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This page summarizes the SPXE holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2019 period, comparing share count change from 9/30/2019 to 12/31/2019.
Share count is compared over these two periods to provide an indication of whether SPXE is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2019
Share Count | 12/31/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing SPXE Share Count |
|---|
| Hanson & Doremus Investment Management |
961 |
1,124 |
+163 |
+16.96% |
| Putnam FL Investment Management Co. |
16,599 |
16,641 |
+42 |
+0.25% |
| 13F Filers Reporting New Positions In SPXE |
|---|
| Wells Fargo & Company MN |
0 |
1 |
+1 |
+100% |
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Stephenson National Bank & Trust |
0 |
1,606 |
+1,606 |
+100% |
| Equitable Holdings Inc. |
0 |
15,377 |
+15,377 |
+100% |
| Citadel Advisors LLC |
0 |
3,974 |
+3,974 |
+100% |
| Private Advisor Group LLC |
0 |
3,825 |
+3,825 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
|
114 |
114 |
UNCH |
0.00% |
| 13F Filers Decreasing SPXE Share Count |
|---|
| UBS Group AG |
453 |
233 |
-220 |
-48.57% |
| 13F Filers Exiting SPXE |
|---|
| Carroll Financial Associates Inc. |
1,587 |
0 |
-1,587 |
-100.00% |
| Susquehanna International Group LLP |
7,022 |
0 |
-7,022 |
-100.00% |
| LPL Financial LLC |
4,825 |
0 |
-4,825 |
-100.00% |
See Summary: Institutional Holders of SPXE
See Details: Top 10 Hedge Funds Holding SPXE
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