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This page summarizes the TSLF holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2020 period, comparing share count change from 12/31/2019 to 3/31/2020.
Share count is compared over these two periods to provide an indication of whether TSLF is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2019
Share Count | 3/31/2020
Share Count | Change | % Change |
|---|
| 13F Filers Increasing TSLF Share Count |
|---|
| Saba Capital Management L.P. |
139,708 |
395,890 |
+256,182 |
+183.37% |
| Parametric Portfolio Associates LLC |
15,385 |
41,698 |
+26,313 |
+171.03% |
| Matisse Capital |
69,232 |
178,835 |
+109,603 |
+158.31% |
| Bank of America Corp DE |
7,955 |
13,871 |
+5,916 |
+74.37% |
| Capital Investment Advisors LLC |
20,660 |
29,910 |
+9,250 |
+44.77% |
| Wells Fargo & Company MN |
188,537 |
262,142 |
+73,605 |
+39.04% |
| Morgan Stanley |
150,522 |
164,564 |
+14,042 |
+9.33% |
| Guggenheim Capital LLC |
104,317 |
110,241 |
+5,924 |
+5.68% |
| 13F Filers Reporting New Positions In TSLF |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| The PNC Financial Services Group Inc. |
0 |
2,400 |
+2,400 |
+100% |
| Stifel Financial Corp |
0 |
10,937 |
+10,937 |
+100% |
| Panagora Asset Management Inc. |
0 |
159 |
+159 |
+100% |
| Pathstone Family Office LLC |
0 |
1 |
+1 |
+100% |
| Advisor Group Holdings Inc. |
0 |
22,323 |
+22,323 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Oppenheimer & Co. Inc. |
10,500 |
10,500 |
UNCH |
0.00% |
| Bulldog Investors LLC |
38,771 |
38,771 |
UNCH |
0.00% |
| Highlander Capital Management LLC |
3,500 |
3,500 |
UNCH |
0.00% |
| Advisory Services Network LLC |
1,846 |
1,846 |
UNCH |
0.00% |
| Patriot Financial Group Insurance Agency LLC |
1,250 |
1,250 |
UNCH |
0.00% |
| Arkadios Wealth Advisors |
350 |
350 |
UNCH |
0.00% |
| 13F Filers Decreasing TSLF Share Count |
|---|
| Raymond James Financial Services Advisors Inc. |
17,071 |
10,613 |
-6,458 |
-37.83% |
| CNH Partners LLC |
18,163 |
11,581 |
-6,582 |
-36.24% |
| Lindbrook Capital LLC |
33,820 |
23,226 |
-10,594 |
-31.32% |
| Sit Investment Associates Inc. |
97,290 |
67,290 |
-30,000 |
-30.84% |
| Shaker Financial Services LLC |
83,618 |
68,128 |
-15,490 |
-18.52% |
|
329,352 |
271,148 |
-58,204 |
-17.67% |
| Northwestern Mutual Wealth Management Co. |
8,506 |
7,213 |
-1,293 |
-15.20% |
| 9258 Wealth Management LLC |
33,369 |
30,146 |
-3,223 |
-9.66% |
| Advisors Asset Management Inc. |
315,094 |
289,818 |
-25,276 |
-8.02% |
| Raymond James & Associates |
70,477 |
66,425 |
-4,052 |
-5.75% |
| Invesco Ltd. |
189,048 |
178,236 |
-10,812 |
-5.72% |
| Wedbush Securities Inc. |
12,700 |
12,330 |
-370 |
-2.91% |
| Royal Bank of Canada |
72,875 |
71,130 |
-1,745 |
-2.39% |
| UBS Group AG |
9,072 |
8,885 |
-187 |
-2.06% |
| 20 20 Capital Management Inc. |
26,787 |
26,705 |
-82 |
-0.31% |
| 13F Filers Exiting TSLF |
|---|
| FNY Investment Advisers LLC |
13,300 |
0 |
-13,300 |
-100.00% |
| Summit X LLC |
10,655 |
0 |
-10,655 |
-100.00% |
| Envestnet Asset Management Inc. |
35,453 |
0 |
-35,453 |
-100.00% |
| RMB Capital Management LLC |
23,380 |
0 |
-23,380 |
-100.00% |
| Wolverine Asset Management LLC |
58,655 |
0 |
-58,655 |
-100.00% |
| Park Avenue Securities LLC |
29,192 |
0 |
-29,192 |
-100.00% |
See Summary: Institutional Holders of TSLF
See Details: Top 10 Hedge Funds Holding TSLF
Also See: TSLF Insider Buying
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