 |
|
|
This page summarizes the SAQN holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2020 period, comparing share count change from 6/30/2020 to 9/30/2020.
Share count is compared over these two periods to provide an indication of whether SAQN is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2020
Share Count | 9/30/2020
Share Count | Change | % Change |
|---|
| 13F Filers Increasing SAQN Share Count |
|---|
| Cowen AND Company LLC |
22,300 |
156,110 |
+133,810 |
+600.04% |
| Basso Capital Management L.P. |
268,008 |
945,889 |
+677,881 |
+252.93% |
| Shaolin Capital Management LLC |
200,000 |
658,301 |
+458,301 |
+229.15% |
| Castle Creek Arbitrage LLC |
247,583 |
747,533 |
+499,950 |
+201.93% |
| Berkley W R Corp |
208,378 |
611,232 |
+402,854 |
+193.33% |
| Omni Partners LLP |
200,888 |
521,921 |
+321,033 |
+159.81% |
| UBS Group AG |
350 |
863 |
+513 |
+146.57% |
| Picton Mahoney Asset Management |
250,000 |
450,000 |
+200,000 |
+80.00% |
| Glazer Capital LLC |
1,068,996 |
1,889,850 |
+820,854 |
+76.79% |
| Millennium Management LLC |
189,000 |
294,678 |
+105,678 |
+55.91% |
| FNY Investment Advisers LLC |
100,100 |
123,405 |
+23,305 |
+23.28% |
| Periscope Capital Inc. |
320,500 |
380,000 |
+59,500 |
+18.56% |
| Kepos Capital LP |
813,800 |
921,664 |
+107,864 |
+13.25% |
| 13F Filers Reporting New Positions In SAQN |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Goldman Sachs Group Inc. |
0 |
146,653 |
+146,653 |
+100% |
| Royce & Associates LP |
0 |
100,000 |
+100,000 |
+100% |
| California Public Employees Retirement System |
0 |
31,300 |
+31,300 |
+100% |
| Royal Bank of Canada |
0 |
500 |
+500 |
+100% |
| OTA Financial Group L.P. |
0 |
90,581 |
+90,581 |
+100% |
| Portolan Capital Management LLC |
0 |
76,536 |
+76,536 |
+100% |
| Harvey Partners LLC |
0 |
206,498 |
+206,498 |
+100% |
| K2 Principal Fund L.P. |
0 |
263,962 |
+263,962 |
+100% |
| B. Riley Financial Inc. |
0 |
92,054 |
+92,054 |
+100% |
| HRT Financial LP |
0 |
14,422 |
+14,422 |
+100% |
| Vestcor Inc |
0 |
80,000 |
+80,000 |
+100% |
| Maven Securities LTD |
0 |
75,000 |
+75,000 |
+100% |
| Edenbrook Capital LLC |
0 |
306,186 |
+306,186 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Bank of Montreal Can |
561,077 |
561,077 |
UNCH |
0.00% |
| Deltec Asset Management LLC |
100,000 |
100,000 |
UNCH |
0.00% |
| Linden Advisors LP |
63,923 |
63,923 |
UNCH |
0.00% |
| TENOR CAPITAL MANAGEMENT Co. L.P. |
256,439 |
256,439 |
UNCH |
0.00% |
| Magnetar Financial LLC |
57,500 |
57,500 |
UNCH |
0.00% |
| Westchester Capital Management LLC |
699,998 |
699,998 |
UNCH |
0.00% |
| 13F Filers Decreasing SAQN Share Count |
|---|
| Wolverine Asset Management LLC |
266,817 |
95,419 |
-171,398 |
-64.24% |
| CNH Partners LLC |
240,880 |
100,000 |
-140,880 |
-58.49% |
| Morgan Stanley |
301 |
176 |
-125 |
-41.53% |
| Levin Easterly Partners LLC |
18,218 |
15,296 |
-2,922 |
-16.04% |
| Captrust Financial Advisors |
18,550 |
17,550 |
-1,000 |
-5.39% |
| Deutsche Bank AG |
203,700 |
200,000 |
-3,700 |
-1.82% |
| Bulldog Investors LLC |
171,524 |
169,874 |
-1,650 |
-0.96% |
| 13F Filers Exiting SAQN |
|---|
| Sage Rock Capital Management LP |
523,500 |
0 |
-523,500 |
-100.00% |
| HGC Investment Management Inc. |
74,000 |
0 |
-74,000 |
-100.00% |
| Boothbay Fund Management LLC |
300,000 |
0 |
-300,000 |
-100.00% |
| Glaxis Capital Management LLC |
30,000 |
0 |
-30,000 |
-100.00% |
| Healthcare of Ontario Pension Plan Trust Fund |
102,516 |
0 |
-102,516 |
-100.00% |
| Mizuho Securities USA LLC |
305,267 |
0 |
-305,267 |
-100.00% |
| Highland Capital Management Fund Advisors L.P. |
37,100 |
0 |
-37,100 |
-100.00% |
| Alberta Investment Management Corp |
313,962 |
0 |
-313,962 |
-100.00% |
| Hudson Bay Capital Management LP |
268,017 |
0 |
-268,017 |
-100.00% |
| Weiss Asset Management LP |
500 |
0 |
-500 |
-100.00% |
| Polar Asset Management Partners Inc. |
1,257,550 |
0 |
-1,257,550 |
-100.00% |
| Owl Creek Asset Management L.P. |
300,000 |
0 |
-300,000 |
-100.00% |
| MMCAP International Inc. SPC |
50,000 |
0 |
-50,000 |
-100.00% |
| Radcliffe Capital Management L.P. |
197,900 |
0 |
-197,900 |
-100.00% |
| UBS Oconnor LLC |
569,082 |
0 |
-569,082 |
-100.00% |
| Karpus Management Inc. |
158,958 |
0 |
-158,958 |
-100.00% |
| Stifel Financial Corp |
25,000 |
0 |
-25,000 |
-100.00% |
See Summary: Institutional Holders of SAQN
See Details: Top 10 Hedge Funds Holding SAQN
|
|
