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This page summarizes the SWAY holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2015 period, comparing share count change from 9/30/2015 to 12/31/2015.
Share count is compared over these two periods to provide an indication of whether SWAY is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2015
Share Count | 12/31/2015
Share Count | Change | % Change |
|---|
| 13F Filers Increasing SWAY Share Count |
|---|
| Wellington Management Group LLP |
14,500 |
63,034 |
+48,534 |
+334.72% |
|
117 |
345 |
+228 |
+194.87% |
| Prudential Financial Inc. |
53,562 |
157,162 |
+103,600 |
+193.42% |
| Deutsche Bank AG |
104,129 |
289,541 |
+185,412 |
+178.06% |
|
101 |
261 |
+160 |
+158.42% |
| Renaissance Technologies LLC |
60,600 |
150,300 |
+89,700 |
+148.02% |
| US Bancorp DE |
381 |
818 |
+437 |
+114.70% |
| Zurcher Kantonalbank Zurich Cantonalbank |
1,027 |
1,886 |
+859 |
+83.64% |
| Goldman Sachs Group Inc. |
45,721 |
80,060 |
+34,339 |
+75.11% |
| Maltese Capital Management LLC |
30,000 |
50,000 |
+20,000 |
+66.67% |
| UBS Group AG |
29,820 |
48,770 |
+18,950 |
+63.55% |
| Prelude Capital Management LLC |
30,000 |
46,250 |
+16,250 |
+54.17% |
|
70,000 |
104,250 |
+34,250 |
+48.93% |
|
1,419 |
2,064 |
+645 |
+45.45% |
| Daiwa Securities Group Inc. |
164,050 |
236,530 |
+72,480 |
+44.18% |
| Price T Rowe Associates Inc. MD |
27,000 |
36,400 |
+9,400 |
+34.81% |
| Royal Bank of Canada |
5,113 |
6,572 |
+1,459 |
+28.54% |
| Gratia Capital LLC |
331,118 |
419,528 |
+88,410 |
+26.70% |
| The PNC Financial Services Group Inc. |
397 |
477 |
+80 |
+20.15% |
| Dimensional Fund Advisors LP |
435,320 |
516,877 |
+81,557 |
+18.73% |
| United Services Automobile Association |
311,943 |
370,000 |
+58,057 |
+18.61% |
| Long Pond Capital LP |
3,130,199 |
3,660,779 |
+530,580 |
+16.95% |
| Wells Fargo & Company MN |
32,089 |
37,305 |
+5,216 |
+16.25% |
| Connor Clark & Lunn Investment Management Ltd. |
18,300 |
21,200 |
+2,900 |
+15.85% |
|
238,103 |
272,828 |
+34,725 |
+14.58% |
| Sei Investments Co. |
11,987 |
13,602 |
+1,615 |
+13.47% |
| UBS Asset Management Americas Inc. |
74,219 |
83,514 |
+9,295 |
+12.52% |
| Cambiar Investors LLC |
1,257,065 |
1,403,104 |
+146,039 |
+11.62% |
|
863,652 |
959,897 |
+96,245 |
+11.14% |
| Huntington National Bank |
388 |
425 |
+37 |
+9.54% |
| 40 North Management LLC |
1,037,727 |
1,127,404 |
+89,677 |
+8.64% |
| KBC Group NV |
10,724 |
11,581 |
+857 |
+7.99% |
|
247,778 |
267,347 |
+19,569 |
+7.90% |
| Great Lakes Advisors LLC |
61,418 |
65,807 |
+4,389 |
+7.15% |
| First Trust Advisors LP |
13,910 |
14,799 |
+889 |
+6.39% |
| Geode Capital Management LLC |
225,442 |
239,784 |
+14,342 |
+6.36% |
| New York State Common Retirement Fund |
34,900 |
37,000 |
+2,100 |
+6.02% |
| Invesco Ltd. |
42,267 |
43,734 |
+1,467 |
+3.47% |
| Charles Schwab Investment Management Inc. |
121,018 |
124,689 |
+3,671 |
+3.03% |
| Nationwide Fund Advisors |
24,709 |
25,440 |
+731 |
+2.96% |
| Metropolitan Life Insurance Co NY |
27,212 |
27,963 |
+751 |
+2.76% |
| Mizuho Trust & Banking Co. Ltd. |
6,981 |
7,148 |
+167 |
+2.39% |
| California State Teachers Retirement System |
69,518 |
70,769 |
+1,251 |
+1.80% |
| Vanguard Group Inc. |
5,248,629 |
5,335,143 |
+86,514 |
+1.65% |
| Rhumbline Advisers |
53,407 |
54,247 |
+840 |
+1.57% |
| BlackRock Inc. |
33,588 |
34,081 |
+493 |
+1.47% |
| Bank of New York Mellon Corp |
187,482 |
190,174 |
+2,692 |
+1.44% |
|
64,812 |
65,673 |
+861 |
+1.33% |
| Highlander Capital Management LLC |
52,130 |
52,740 |
+610 |
+1.17% |
| Davidson Investment Advisors |
159,748 |
161,593 |
+1,845 |
+1.15% |
| The Manufacturers Life Insurance Company |
24,197 |
24,317 |
+120 |
+0.50% |
| Alliancebernstein L.P. |
58,380 |
58,500 |
+120 |
+0.21% |
| Massachusetts Financial Services Co. MA |
948,431 |
950,172 |
+1,741 |
+0.18% |
| Neuberger Berman Group LLC |
1,146,761 |
1,148,504 |
+1,743 |
+0.15% |
| 13F Filers Reporting New Positions In SWAY |
|---|
| Public Employees Retirement System of Ohio |
0 |
0 |
UNCH |
100% |
| Winslow Evans & Crocker Inc. |
0 |
80 |
+80 |
+100% |
| Los Angeles Capital Management & Equity Research Inc. |
0 |
15,565 |
+15,565 |
+100% |
| LS Investment Advisors LLC |
0 |
20 |
+20 |
+100% |
| Tower Research Capital LLC TRC |
0 |
200 |
+200 |
+100% |
| Group One Trading L.P. |
0 |
600 |
+600 |
+100% |
| Nuveen Asset Management LLC |
0 |
191,734 |
+191,734 |
+100% |
| JPMorgan Chase & Co. |
0 |
10,729 |
+10,729 |
+100% |
| Assetmark Inc. |
0 |
27 |
+27 |
+100% |
| Citizens Financial Group Inc RI |
0 |
52 |
+52 |
+100% |
|
0 |
340,586 |
+340,586 |
+100% |
| AQR Capital Management LLC |
0 |
13,988 |
+13,988 |
+100% |
| Norges Bank |
0 |
329,112 |
+329,112 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
|
110 |
110 |
UNCH |
0.00% |
| Joel Isaacson & Co. LLC |
232 |
232 |
UNCH |
0.00% |
| Public Employees Retirement Association of Colorado |
11,006 |
11,006 |
UNCH |
0.00% |
| Swiss National Bank |
50,040 |
50,040 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
42,224 |
42,224 |
UNCH |
0.00% |
| Mitsubishi UFJ Kokusai Asset Management Co. Ltd. |
5,110 |
5,110 |
UNCH |
0.00% |
| Endurance Wealth Management Inc. |
100 |
100 |
UNCH |
0.00% |
| West Family Investments Inc. |
22,350 |
22,350 |
UNCH |
0.00% |
| Gemmer Asset Management LLC |
410 |
410 |
UNCH |
0.00% |
| Great West Life Assurance Co. Can |
4,189 |
4,189 |
UNCH |
0.00% |
| Amundi Pioneer Asset Management Inc. |
30,288 |
30,288 |
UNCH |
0.00% |
| Legal & General Group Plc |
67,508 |
67,508 |
UNCH |
0.00% |
| Nomura Asset Management Co. Ltd. |
21,070 |
21,070 |
UNCH |
0.00% |
| Voya Investment Management LLC |
17,195 |
17,195 |
UNCH |
0.00% |
| Clearbridge Investments LLC |
372 |
372 |
UNCH |
0.00% |
| 13F Filers Decreasing SWAY Share Count |
|---|
| Fuller & Thaler Asset Management Inc. |
448,697 |
16,928 |
-431,769 |
-96.23% |
| Bank of Montreal Can |
1,239 |
118 |
-1,121 |
-90.48% |
| Asset Management One Co. Ltd. |
120,313 |
25,600 |
-94,713 |
-78.72% |
| Millennium Management LLC |
177,570 |
61,657 |
-115,913 |
-65.28% |
|
43,950 |
17,632 |
-26,318 |
-59.88% |
|
53,923 |
22,590 |
-31,333 |
-58.11% |
| Teachers INSURANCE&ANNUITY Association of America |
97,456 |
41,562 |
-55,894 |
-57.35% |
| A.R.T. Advisors LLC |
83,657 |
40,546 |
-43,111 |
-51.53% |
| BNP Paribas Arbitrage SA |
7,509 |
3,650 |
-3,859 |
-51.39% |
| Northern Trust Corp |
714,603 |
383,444 |
-331,159 |
-46.34% |
| Hudson Bay Capital Management LP |
112,447 |
73,952 |
-38,495 |
-34.23% |
| Susquehanna International Group LLP |
15,519 |
10,395 |
-5,124 |
-33.02% |
|
46,700 |
31,300 |
-15,400 |
-32.98% |
|
40,147 |
27,310 |
-12,837 |
-31.97% |
|
24,907 |
17,562 |
-7,345 |
-29.49% |
| Morgan Stanley |
720,271 |
509,923 |
-210,348 |
-29.20% |
| Barclays PLC |
281,889 |
203,788 |
-78,101 |
-27.71% |
| Federated Hermes Inc. |
487,178 |
355,225 |
-131,953 |
-27.09% |
| First Manhattan Co. |
1,260 |
960 |
-300 |
-23.81% |
| D. E. Shaw & Co. Inc. |
395,309 |
304,819 |
-90,490 |
-22.89% |
| Stifel Financial Corp |
23,394 |
19,386 |
-4,008 |
-17.13% |
| EJF Capital LLC |
3,618,892 |
3,088,903 |
-529,989 |
-14.65% |
|
2,400 |
2,100 |
-300 |
-12.50% |
| Veritable L.P. |
23,746 |
21,048 |
-2,698 |
-11.36% |
| J. Goldman & Co LP |
95,798 |
85,301 |
-10,497 |
-10.96% |
| Citadel Advisors LLC |
1,006,375 |
918,056 |
-88,319 |
-8.78% |
| D.A. Davidson & CO. |
98,792 |
91,195 |
-7,597 |
-7.69% |
| Credit Suisse AG |
207,702 |
192,189 |
-15,513 |
-7.47% |
|
890,256 |
828,360 |
-61,896 |
-6.95% |
| Guggenheim Capital LLC |
207,624 |
194,257 |
-13,367 |
-6.44% |
|
1,507,932 |
1,415,621 |
-92,311 |
-6.12% |
| Roble Belko & Company Inc |
12,794 |
12,278 |
-516 |
-4.03% |
| Bank of America Corp DE |
221,843 |
213,734 |
-8,109 |
-3.66% |
| Parametric Portfolio Associates LLC |
94,338 |
93,149 |
-1,189 |
-1.26% |
| Citigroup Inc. |
155,540 |
153,851 |
-1,689 |
-1.09% |
|
13,433 |
13,397 |
-36 |
-0.27% |
| American International Group Inc. |
22,596 |
22,557 |
-39 |
-0.17% |
| Boston Partners |
520,520 |
520,410 |
-110 |
-0.02% |
| 13F Filers Exiting SWAY |
|---|
|
148,350 |
0 |
-148,350 |
-100.00% |
|
86,840 |
0 |
-86,840 |
-100.00% |
| Paloma Partners Management Co |
61,719 |
0 |
-61,719 |
-100.00% |
| Macquarie Group Ltd. |
5,200 |
0 |
-5,200 |
-100.00% |
|
114,097 |
0 |
-114,097 |
-100.00% |
| Cubist Systematic Strategies LLC |
56,335 |
0 |
-56,335 |
-100.00% |
| Tudor Investment Corp Et Al |
11,238 |
0 |
-11,238 |
-100.00% |
| State Street Corp |
695,080 |
0 |
-695,080 |
-100.00% |
| Cohen & Steers Inc. |
2,837,534 |
0 |
-2,837,534 |
-100.00% |
| Northwestern Mutual Wealth Management Co. |
209 |
0 |
-209 |
-100.00% |
| Balyasny Asset Management LLC |
277,166 |
0 |
-277,166 |
-100.00% |
| Colony Group LLC |
400 |
0 |
-400 |
-100.00% |
| Nomura Holdings Inc. |
9,381 |
0 |
-9,381 |
-100.00% |
|
53,500 |
0 |
-53,500 |
-100.00% |
| New York Life Investment Management LLC |
7,383 |
0 |
-7,383 |
-100.00% |
|
375,052 |
0 |
-375,052 |
-100.00% |
| Cardinal Capital Management LLC CT |
1,045,193 |
0 |
-1,045,193 |
-100.00% |
| Endicott Management Co. |
15,000 |
0 |
-15,000 |
-100.00% |
| Dynamic Technology Lab Private Ltd |
13,274 |
0 |
-13,274 |
-100.00% |
|
77,200 |
0 |
-77,200 |
-100.00% |
| Cobalt Capital Management Inc. |
17,338 |
0 |
-17,338 |
-100.00% |
| Jefferies Group LLC |
325 |
0 |
-325 |
-100.00% |
| Panagora Asset Management Inc. |
1,080 |
0 |
-1,080 |
-100.00% |
| California Public Employees Retirement System |
97,460 |
0 |
-97,460 |
-100.00% |
| People s United Financial Inc. |
20 |
0 |
-20 |
-100.00% |
| Credit Agricole S A |
2,300 |
0 |
-2,300 |
-100.00% |
| Waterfront Capital Partners LLC |
225,000 |
0 |
-225,000 |
-100.00% |
|
59,130 |
0 |
-59,130 |
-100.00% |
|
130,974 |
0 |
-130,974 |
-100.00% |
| Van ECK Associates Corp |
1,338 |
0 |
-1,338 |
-100.00% |
| Marshall Wace LLP |
279,339 |
0 |
-279,339 |
-100.00% |
| OMERS ADMINISTRATION Corp |
17,000 |
0 |
-17,000 |
-100.00% |
|
40 |
0 |
-40 |
-100.00% |
| FSI Group LLC |
45,934 |
0 |
-45,934 |
-100.00% |
| Howe & Rusling Inc. |
375 |
0 |
-375 |
-100.00% |
| Alpine Woods Capital Investors LLC |
289,009 |
0 |
-289,009 |
-100.00% |
| Sumitomo Mitsui Trust Holdings Inc. |
25,933 |
0 |
-25,933 |
-100.00% |
| Teacher Retirement System of Texas |
4,666 |
0 |
-4,666 |
-100.00% |
| State of New Jersey Common Pension Fund D |
260,700 |
0 |
-260,700 |
-100.00% |
| Allworth Financial LP |
10 |
0 |
-10 |
-100.00% |
| First Quadrant L P CA |
500 |
0 |
-500 |
-100.00% |
| Signaturefd LLC |
29 |
0 |
-29 |
-100.00% |
| Strs Ohio |
72,256 |
0 |
-72,256 |
-100.00% |
| Nisa Investment Advisors LLC |
8,800 |
0 |
-8,800 |
-100.00% |
| Ledyard National Bank |
60 |
0 |
-60 |
-100.00% |
| Creative Planning |
411 |
0 |
-411 |
-100.00% |
See Summary: Institutional Holders of SWAY
See Details: Top 10 Hedge Funds Holding SWAY
Also See: SWAY Insider Buying
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