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This page summarizes the PNNT holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether PNNT is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
13F Filers Increasing PNNT Share Count |
US Bancorp DE |
40 |
1,127 |
+1,087 |
+2717.50% |
Quantbot Technologies LP |
3,120 |
19,012 |
+15,892 |
+509.36% |
D. E. Shaw & Co. Inc. |
16,547 |
79,781 |
+63,234 |
+382.15% |
Aquatic Capital Management LLC |
7,600 |
24,700 |
+17,100 |
+225.00% |
HRT Financial LP |
65,155 |
195,963 |
+130,808 |
+200.76% |
Tudor Investment Corp Et Al |
46,614 |
134,895 |
+88,281 |
+189.39% |
Lindbrook Capital LLC |
112 |
267 |
+155 |
+138.39% |
Dynamic Technology Lab Private Ltd |
11,189 |
25,581 |
+14,392 |
+128.63% |
Hennion & Walsh Asset Management Inc. |
188,990 |
423,856 |
+234,866 |
+124.27% |
Global Retirement Partners LLC |
1,401 |
3,047 |
+1,646 |
+117.49% |
Jump Financial LLC |
24,400 |
51,300 |
+26,900 |
+110.25% |
Fortis Group Advisors LLC |
523 |
1,046 |
+523 |
+100.00% |
Qube Research & Technologies Ltd |
56,448 |
103,644 |
+47,196 |
+83.61% |
Connor Clark & Lunn Investment Management Ltd. |
29,308 |
53,702 |
+24,394 |
+83.23% |
International Assets Investment Management LLC |
18,750 |
31,350 |
+12,600 |
+67.20% |
Y Intercept Hong Kong Ltd |
15,006 |
24,911 |
+9,905 |
+66.01% |
WINTON GROUP Ltd |
57,602 |
79,031 |
+21,429 |
+37.20% |
Quadrant Capital Group LLC |
3,599 |
4,854 |
+1,255 |
+34.87% |
Goldman Sachs Group Inc. |
29,028 |
38,422 |
+9,394 |
+32.36% |
Northwestern Mutual Wealth Management Co. |
7,275 |
9,390 |
+2,115 |
+29.07% |
Cetera Investment Advisers |
82,261 |
104,011 |
+21,750 |
+26.44% |
JPMorgan Chase & Co. |
14,252 |
17,815 |
+3,563 |
+25.00% |
Envestnet Asset Management Inc. |
98,845 |
121,251 |
+22,406 |
+22.67% |
Parallel Advisors LLC |
10,432 |
12,519 |
+2,087 |
+20.01% |
Cambridge Investment Research Advisors Inc. |
88,864 |
105,342 |
+16,478 |
+18.54% |
Legacy Capital Wealth Partners LLC |
207,519 |
235,560 |
+28,041 |
+13.51% |
Condor Capital Management |
244,185 |
271,621 |
+27,436 |
+11.24% |
BlackRock Inc. |
326,020 |
355,828 |
+29,808 |
+9.14% |
Commonwealth Equity Services LLC |
48,586 |
52,864 |
+4,278 |
+8.81% |
Close Asset Management Ltd |
33,000 |
35,800 |
+2,800 |
+8.48% |
Signaturefd LLC |
31,186 |
33,045 |
+1,859 |
+5.96% |
Thrivent Financial for Lutherans |
38,427 |
40,565 |
+2,138 |
+5.56% |
Farther Finance Advisors LLC |
253 |
267 |
+14 |
+5.53% |
Beaumont Financial Advisors LLC |
19,752 |
20,843 |
+1,091 |
+5.52% |
Legal & General Group Plc |
472,347 |
498,180 |
+25,833 |
+5.47% |
Evergreen Capital Management LLC |
26,020 |
26,773 |
+753 |
+2.89% |
Janney Montgomery Scott LLC |
111,501 |
114,627 |
+3,126 |
+2.80% |
Cresset Asset Management LLC |
23,899 |
24,524 |
+625 |
+2.62% |
Raymond James Financial Services Advisors Inc. |
31,042 |
31,716 |
+674 |
+2.17% |
Bank of America Corp DE |
15,337 |
15,666 |
+329 |
+2.15% |
Royal Bank of Canada |
9,150 |
9,315 |
+165 |
+1.80% |
Arkadios Wealth Advisors |
43,655 |
44,339 |
+684 |
+1.57% |
Kovack Advisors Inc. |
37,150 |
37,650 |
+500 |
+1.35% |
LSV Asset Management |
2,101,737 |
2,129,963 |
+28,226 |
+1.34% |
Morgan Stanley |
659,323 |
666,189 |
+6,866 |
+1.04% |
Sunbelt Securities Inc. |
17,441 |
17,619 |
+178 |
+1.02% |
Mckinley Capital Management LLC Delaware |
119,203 |
120,123 |
+920 |
+0.77% |
13F Filers Reporting New Positions In PNNT |
Proequities Inc. |
0 |
0 |
UNCH |
100% |
Barclays PLC |
0 |
3,120 |
+3,120 |
+100% |
Group One Trading L.P. |
0 |
100 |
+100 |
+100% |
Rational Advisors LLC |
0 |
99,131 |
+99,131 |
+100% |
Grimes & Company Inc. |
0 |
24,380 |
+24,380 |
+100% |
Verition Fund Management LLC |
0 |
22,800 |
+22,800 |
+100% |
Financial Management Professionals Inc. |
0 |
500 |
+500 |
+100% |
Advisory Services Network LLC |
0 |
5,813 |
+5,813 |
+100% |
RKL Wealth Management LLC |
0 |
25,000 |
+25,000 |
+100% |
GWM Advisors LLC |
0 |
13,773 |
+13,773 |
+100% |
IFP Advisors Inc |
0 |
730 |
+730 |
+100% |
Lido Advisors LLC |
0 |
246,312 |
+246,312 |
+100% |
Aigen Investment Management LP |
0 |
14,556 |
+14,556 |
+100% |
Foundations Investment Advisors LLC |
0 |
33,203 |
+33,203 |
+100% |
Pacific Capital Wealth Advisors Inc. |
0 |
7,575 |
+7,575 |
+100% |
NewEdge Wealth LLC |
0 |
270,487 |
+270,487 |
+100% |
Tucker Asset Management LLC |
0 |
13,049 |
+13,049 |
+100% |
Cape Investment Advisory Inc. |
0 |
9,689 |
+9,689 |
+100% |
Impact Partnership Wealth LLC |
0 |
121 |
+121 |
+100% |
LM Advisors LLC |
0 |
1,300 |
+1,300 |
+100% |
13F Filers With Unchanged Share Count |
Huntington National Bank |
1 |
1 |
UNCH |
0.00% |
Harbour Investments Inc. |
160 |
160 |
UNCH |
0.00% |
Caxton Associates LP |
48,210 |
48,210 |
UNCH |
0.00% |
Gries Financial LLC |
43,935 |
43,935 |
UNCH |
0.00% |
Webster Bank N. A. |
2,000 |
2,000 |
UNCH |
0.00% |
Regions Financial Corp |
20,000 |
20,000 |
UNCH |
0.00% |
Essex Financial Services Inc. |
14,600 |
14,600 |
UNCH |
0.00% |
Meridian Investment Counsel Inc. |
51,100 |
51,100 |
UNCH |
0.00% |
HighTower Advisors LLC |
73,238 |
73,238 |
UNCH |
0.00% |
Alberta Investment Management Corp |
163,000 |
163,000 |
UNCH |
0.00% |
Highlander Capital Management LLC |
1,620 |
1,620 |
UNCH |
0.00% |
Catalyst Capital Advisors LLC |
99,131 |
99,131 |
UNCH |
0.00% |
Edge Wealth Management LLC |
20,000 |
20,000 |
UNCH |
0.00% |
Baird Financial Group Inc. |
13,725 |
13,725 |
UNCH |
0.00% |
Cedar Wealth Management LLC |
3,940 |
3,940 |
UNCH |
0.00% |
EverSource Wealth Advisors LLC |
1,842 |
1,842 |
UNCH |
0.00% |
Steward Partners Investment Advisory LLC |
1,865 |
1,865 |
UNCH |
0.00% |
Sound Income Strategies LLC |
2,573 |
2,573 |
UNCH |
0.00% |
Key Financial Inc |
375 |
375 |
UNCH |
0.00% |
Texas Capital Bank Wealth Management Services Inc. |
152,033 |
152,033 |
UNCH |
0.00% |
NinePointTwo Capital |
10,107 |
10,107 |
UNCH |
0.00% |
EMC Capital Management |
28,775 |
28,775 |
UNCH |
0.00% |
Spire Wealth Management |
1,200 |
1,200 |
UNCH |
0.00% |
13F Filers Decreasing PNNT Share Count |
Allworth Financial LP |
175 |
23 |
-152 |
-86.86% |
Quarry LP |
7,754 |
1,813 |
-5,941 |
-76.62% |
BNP Paribas Arbitrage SA |
7,695 |
1,900 |
-5,795 |
-75.31% |
FNY Investment Advisers LLC |
5,300 |
2,400 |
-2,900 |
-54.72% |
Creative Planning |
57,953 |
30,561 |
-27,392 |
-47.27% |
The PNC Financial Services Group Inc. |
4,435 |
2,435 |
-2,000 |
-45.10% |
UBS Group AG |
40,814 |
22,411 |
-18,403 |
-45.09% |
Cubic Asset Management LLC |
19,375 |
10,975 |
-8,400 |
-43.35% |
XTX Topco Ltd |
93,168 |
63,131 |
-30,037 |
-32.24% |
Northern Trust Corp |
24,732 |
17,048 |
-7,684 |
-31.07% |
Advisor Group Holdings Inc. |
178,283 |
129,252 |
-49,031 |
-27.50% |
Millennium Management LLC |
1,133,784 |
876,893 |
-256,891 |
-22.66% |
Virtus ETF Advisers LLC |
90,071 |
73,145 |
-16,926 |
-18.79% |
Trexquant Investment LP |
121,197 |
98,501 |
-22,696 |
-18.73% |
Invesco Ltd. |
1,826,286 |
1,543,186 |
-283,100 |
-15.50% |
Origin Asset Management LLP |
28,250 |
23,950 |
-4,300 |
-15.22% |
Ares Management LLC |
3,641,624 |
3,186,525 |
-455,099 |
-12.50% |
LPL Financial LLC |
51,280 |
44,983 |
-6,297 |
-12.28% |
Advisors Capital Management LLC |
203,960 |
179,749 |
-24,211 |
-11.87% |
Raymond James & Associates |
167,462 |
147,762 |
-19,700 |
-11.76% |
Great West Life Assurance Co. Can |
64,014 |
57,127 |
-6,887 |
-10.76% |
Jane Street Group LLC |
15,321 |
14,024 |
-1,297 |
-8.47% |
Citadel Advisors LLC |
148,193 |
139,796 |
-8,397 |
-5.67% |
Advisors Asset Management Inc. |
660,874 |
625,287 |
-35,587 |
-5.38% |
Garner Asset Management Corp |
107,575 |
102,151 |
-5,424 |
-5.04% |
Two Sigma Investments LP |
765,352 |
728,645 |
-36,707 |
-4.80% |
Quadrature Capital Ltd |
23,126 |
22,147 |
-979 |
-4.23% |
Stifel Financial Corp |
168,406 |
162,928 |
-5,478 |
-3.25% |
Sterneck Capital Management LLC |
100,385 |
97,348 |
-3,037 |
-3.03% |
Wells Fargo & Company MN |
29,228 |
28,364 |
-864 |
-2.96% |
Atria Wealth Solutions Inc. |
33,031 |
32,261 |
-770 |
-2.33% |
Abbot Financial Management Inc. |
77,979 |
76,485 |
-1,494 |
-1.92% |
Cornerstone Wealth Management LLC |
114,474 |
113,087 |
-1,387 |
-1.21% |
Two Sigma Advisers LP |
696,218 |
689,318 |
-6,900 |
-0.99% |
Founders Financial Alliance LLC |
35,876 |
35,775 |
-101 |
-0.28% |
13F Filers Exiting PNNT |
PAX Financial Group LLC |
28,000 |
0 |
-28,000 |
-100.00% |
Nebula Research & Development LLC |
17,384 |
0 |
-17,384 |
-100.00% |
Callodine Capital Management LP |
1,052,535 |
0 |
-1,052,535 |
-100.00% |
Centiva Capital LP |
11,592 |
0 |
-11,592 |
-100.00% |
Boothbay Fund Management LLC |
18,609 |
0 |
-18,609 |
-100.00% |
Fox Run Management L.L.C. |
14,345 |
0 |
-14,345 |
-100.00% |
Tower Research Capital LLC TRC |
7 |
0 |
-7 |
-100.00% |
Bulldog Investors LLC |
67,321 |
0 |
-67,321 |
-100.00% |
United Capital Financial Advisers LLC |
50,000 |
0 |
-50,000 |
-100.00% |
Hillsdale Investment Management Inc. |
22,500 |
0 |
-22,500 |
-100.00% |
Marshall Wace LLP |
64,934 |
0 |
-64,934 |
-100.00% |
SG Americas Securities LLC |
75,282 |
0 |
-75,282 |
-100.00% |
Lazard Asset Management LLC |
19,504 |
0 |
-19,504 |
-100.00% |
Selway Asset Management |
50 |
0 |
-50 |
-100.00% |
Comerica Bank |
2,025 |
0 |
-2,025 |
-100.00% |
FMR LLC |
336 |
0 |
-336 |
-100.00% |
See Summary: Institutional Holders of PNNT
See Details: Top 10 Hedge Funds Holding PNNT
Also See: PNNT Insider Buying
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