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This page summarizes the SBW holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2016 period, comparing share count change from 6/30/2016 to 9/30/2016.
Share count is compared over these two periods to provide an indication of whether SBW is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2016
Share Count | 9/30/2016
Share Count | Change | % Change |
|---|
| 13F Filers Increasing SBW Share Count |
|---|
|
4 |
170 |
+166 |
+4150.00% |
| NEXT Financial Group Inc |
666 |
4,571 |
+3,905 |
+586.34% |
| UBS Group AG |
6,070 |
14,044 |
+7,974 |
+131.37% |
| Royal Bank of Canada |
400 |
919 |
+519 |
+129.75% |
| Advisors Asset Management Inc. |
187,634 |
337,332 |
+149,698 |
+79.78% |
| Guggenheim Capital LLC |
74,168 |
119,400 |
+45,232 |
+60.99% |
| Wedbush Securities Inc. |
45,269 |
55,942 |
+10,673 |
+23.58% |
| Sit Investment Associates Inc. |
957,463 |
1,148,657 |
+191,194 |
+19.97% |
| Raymond James & Associates |
26,596 |
30,065 |
+3,469 |
+13.04% |
|
26,263 |
27,162 |
+899 |
+3.42% |
| Bank of America Corp DE |
47,528 |
48,931 |
+1,403 |
+2.95% |
|
13,120 |
13,474 |
+354 |
+2.70% |
| Creative Planning |
38,805 |
39,805 |
+1,000 |
+2.58% |
| 13F Filers Reporting New Positions In SBW |
|---|
| Sei Investments Co. |
0 |
61 |
+61 |
+100% |
| Rivernorth Capital Management LLC |
0 |
432,510 |
+432,510 |
+100% |
| Cetera Advisor Networks LLC |
0 |
16,000 |
+16,000 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Bartlett & Co. LLC |
2,275 |
2,275 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
372 |
372 |
UNCH |
0.00% |
| MUFG Americas Holdings Corp |
660 |
660 |
UNCH |
0.00% |
| US Bancorp DE |
2 |
2 |
UNCH |
0.00% |
|
4,000 |
4,000 |
UNCH |
0.00% |
| IFP Advisors Inc |
18,343 |
18,343 |
UNCH |
0.00% |
| 13F Filers Decreasing SBW Share Count |
|---|
| CNH Partners LLC |
54,506 |
12,515 |
-41,991 |
-77.04% |
| Shaker Financial Services LLC |
32,245 |
14,507 |
-17,738 |
-55.01% |
|
21,033 |
11,490 |
-9,543 |
-45.37% |
| Aviance Capital Partners LLC |
30,466 |
22,176 |
-8,290 |
-27.21% |
| Morgan Stanley |
191,979 |
158,224 |
-33,755 |
-17.58% |
| Invesco Ltd. |
217,558 |
184,126 |
-33,432 |
-15.37% |
| Saba Capital Management L.P. |
283,780 |
256,714 |
-27,066 |
-9.54% |
| Envestnet Asset Management Inc. |
4,101 |
3,928 |
-173 |
-4.22% |
| Citigroup Inc. |
45,472 |
43,590 |
-1,882 |
-4.14% |
| Wells Fargo & Company MN |
68,619 |
67,013 |
-1,606 |
-2.34% |
|
66,358 |
66,075 |
-283 |
-0.43% |
| 13F Filers Exiting SBW |
|---|
| Deutsche Bank AG |
37,500 |
0 |
-37,500 |
-100.00% |
| Wolverine Trading LLC |
52 |
0 |
-52 |
-100.00% |
| Landscape Capital Management L.L.C. |
42,275 |
0 |
-42,275 |
-100.00% |
| Laurion Capital Management LP |
63,296 |
0 |
-63,296 |
-100.00% |
|
19,676 |
0 |
-19,676 |
-100.00% |
| Round Table Services LLC |
17,600 |
0 |
-17,600 |
-100.00% |
| Sentinel Trust Co. LBA |
24,100 |
0 |
-24,100 |
-100.00% |
| Matisse Capital |
193,884 |
0 |
-193,884 |
-100.00% |
See Summary: Institutional Holders of SBW
See Details: Top 10 Hedge Funds Holding SBW
Also See: SBW Insider Buying
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