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This page summarizes the ROAN holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether ROAN is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ROAN Share Count |
|---|
| Hartford Financial Management Inc. |
2,000 |
10,000 |
+8,000 |
+400.00% |
| Royal Bank of Canada |
266 |
1,124 |
+858 |
+322.56% |
| Wells Fargo & Company MN |
34,364 |
107,984 |
+73,620 |
+214.24% |
| Northern Trust Corp |
146,898 |
435,681 |
+288,783 |
+196.59% |
| UBS Group AG |
12,966 |
31,678 |
+18,712 |
+144.32% |
| Signaturefd LLC |
443 |
886 |
+443 |
+100.00% |
| Renaissance Technologies LLC |
782,600 |
1,170,370 |
+387,770 |
+49.55% |
| Geode Capital Management LLC |
470,507 |
687,610 |
+217,103 |
+46.14% |
| Charles Schwab Investment Management Inc. |
186,865 |
239,090 |
+52,225 |
+27.95% |
| Country Club Trust Company n.a. |
400,000 |
500,000 |
+100,000 |
+25.00% |
| Bank of New York Mellon Corp |
230,855 |
285,485 |
+54,630 |
+23.66% |
| Stonehill Capital Management LLC |
1,787,705 |
2,137,870 |
+350,165 |
+19.59% |
| JPMorgan Chase & Co. |
9,799 |
11,696 |
+1,897 |
+19.36% |
| Two Sigma Advisers LP |
98,100 |
114,900 |
+16,800 |
+17.13% |
| Waldron Private Wealth LLC |
75,000 |
87,000 |
+12,000 |
+16.00% |
| Rhumbline Advisers |
31,230 |
36,145 |
+4,915 |
+15.74% |
| State Street Corp |
738,243 |
817,851 |
+79,608 |
+10.78% |
| Raffles Associates LP |
1,886,664 |
2,046,870 |
+160,206 |
+8.49% |
| Bank of Montreal Can |
2,978 |
3,158 |
+180 |
+6.04% |
| BlackRock Inc. |
2,440,022 |
2,499,676 |
+59,654 |
+2.44% |
| Hsbc Holdings PLC |
175,211 |
177,983 |
+2,772 |
+1.58% |
| Allianz Asset Management GmbH |
244,609 |
244,654 |
+45 |
+0.02% |
| 13F Filers Reporting New Positions In ROAN |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Rockefeller Capital Management L.P. |
0 |
0 |
UNCH |
100% |
| Meeder Asset Management Inc. |
0 |
1,907 |
+1,907 |
+100% |
| UBS Asset Management Americas Inc. |
0 |
60,299 |
+60,299 |
+100% |
| Paloma Partners Management Co |
0 |
36,648 |
+36,648 |
+100% |
| Prudential Financial Inc. |
0 |
14,466 |
+14,466 |
+100% |
| LPL Financial LLC |
0 |
106,000 |
+106,000 |
+100% |
| Gradient Investments LLC |
0 |
217 |
+217 |
+100% |
| Russell Investments Group Ltd. |
0 |
33,400 |
+33,400 |
+100% |
| McIlrath & Eck LLC |
0 |
40 |
+40 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Fifth Third Bancorp |
150 |
150 |
UNCH |
0.00% |
| Franklin Resources Inc. |
301,776 |
301,776 |
UNCH |
0.00% |
| Legal & General Group Plc |
5,885 |
5,885 |
UNCH |
0.00% |
| Strs Ohio |
9,500 |
9,500 |
UNCH |
0.00% |
| GABELLI & Co INVESTMENT ADVISERS INC. |
105,550 |
105,550 |
UNCH |
0.00% |
| Segall Bryant & Hamill LLC |
10,000 |
10,000 |
UNCH |
0.00% |
|
500 |
500 |
UNCH |
0.00% |
| Elliott Management Corp |
16,328,020 |
16,328,020 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
3,147 |
3,147 |
UNCH |
0.00% |
| Fir Tree Capital Management LP |
14,712,070 |
14,712,070 |
UNCH |
0.00% |
| California State Teachers Retirement System |
54,925 |
54,925 |
UNCH |
0.00% |
| Gabelli Funds LLC |
80,848 |
80,848 |
UNCH |
0.00% |
| Lasry Marc |
2,075,654 |
2,075,654 |
UNCH |
0.00% |
| Silver Point Capital L.P. |
1,275,000 |
1,275,000 |
UNCH |
0.00% |
| Employees Retirement System of Texas |
113,696 |
113,696 |
UNCH |
0.00% |
| Raymond James Financial Services Advisors Inc. |
11,132 |
11,132 |
UNCH |
0.00% |
| Neuberger Berman Group LLC |
121,312 |
121,312 |
UNCH |
0.00% |
| York Capital Management Global Advisors LLC |
9,257,182 |
9,257,182 |
UNCH |
0.00% |
|
41,125,056 |
41,125,056 |
UNCH |
0.00% |
| Advisory Services Network LLC |
4,373 |
4,373 |
UNCH |
0.00% |
| Swiss National Bank |
127,800 |
127,800 |
UNCH |
0.00% |
|
100 |
100 |
UNCH |
0.00% |
| Resource Management LLC |
32,467 |
32,467 |
UNCH |
0.00% |
| Coastal Capital Group Inc. |
177 |
177 |
UNCH |
0.00% |
| 13F Filers Decreasing ROAN Share Count |
|---|
| New York State Common Retirement Fund |
59,200 |
3,227 |
-55,973 |
-94.55% |
| Susquehanna International Group LLP |
174,345 |
16,175 |
-158,170 |
-90.72% |
| Citigroup Inc. |
9,042 |
895 |
-8,147 |
-90.10% |
| Deutsche Bank AG |
85,923 |
8,975 |
-76,948 |
-89.55% |
| Cubist Systematic Strategies LLC |
136,860 |
39,900 |
-96,960 |
-70.85% |
| Millennium Management LLC |
189,595 |
78,490 |
-111,105 |
-58.60% |
| Two Sigma Investments LP |
339,945 |
150,782 |
-189,163 |
-55.65% |
| Fondren Management LP |
880,000 |
430,000 |
-450,000 |
-51.14% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
30,220 |
14,785 |
-15,435 |
-51.08% |
| Morgan Stanley |
446,671 |
264,341 |
-182,330 |
-40.82% |
| Dimensional Fund Advisors LP |
150,619 |
93,763 |
-56,856 |
-37.75% |
| Bank of America Corp DE |
61,079 |
38,748 |
-22,331 |
-36.56% |
| Wellington Management Group LLP |
202,363 |
129,321 |
-73,042 |
-36.09% |
| Barclays PLC |
99,593 |
65,434 |
-34,159 |
-34.30% |
| Brown Advisory Inc. |
20,014 |
16,106 |
-3,908 |
-19.53% |
| Alliancebernstein L.P. |
59,385 |
48,085 |
-11,300 |
-19.03% |
| Corsair Capital Management L.P. |
66,805 |
55,184 |
-11,621 |
-17.40% |
| Quinn Opportunity Partners LLC |
177,683 |
152,683 |
-25,000 |
-14.07% |
| Vanguard Group Inc. |
2,654,475 |
2,301,508 |
-352,967 |
-13.30% |
|
341,349 |
300,040 |
-41,309 |
-12.10% |
| BNP Paribas Arbitrage SA |
2,255 |
1,994 |
-261 |
-11.57% |
| Nuveen Asset Management LLC |
89,311 |
81,431 |
-7,880 |
-8.82% |
| Canyon Capital Advisors LLC |
1,600,278 |
1,479,077 |
-121,201 |
-7.57% |
| Goldman Sachs Group Inc. |
82,734 |
78,812 |
-3,922 |
-4.74% |
|
725,000 |
697,395 |
-27,605 |
-3.81% |
| Parallel Advisors LLC |
9,320 |
9,128 |
-192 |
-2.06% |
| American International Group Inc. |
22,684 |
22,527 |
-157 |
-0.69% |
| 13F Filers Exiting ROAN |
|---|
| Antara Capital LP |
49,800 |
0 |
-49,800 |
-100.00% |
| Grosvenor Holdings L.L.C. |
1,009,779 |
0 |
-1,009,779 |
-100.00% |
| Versant Capital Management Inc |
155 |
0 |
-155 |
-100.00% |
| Fore Capital LLC |
25,548 |
0 |
-25,548 |
-100.00% |
| Jane Street Group LLC |
120,513 |
0 |
-120,513 |
-100.00% |
| Stone Ridge Asset Management LLC |
27,657 |
0 |
-27,657 |
-100.00% |
| Cetera Advisors LLC |
139,367 |
0 |
-139,367 |
-100.00% |
| Virtu Financial LLC |
18,667 |
0 |
-18,667 |
-100.00% |
| Tower Research Capital LLC TRC |
49,218 |
0 |
-49,218 |
-100.00% |
|
576 |
0 |
-576 |
-100.00% |
| DRW Securities LLC |
13,272 |
0 |
-13,272 |
-100.00% |
| First Republic Investment Management Inc. |
14,350 |
0 |
-14,350 |
-100.00% |
| 683 Capital Management LLC |
1,475,837 |
0 |
-1,475,837 |
-100.00% |
| Avalon Investment & Advisory |
10,000 |
0 |
-10,000 |
-100.00% |
| First Trust Advisors LP |
140,830 |
0 |
-140,830 |
-100.00% |
| Great West Life Assurance Co. Can |
12,715 |
0 |
-12,715 |
-100.00% |
| Parametric Portfolio Associates LLC |
89,435 |
0 |
-89,435 |
-100.00% |
See Summary: Institutional Holders of ROAN
See Details: Top 10 Hedge Funds Holding ROAN
Also See: ROAN Insider Buying
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