,261 |
-14,851 |
-37.97% |
| Wagner Wealth Management LLC |
32,250 |
21,550 |
-10,700 |
-33.18% |
| Loomis Sayles & Co. L P |
303,453 |
245,867 |
-57,586 |
-18.98% |
| Valley Brook Capital Group |
15,450 |
13,450 |
-2,000 |
-12.94% |
| Kovack Advisors Inc. |
22,770 |
19,938 |
-2,832 |
-12.44% |
| Goldman Sachs Group Inc. |
25,626 |
22,548 |
-3,078 |
-12.01% |
| Advisors Asset Management Inc. |
508,871 |
448,347 |
-60,524 |
-11.89% |
| Alliance Wealth Advisors LLC |
21,222 |
18,822 |
-2,400 |
-11.31% |
| Cambridge Investment Research Advisors Inc. |
31,346 |
27,948 |
-3,398 |
-10.84% |
| BDO Wealth Advisors LLC |
37,955 |
34,523 |
-3,432 |
-9.04% |
| Northwestern Mutual Wealth Management Co. |
2,467 |
2,276 |
-191 |
-7.74% |
| Vivaldi Capital Management LLC |
209,455 |
193,366 |
-16,089 |
-7.68% |
| Royal Bank of Canada |
968,416 |
911,199 |
-57,217 |
-5.91% |
| Commonwealth Equity Services LLC |
20,272 |
19,236 |
-1,036 |
-5.11% |
| Wells Fargo & Company MN |
213,226 |
204,935 |
-8,291 |
-3.89% |
| UBS Group AG |
220,252 |
212,261 |
-7,991 |
-3.63% |
| Bank of America Corp DE |
1,217,518 |
1,177,601 |
-39,917 |
-3.28% |
| Capital Investment Advisors LLC |
80,013 |
78,513 |
-1,500 |
-1.87% |
| Hennion & Walsh Asset Management Inc. |
21,348 |
21,107 |
-241 |
-1.13% |
| Guggenheim Capital LLC |
240,505 |
238,648 |
-1,857 |
-0.77% |
| Moors & Cabot Inc. |
11,805 |
11,755 |
-50 |
-0.42% |
| 13F Filers Exiting VTA |
|---|
| Newbridge Financial Services Group Inc. |
95 |
0 |
-95 |
-100.00% |
| Claro Advisors LLC |
56,891 |
0 |
-56,891 |
-100.00% |
| Quad Cities Investment Group LLC |
10,034 |
0 |
-10,034 |
-100.00% |
| Keystone Financial Group |
12,379 |
0 |
-12,379 |
-100.00% |
| Robinson Capital Management LLC |
250 |
0 |
-250 |
-100.00% |
| Penserra Capital Management LLC |
1,641,092 |
0 |
-1,641,092 |
-100.00% |
| Advisory Services Network LLC |
972 |
0 |
-972 |
-100.00% |
| Signaturefd LLC |
12 |
0 |
-12 |
-100.00% |
| CIBC Private Wealth Group LLC |
38,417 |
0 |
-38,417 |
-100.00% |
| Lazard Asset Management LLC |
38,491 |
0 |
-38,491 |
-100.00% |
| City of London Investment Management Co. Ltd. |
1,056,262 |
0 |
-1,056,262 |
-100.00% |
| Panagora Asset Management Inc. |
195 |
0 |
-195 |
-100.00% |
| Barclays PLC |
36,312 |
0 |
-36,312 |
-100.00% |
See Summary: Institutional Holders of VTA
See Details: Top 10 Hedge Funds Holding VTA
Also See: VTA Insider Buying
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