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This page summarizes the SPE holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether SPE is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
13F Filers Increasing SPE Share Count |
Rivernorth Capital Management LLC |
384,001 |
428,448 |
+44,447 |
+11.57% |
GWM Advisors LLC |
10,000 |
10,800 |
+800 |
+8.00% |
Alpine Global Management LLC |
20,404 |
21,424 |
+1,020 |
+5.00% |
Scotia Capital Inc. |
88,007 |
91,266 |
+3,259 |
+3.70% |
Harbour Investments Inc. |
15,197 |
15,565 |
+368 |
+2.42% |
Almitas Capital LLC |
23,058 |
23,616 |
+558 |
+2.42% |
Wells Fargo & Company MN |
21,718 |
21,986 |
+268 |
+1.23% |
Blue Bell Private Wealth Management LLC |
265,274 |
267,652 |
+2,378 |
+0.90% |
Relative Value Partners Group LLC |
1,613,015 |
1,614,949 |
+1,934 |
+0.12% |
13F Filers Reporting New Positions In SPE |
Proequities Inc. |
0 |
0 |
UNCH |
100% |
Clough Capital Partners L P |
0 |
41,306 |
+41,306 |
+100% |
Landscape Capital Management L.L.C. |
0 |
14,140 |
+14,140 |
+100% |
Advisory Services Network LLC |
0 |
3,839 |
+3,839 |
+100% |
Matisse Capital |
0 |
22,786 |
+22,786 |
+100% |
CVA Family Office LLC |
0 |
30 |
+30 |
+100% |
Quarry LP |
0 |
2,206 |
+2,206 |
+100% |
13F Filers With Unchanged Share Count |
Winmill & CO. Inc. |
2,000 |
2,000 |
UNCH |
0.00% |
Royal Bank of Canada |
2,370 |
2,370 |
UNCH |
0.00% |
Private Advisor Group LLC |
14,462 |
14,462 |
UNCH |
0.00% |
Dynamic Advisor Solutions LLC |
10,545 |
10,545 |
UNCH |
0.00% |
Crewe Advisors LLC |
6,970 |
6,970 |
UNCH |
0.00% |
Live Oak Private Wealth LLC |
14,853 |
14,853 |
UNCH |
0.00% |
RPO LLC |
17,158 |
17,158 |
UNCH |
0.00% |
13F Filers Decreasing SPE Share Count |
Bessemer Group Inc. |
292 |
186 |
-106 |
-36.30% |
HighTower Advisors LLC |
16,783 |
12,053 |
-4,730 |
-28.18% |
Advisor Group Holdings Inc. |
92,894 |
73,579 |
-19,315 |
-20.79% |
Ancora Advisors LLC |
32,482 |
25,834 |
-6,648 |
-20.47% |
Raymond James & Associates |
29,943 |
24,344 |
-5,599 |
-18.70% |
UBS Group AG |
8,634 |
7,233 |
-1,401 |
-16.23% |
Sowell Financial Services LLC |
21,050 |
18,427 |
-2,623 |
-12.46% |
Epiq Partners LLC |
159,060 |
141,195 |
-17,865 |
-11.23% |
Shaker Financial Services LLC |
213,508 |
197,348 |
-16,160 |
-7.57% |
Morgan Stanley |
142,735 |
135,870 |
-6,865 |
-4.81% |
CSS LLC IL |
269,601 |
261,384 |
-8,217 |
-3.05% |
First Manhattan Co. |
34,940 |
34,000 |
-940 |
-2.69% |
NBC Securities Inc. |
14,711 |
14,550 |
-161 |
-1.09% |
13F Filers Exiting SPE |
Atlas Wealth LLC |
13,435 |
0 |
-13,435 |
-100.00% |
SkyView Investment Advisors LLC |
32,490 |
0 |
-32,490 |
-100.00% |
Lindbrook Capital LLC |
1,001 |
0 |
-1,001 |
-100.00% |
Triad Investment Management |
24,827 |
0 |
-24,827 |
-100.00% |
Robinson Capital Management LLC |
42,338 |
0 |
-42,338 |
-100.00% |
CWM LLC |
175 |
0 |
-175 |
-100.00% |
Susquehanna International Group LLP |
26,792 |
0 |
-26,792 |
-100.00% |
Wolverine Asset Management LLC |
1,935 |
0 |
-1,935 |
-100.00% |
See Summary: Institutional Holders of SPE
See Details: Top 10 Hedge Funds Holding SPE
Also See: SPE Insider Buying
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