 |
|
|
This page summarizes the TAI holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2015 period, comparing share count change from 6/30/2015 to 9/30/2015.
Share count is compared over these two periods to provide an indication of whether TAI is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2015
Share Count | 9/30/2015
Share Count | Change | % Change |
|---|
| 13F Filers Increasing TAI Share Count |
|---|
| Citigroup Inc. |
1,023 |
1,166 |
+143 |
+13.98% |
| LPL Financial LLC |
16,187 |
17,298 |
+1,111 |
+6.86% |
| Wells Fargo & Company MN |
485,230 |
507,592 |
+22,362 |
+4.61% |
| Sit Investment Associates Inc. |
295,639 |
308,243 |
+12,604 |
+4.26% |
| Morgan Stanley |
14,469 |
14,517 |
+48 |
+0.33% |
| 1607 Capital Partners LLC |
929,487 |
931,587 |
+2,100 |
+0.23% |
| 13F Filers Reporting New Positions In TAI |
|---|
| Creative Planning |
0 |
33 |
+33 |
+100% |
| Icon Advisers Inc. Co. |
0 |
301,703 |
+301,703 |
+100% |
| Yakira Capital Management Inc. |
0 |
146,474 |
+146,474 |
+100% |
| Tower Research Capital LLC TRC |
0 |
81 |
+81 |
+100% |
| BNP Paribas Arbitrage SA |
0 |
100 |
+100 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
|
532 |
532 |
UNCH |
0.00% |
| Focused Wealth Management Inc |
528 |
528 |
UNCH |
0.00% |
| Granite Investment Partners LLC |
33,748 |
33,748 |
UNCH |
0.00% |
| Allworth Financial LP |
740 |
740 |
UNCH |
0.00% |
| People s United Financial Inc. |
200 |
200 |
UNCH |
0.00% |
| Bank of America Corp DE |
4,385 |
4,385 |
UNCH |
0.00% |
|
651 |
651 |
UNCH |
0.00% |
| 13F Filers Decreasing TAI Share Count |
|---|
| Royal Bank of Canada |
4,509 |
709 |
-3,800 |
-84.28% |
| Karpus Management Inc. |
394,822 |
230,181 |
-164,641 |
-41.70% |
| Guggenheim Capital LLC |
33,431 |
19,631 |
-13,800 |
-41.28% |
| CNH Partners LLC |
47,787 |
33,862 |
-13,925 |
-29.14% |
| UBS Group AG |
13,816 |
9,927 |
-3,889 |
-28.15% |
| 13F Filers Exiting TAI |
|---|
| Sterneck Capital Management LLC |
11,443 |
0 |
-11,443 |
-100.00% |
| Thomas J. Herzfeld Advisors Inc. |
429 |
0 |
-429 |
-100.00% |
| D.A. Davidson & CO. |
475 |
0 |
-475 |
-100.00% |
| American International Group Inc. |
67 |
0 |
-67 |
-100.00% |
| Landscape Capital Management L.L.C. |
26,087 |
0 |
-26,087 |
-100.00% |
| Yorktown Management & Research Co Inc |
13,500 |
0 |
-13,500 |
-100.00% |
See Summary: Institutional Holders of TAI
See Details: Top 10 Hedge Funds Holding TAI
|
|
