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This page summarizes the UPL holdings changes quarter over quarter among those 13F filers that have reported for
the 6/30/2019 period, comparing share count change from 3/31/2019 to 6/30/2019.
Share count is compared over these two periods to provide an indication of whether UPL is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 3/31/2019
Share Count | 6/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing UPL Share Count |
|---|
| Sawtooth Solutions LLC |
30,809 |
67,686 |
+36,877 |
+119.70% |
| AE Wealth Management LLC |
37,871 |
82,642 |
+44,771 |
+118.22% |
| Bayesian Capital Management LP |
14,800 |
30,513 |
+15,713 |
+106.17% |
| JPMorgan Chase & Co. |
896,954 |
1,638,543 |
+741,589 |
+82.68% |
| Ibex Investors LLC |
1,293,075 |
2,238,905 |
+945,830 |
+73.15% |
| Renaissance Technologies LLC |
1,104,718 |
1,845,082 |
+740,364 |
+67.02% |
| Citigroup Inc. |
214,395 |
345,605 |
+131,210 |
+61.20% |
| Bank of America Corp DE |
924,133 |
1,389,724 |
+465,591 |
+50.38% |
| Cambridge Investment Research Advisors Inc. |
21,512 |
26,926 |
+5,414 |
+25.17% |
|
18,767 |
23,324 |
+4,557 |
+24.28% |
| UBS Group AG |
2,022,984 |
2,219,374 |
+196,390 |
+9.71% |
| Disciplined Growth Investors Inc. MN |
16,600,294 |
18,177,918 |
+1,577,624 |
+9.50% |
| Vanguard Group Inc. |
7,507,151 |
8,102,500 |
+595,349 |
+7.93% |
| Mercer Global Advisors Inc. ADV |
23,345 |
24,659 |
+1,314 |
+5.63% |
| Envestnet Asset Management Inc. |
22,458 |
23,567 |
+1,109 |
+4.94% |
| Russell Investments Group Ltd. |
297,192 |
301,592 |
+4,400 |
+1.48% |
| 13F Filers Reporting New Positions In UPL |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Bank of Montreal Can |
0 |
195 |
+195 |
+100% |
| Paloma Partners Management Co |
0 |
706,700 |
+706,700 |
+100% |
| Millennium Management LLC |
0 |
1,875,345 |
+1,875,345 |
+100% |
| SG Americas Securities LLC |
0 |
136,545 |
+136,545 |
+100% |
| Aperio Group LLC |
0 |
3,333 |
+3,333 |
+100% |
| LPL Financial LLC |
0 |
383,247 |
+383,247 |
+100% |
| Macquarie Group Ltd. |
0 |
10,907 |
+10,907 |
+100% |
| Susquehanna International Group LLP |
0 |
166,688 |
+166,688 |
+100% |
| HRT Financial LP |
0 |
34,630 |
+34,630 |
+100% |
| Simplex Trading LLC |
0 |
4,500 |
+4,500 |
+100% |
| Tower Research Capital LLC TRC |
0 |
72,049 |
+72,049 |
+100% |
| LMR Partners LLP |
0 |
90,865 |
+90,865 |
+100% |
| Jane Street Group LLC |
0 |
626,097 |
+626,097 |
+100% |
| NEXT Financial Group Inc |
0 |
7,500 |
+7,500 |
+100% |
| Squarepoint Ops LLC |
0 |
206,700 |
+206,700 |
+100% |
| Schonfeld Strategic Advisors LLC |
0 |
31,250 |
+31,250 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Cullen Frost Bankers Inc. |
3,964 |
3,964 |
UNCH |
0.00% |
| Dimensional Fund Advisors LP |
3,626,811 |
3,626,811 |
UNCH |
0.00% |
| Panagora Asset Management Inc. |
4,480 |
4,480 |
UNCH |
0.00% |
| Tudor Investment Corp Et Al |
101,244 |
101,244 |
UNCH |
0.00% |
| Group One Trading L.P. |
89,308 |
89,308 |
UNCH |
0.00% |
| Nisa Investment Advisors LLC |
83 |
83 |
UNCH |
0.00% |
| Oaktree Capital Management LP |
590,799 |
590,799 |
UNCH |
0.00% |
| Public Employees Retirement System of Ohio |
736,463 |
736,463 |
UNCH |
0.00% |
| United Services Automobile Association |
30,594 |
30,594 |
UNCH |
0.00% |
| Optimum Investment Advisors |
260 |
260 |
UNCH |
0.00% |
| MAI Capital Management |
24,696 |
24,696 |
UNCH |
0.00% |
| Federated Hermes Inc. |
3,452 |
3,452 |
UNCH |
0.00% |
| Fir Tree Capital Management LP |
36,379,590 |
36,379,590 |
UNCH |
0.00% |
| Keybank National Association OH |
12,517 |
12,517 |
UNCH |
0.00% |
| Lasry Marc |
12,658,575 |
12,658,575 |
UNCH |
0.00% |
| Farmers & Merchants Investments Inc. |
261 |
261 |
UNCH |
0.00% |
| Hanson & Doremus Investment Management |
545 |
545 |
UNCH |
0.00% |
| J. Goldman & Co LP |
50,000 |
50,000 |
UNCH |
0.00% |
| Benjamin F. Edwards & Company Inc. |
572 |
572 |
UNCH |
0.00% |
| Signaturefd LLC |
208 |
208 |
UNCH |
0.00% |
| Raymond James Financial Services Advisors Inc. |
19,558 |
19,558 |
UNCH |
0.00% |
| Financial Advisory Group |
20,326 |
20,326 |
UNCH |
0.00% |
| Allworth Financial LP |
52 |
52 |
UNCH |
0.00% |
| Advisory Services Network LLC |
124 |
124 |
UNCH |
0.00% |
| MCF Advisors LLC |
52 |
52 |
UNCH |
0.00% |
| Rehmann Capital Advisory Group |
2,000 |
2,000 |
UNCH |
0.00% |
| Investors Research Corp |
1,066 |
1,066 |
UNCH |
0.00% |
| Wambolt & Associates LLC |
60,000 |
60,000 |
UNCH |
0.00% |
| Aspire Private Capital LLC |
32 |
32 |
UNCH |
0.00% |
| 13F Filers Decreasing UPL Share Count |
|---|
| Barclays PLC |
276,320 |
17,381 |
-258,939 |
-93.71% |
| Deutsche Bank AG |
488,664 |
40,270 |
-448,394 |
-91.76% |
| State Street Corp |
3,964,887 |
510,793 |
-3,454,094 |
-87.12% |
| Bank of New York Mellon Corp |
912,289 |
141,147 |
-771,142 |
-84.53% |
| First Manhattan Co. |
1,809,180 |
315,951 |
-1,493,229 |
-82.54% |
| D. E. Shaw & Co. Inc. |
54,740 |
12,030 |
-42,710 |
-78.02% |
| Citadel Advisors LLC |
629,520 |
181,486 |
-448,034 |
-71.17% |
| Royal Bank of Canada |
8,532 |
2,933 |
-5,599 |
-65.62% |
| BlackRock Inc. |
12,229,821 |
4,365,262 |
-7,864,559 |
-64.31% |
| Wells Fargo & Company MN |
246,557 |
125,096 |
-121,461 |
-49.26% |
| Two Sigma Advisers LP |
20,500 |
11,400 |
-9,100 |
-44.39% |
| Arrowstreet Capital Limited Partnership |
84,800 |
50,300 |
-34,500 |
-40.68% |
| Morgan Stanley |
274,957 |
174,745 |
-100,212 |
-36.45% |
| Spark Investment Management LLC |
269,900 |
181,840 |
-88,060 |
-32.63% |
| Geode Capital Management LLC |
2,156,691 |
1,561,023 |
-595,668 |
-27.62% |
| BNP Paribas Arbitrage SA |
34,147 |
24,833 |
-9,314 |
-27.28% |
| Oxford Asset Management LLP |
462,574 |
351,383 |
-111,191 |
-24.04% |
| Goldman Sachs Group Inc. |
4,539,674 |
3,729,112 |
-810,562 |
-17.86% |
|
5,162 |
4,261 |
-901 |
-17.45% |
| California Public Employees Retirement System |
169,004 |
143,900 |
-25,104 |
-14.85% |
| Northern Trust Corp |
1,917,004 |
1,706,738 |
-210,266 |
-10.97% |
| Charles Schwab Investment Management Inc. |
915,904 |
846,924 |
-68,980 |
-7.53% |
| Invesco Ltd. |
922,760 |
861,604 |
-61,156 |
-6.63% |
| Legal & General Group Plc |
24,581 |
23,457 |
-1,124 |
-4.57% |
| Woodstock Corp |
10,357 |
10,041 |
-316 |
-3.05% |
| Commonwealth Equity Services LLC |
19,930 |
19,409 |
-521 |
-2.61% |
| ProShare Advisors LLC |
17,312 |
16,873 |
-439 |
-2.54% |
| Cetera Advisors LLC |
10,710 |
10,476 |
-234 |
-2.18% |
| Credit Suisse AG |
16,687,942 |
16,582,654 |
-105,288 |
-0.63% |
| Parametric Portfolio Associates LLC |
30,010 |
29,881 |
-129 |
-0.43% |
| 13F Filers Exiting UPL |
|---|
| Kore Private Wealth LLC |
521 |
0 |
-521 |
-100.00% |
| Versant Capital Management Inc |
117 |
0 |
-117 |
-100.00% |
| SeaCrest Wealth Management LLC |
400 |
0 |
-400 |
-100.00% |
| McAdam LLC |
13,200 |
0 |
-13,200 |
-100.00% |
| Sheaff Brock Investment Advisors LLC |
14,759 |
0 |
-14,759 |
-100.00% |
| WINTON GROUP Ltd |
82,089 |
0 |
-82,089 |
-100.00% |
| IPG Investment Advisors LLC |
130,000 |
0 |
-130,000 |
-100.00% |
| Swiss National Bank |
278,800 |
0 |
-278,800 |
-100.00% |
| Fiera Capital Corp |
100,000 |
0 |
-100,000 |
-100.00% |
| HighTower Advisors LLC |
13,222 |
0 |
-13,222 |
-100.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
10,349 |
0 |
-10,349 |
-100.00% |
| TIG Advisors LLC |
50,000 |
0 |
-50,000 |
-100.00% |
| Wolverine Asset Management LLC |
1,520,241 |
0 |
-1,520,241 |
-100.00% |
| Los Angeles Capital Management & Equity Research Inc. |
13,710 |
0 |
-13,710 |
-100.00% |
| AQR Capital Management LLC |
166,487 |
0 |
-166,487 |
-100.00% |
| Prudential Financial Inc. |
10,800 |
0 |
-10,800 |
-100.00% |
| Principal Financial Group Inc. |
19,417 |
0 |
-19,417 |
-100.00% |
| Rhumbline Advisers |
233,685 |
0 |
-233,685 |
-100.00% |
| Alliancebernstein L.P. |
209,400 |
0 |
-209,400 |
-100.00% |
| California State Teachers Retirement System |
243,690 |
0 |
-243,690 |
-100.00% |
| Voya Investment Management LLC |
72,859 |
0 |
-72,859 |
-100.00% |
| Ameritas Investment Partners Inc. |
12,242 |
0 |
-12,242 |
-100.00% |
| Great West Life Assurance Co. Can |
24,332 |
0 |
-24,332 |
-100.00% |
| State Board of Administration of Florida Retirement System |
85,361 |
0 |
-85,361 |
-100.00% |
| Amalgamated Bank |
20,471 |
0 |
-20,471 |
-100.00% |
| Hsbc Holdings PLC |
1,587,282 |
0 |
-1,587,282 |
-100.00% |
| UBS Asset Management Americas Inc. |
98,651 |
0 |
-98,651 |
-100.00% |
| New York State Common Retirement Fund |
96,200 |
0 |
-96,200 |
-100.00% |
| Lincoln National Corp |
15,686 |
0 |
-15,686 |
-100.00% |
| Fifth Third Bancorp |
2,744 |
0 |
-2,744 |
-100.00% |
| American International Group Inc. |
101,541 |
0 |
-101,541 |
-100.00% |
See Summary: Institutional Holders of UPL
See Details: Top 10 Hedge Funds Holding UPL
Also See: UPL Insider Buying
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