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This page summarizes the SVVC holdings changes quarter over quarter among those 13F filers that have reported for
the 6/30/2015 period, comparing share count change from 3/31/2015 to 6/30/2015.
Share count is compared over these two periods to provide an indication of whether SVVC is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 3/31/2015
Share Count | 6/30/2015
Share Count | Change | % Change |
|---|
| 13F Filers Increasing SVVC Share Count |
|---|
| City of London Investment Management Co. Ltd. |
32,851 |
68,915 |
+36,064 |
+109.78% |
| Royal Bank of Canada |
15,342 |
22,142 |
+6,800 |
+44.32% |
| Credit Suisse AG |
361,051 |
365,925 |
+4,874 |
+1.35% |
|
20,826 |
22,860 |
+2,034 |
+9.77% |
| Jefferies Group LLC |
24,888 |
25,063 |
+175 |
+0.70% |
| Bank of America Corp DE |
1,826 |
1,944 |
+118 |
+6.46% |
| Wells Fargo & Company MN |
800 |
900 |
+100 |
+12.50% |
| 13F Filers Reporting New Positions In SVVC |
|---|
| Ancora Advisors LLC |
0 |
59,141 |
+59,141 |
+100% |
| Radcliffe Capital Management L.P. |
0 |
11,927 |
+11,927 |
+100% |
|
0 |
1,349 |
+1,349 |
+100% |
|
0 |
268 |
+268 |
+100% |
|
0 |
55 |
+55 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Edge Wealth Management LLC |
1,867 |
1,867 |
UNCH |
0.00% |
| Blue Bell Private Wealth Management LLC |
7 |
7 |
UNCH |
0.00% |
| Plante Moran Financial Advisors LLC |
20 |
20 |
UNCH |
0.00% |
| Valley National Advisers Inc. |
20 |
20 |
UNCH |
0.00% |
| FAI Wealth Management |
191 |
191 |
UNCH |
0.00% |
| Yakira Capital Management Inc. |
21,139 |
21,139 |
UNCH |
0.00% |
| Pinebridge Investments L.P. |
604 |
604 |
UNCH |
0.00% |
| BNP Paribas Arbitrage SA |
158,132 |
158,132 |
UNCH |
0.00% |
| Northwestern Mutual Wealth Management Co. |
51 |
51 |
UNCH |
0.00% |
| 13F Filers Decreasing SVVC Share Count |
|---|
| Bulldog Investors LLC |
785,452 |
723,910 |
-61,542 |
-7.84% |
| Weiss Asset Management LP |
109,040 |
62,594 |
-46,446 |
-42.60% |
| Two Sigma Advisers LP |
29,200 |
10,388 |
-18,812 |
-64.42% |
| Icon Advisers Inc. Co. |
102,067 |
86,948 |
-15,119 |
-14.81% |
| Sit Investment Associates Inc. |
336,140 |
332,657 |
-3,483 |
-1.04% |
| Morgan Stanley |
10,935 |
7,695 |
-3,240 |
-29.63% |
|
11,731 |
10,882 |
-849 |
-7.24% |
| UBS Group AG |
12,869 |
12,072 |
-797 |
-6.19% |
| Citigroup Inc. |
591 |
197 |
-394 |
-66.67% |
| Tower Research Capital LLC TRC |
638 |
308 |
-330 |
-51.72% |
| Reilly Financial Advisors LLC |
187 |
86 |
-101 |
-54.01% |
| Goldman Sachs Group Inc. |
16,166 |
16,109 |
-57 |
-0.35% |
| 13F Filers Exiting SVVC |
|---|
| Two Sigma Investments LP |
39,273 |
0 |
-39,273 |
-100.00% |
| Panagora Asset Management Inc. |
6,405 |
0 |
-6,405 |
-100.00% |
| Invesco Ltd. |
3,877 |
0 |
-3,877 |
-100.00% |
| Creative Planning |
510 |
0 |
-510 |
-100.00% |
See Summary: Institutional Holders of SVVC
See Details: Top 10 Hedge Funds Holding SVVC
Also See: SVVC Insider Buying
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