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|
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This page summarizes the NVAX holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether NVAX is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NVAX Share Count |
|---|
| Global Retirement Partners LLC |
48 |
1,048 |
+1,000 |
+2083.33% |
| D. E. Shaw & Co. Inc. |
15,597 |
102,533 |
+86,936 |
+557.39% |
| China Universal Asset Management Co. Ltd. |
2,424 |
13,743 |
+11,319 |
+466.96% |
| Comerica Bank |
69 |
325 |
+256 |
+371.01% |
| International Assets Investment Management LLC |
102 |
480 |
+378 |
+370.59% |
| Farther Finance Advisors LLC |
40 |
157 |
+117 |
+292.50% |
| Rocky Mountain Advisers LLC |
510 |
1,832 |
+1,322 |
+259.22% |
| Morgan Stanley |
2,275,131 |
7,241,455 |
+4,966,324 |
+218.29% |
| Jane Street Group LLC |
387,214 |
1,096,505 |
+709,291 |
+183.18% |
| Denali Advisors LLC |
63 |
173 |
+110 |
+174.60% |
| Monaco Asset Management SAM |
30,000 |
67,149 |
+37,149 |
+123.83% |
| Tower Research Capital LLC TRC |
6,872 |
13,944 |
+7,072 |
+102.91% |
| E Fund Management Co. Ltd. |
50,977 |
86,558 |
+35,581 |
+69.80% |
| Parallax Volatility Advisers L.P. |
66,328 |
112,211 |
+45,883 |
+69.18% |
| Royal Bank of Canada |
25,858 |
43,196 |
+17,338 |
+67.05% |
| State Street Corp |
10,174,617 |
16,775,875 |
+6,601,258 |
+64.88% |
| Rafferty Asset Management LLC |
992,470 |
1,611,840 |
+619,370 |
+62.41% |
| Profund Advisors LLC |
164,794 |
256,651 |
+91,857 |
+55.74% |
| Quent Capital LLC |
9 |
14 |
+5 |
+55.56% |
| Goldman Sachs Group Inc. |
565,847 |
863,734 |
+297,887 |
+52.64% |
| Barclays PLC |
553,790 |
821,676 |
+267,886 |
+48.37% |
| BNP Paribas Arbitrage SA |
583,098 |
861,479 |
+278,381 |
+47.74% |
| Allianz Asset Management GmbH |
434,921 |
634,692 |
+199,771 |
+45.93% |
| Zurcher Kantonalbank Zurich Cantonalbank |
60,303 |
87,739 |
+27,436 |
+45.50% |
| The PNC Financial Services Group Inc. |
2,404 |
3,388 |
+984 |
+40.93% |
| Sound Income Strategies LLC |
50 |
70 |
+20 |
+40.00% |
| ProShare Advisors LLC |
21,024 |
28,633 |
+7,609 |
+36.19% |
| Credit Suisse AG |
333,647 |
452,777 |
+119,130 |
+35.71% |
| Mirae Asset Global Investments Co. Ltd. |
75,599 |
99,314 |
+23,715 |
+31.37% |
| Martingale Asset Management L P |
45,407 |
58,625 |
+13,218 |
+29.11% |
| Virtus ETF Advisers LLC |
12,813 |
16,271 |
+3,458 |
+26.99% |
| Vanguard Group Inc. |
11,551,476 |
14,560,061 |
+3,008,585 |
+26.05% |
| Strs Ohio |
80,500 |
100,200 |
+19,700 |
+24.47% |
| Geode Capital Management LLC |
1,860,977 |
2,297,507 |
+436,530 |
+23.46% |
| Shah Capital Management |
6,330,756 |
7,780,756 |
+1,450,000 |
+22.90% |
| Signaturefd LLC |
1,133 |
1,378 |
+245 |
+21.62% |
| BlackRock Inc. |
7,066,881 |
8,436,179 |
+1,369,298 |
+19.38% |
| Steward Partners Investment Advisory LLC |
1,090 |
1,300 |
+210 |
+19.27% |
| JPMorgan Chase & Co. |
134,527 |
160,214 |
+25,687 |
+19.09% |
| Guggenheim Capital LLC |
70,773 |
83,999 |
+13,226 |
+18.69% |
| Bank of America Corp DE |
1,118,539 |
1,326,942 |
+208,403 |
+18.63% |
| Quinn Opportunity Partners LLC |
215,001 |
255,001 |
+40,000 |
+18.60% |
| Northern Trust Corp |
865,783 |
1,002,359 |
+136,576 |
+15.77% |
| Metropolitan Life Insurance Co NY |
4,769 |
5,518 |
+749 |
+15.71% |
| TSP Capital Management Group LLC |
966,350 |
1,111,700 |
+145,350 |
+15.04% |
| Hennion & Walsh Asset Management Inc. |
11,580 |
13,195 |
+1,615 |
+13.95% |
| Private Advisor Group LLC |
11,160 |
12,457 |
+1,297 |
+11.62% |
| American International Group Inc. |
43,454 |
47,340 |
+3,886 |
+8.94% |
| Arizona State Retirement System |
23,346 |
25,387 |
+2,041 |
+8.74% |
| Voya Investment Management LLC |
34,755 |
37,630 |
+2,875 |
+8.27% |
| Charles Schwab Investment Management Inc. |
703,350 |
760,333 |
+56,983 |
+8.10% |
| Bank of New York Mellon Corp |
364,532 |
392,438 |
+27,906 |
+7.66% |
| Harbor Investment Advisory LLC |
712 |
763 |
+51 |
+7.16% |
| LPL Financial LLC |
46,109 |
49,082 |
+2,973 |
+6.45% |
| Mitsubishi UFJ Kokusai Asset Management Co. Ltd. |
40,533 |
43,116 |
+2,583 |
+6.37% |
| Commonwealth Equity Services LLC |
17,307 |
18,308 |
+1,001 |
+5.78% |
| California State Teachers Retirement System |
91,662 |
96,562 |
+4,900 |
+5.35% |
| Rhumbline Advisers |
124,142 |
130,680 |
+6,538 |
+5.27% |
| Principal Financial Group Inc. |
23,502 |
24,721 |
+1,219 |
+5.19% |
| Legal & General Group Plc |
96,688 |
99,345 |
+2,657 |
+2.75% |
| Ensign Peak Advisors Inc |
44,650 |
45,800 |
+1,150 |
+2.58% |
| Nuveen Asset Management LLC |
261,562 |
266,638 |
+5,076 |
+1.94% |
| The Manufacturers Life Insurance Company |
34,348 |
34,923 |
+575 |
+1.67% |
| Cresset Asset Management LLC |
50,012 |
50,712 |
+700 |
+1.40% |
| 13F Filers Reporting New Positions In NVAX |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Principal Securities Inc. |
0 |
200 |
+200 |
+100% |
| Jefferies Financial Group Inc. |
0 |
56,611 |
+56,611 |
+100% |
| Bank of Montreal Can |
0 |
855,757 |
+855,757 |
+100% |
| Victory Capital Management Inc. |
0 |
15,091 |
+15,091 |
+100% |
| Sculptor Capital LP |
0 |
33,500 |
+33,500 |
+100% |
| Coatue Management LLC |
0 |
1,519,594 |
+1,519,594 |
+100% |
| Perceptive Advisors LLC |
0 |
1,400,000 |
+1,400,000 |
+100% |
| SG Americas Securities LLC |
0 |
171,618 |
+171,618 |
+100% |
| IMC Chicago LLC |
0 |
51,651 |
+51,651 |
+100% |
| Creative Planning |
0 |
19,160 |
+19,160 |
+100% |
| Headlands Technologies LLC |
0 |
4,657 |
+4,657 |
+100% |
| Advisory Services Network LLC |
0 |
20 |
+20 |
+100% |
| Engineers Gate Manager LP |
0 |
37,117 |
+37,117 |
+100% |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main |
0 |
1,000 |
+1,000 |
+100% |
| Standard Life Aberdeen plc |
0 |
63,800 |
+63,800 |
+100% |
| Pennant Investors LP |
0 |
60,300 |
+60,300 |
+100% |
| Wealthfront Advisers LLC |
0 |
10,562 |
+10,562 |
+100% |
| DAGCO Inc. |
0 |
120 |
+120 |
+100% |
| Nebula Research & Development LLC |
0 |
15,525 |
+15,525 |
+100% |
| Dynamic Wealth Strategies LLC |
0 |
120 |
+120 |
+100% |
| SOA Wealth Advisors LLC. |
0 |
8 |
+8 |
+100% |
| Ronald Blue Trust Inc. |
0 |
76 |
+76 |
+100% |
| ICA Group Wealth Management LLC |
0 |
200 |
+200 |
+100% |
| Arlington Trust Co LLC |
0 |
145 |
+145 |
+100% |
| Bear Mountain Capital Inc. |
0 |
19 |
+19 |
+100% |
| Winthrop Capital Management LLC |
0 |
30 |
+30 |
+100% |
| Caitlin John LLC |
0 |
25 |
+25 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Brown Brothers Harriman & Co. |
126 |
126 |
UNCH |
0.00% |
| CENTRAL TRUST Co |
100 |
100 |
UNCH |
0.00% |
| Caldwell Sutter Capital Inc. |
25 |
25 |
UNCH |
0.00% |
| Valley National Advisers Inc. |
237 |
237 |
UNCH |
0.00% |
| Creative Financial Designs Inc. ADV |
12 |
12 |
UNCH |
0.00% |
| Hsbc Holdings PLC |
14,761 |
14,761 |
UNCH |
0.00% |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP MA |
570 |
570 |
UNCH |
0.00% |
| Ontario Teachers Pension Plan Board |
25,084 |
25,084 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
24,867 |
24,867 |
UNCH |
0.00% |
| Duncker Streett & Co. Inc. |
417 |
417 |
UNCH |
0.00% |
| Roof Eidam & Maycock ADV |
10,000 |
10,000 |
UNCH |
0.00% |
| Avenir Corp |
28,460 |
28,460 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
8,587 |
8,587 |
UNCH |
0.00% |
| Credit Agricole S A |
2,520 |
2,520 |
UNCH |
0.00% |
| Jupiter Asset Management Ltd. |
36,667 |
36,667 |
UNCH |
0.00% |
| Private Trust Co. NA |
200 |
200 |
UNCH |
0.00% |
| Wolverine Asset Management LLC |
22,767 |
22,767 |
UNCH |
0.00% |
| North Star Investment Management Corp. |
22 |
22 |
UNCH |
0.00% |
| DekaBank Deutsche Girozentrale |
45,000 |
45,000 |
UNCH |
0.00% |
| Asset Dedication LLC |
65 |
65 |
UNCH |
0.00% |
| Daiwa Securities Group Inc. |
291 |
291 |
UNCH |
0.00% |
| MetLife Investment Management LLC |
46,018 |
46,018 |
UNCH |
0.00% |
| Gradient Investments LLC |
2,348 |
2,348 |
UNCH |
0.00% |
| Swiss National Bank |
180,200 |
180,200 |
UNCH |
0.00% |
| Tortoise Investment Management LLC |
25 |
25 |
UNCH |
0.00% |
| Private Ocean LLC |
136 |
136 |
UNCH |
0.00% |
| Compagnie Lombard Odier SCmA |
3,588 |
3,588 |
UNCH |
0.00% |
| GWM Advisors LLC |
500 |
500 |
UNCH |
0.00% |
| IFP Advisors Inc |
3,045 |
3,045 |
UNCH |
0.00% |
| Glassman Wealth Services |
13 |
13 |
UNCH |
0.00% |
| Bogart Wealth LLC |
10 |
10 |
UNCH |
0.00% |
| Independence Bank of Kentucky |
142 |
142 |
UNCH |
0.00% |
| Larson Financial Group LLC |
200 |
200 |
UNCH |
0.00% |
| Financial Gravity Asset Management Inc. |
3 |
3 |
UNCH |
0.00% |
| Geneos Wealth Management Inc. |
984 |
984 |
UNCH |
0.00% |
| Global Wealth Management Investment Advisory Inc. |
90 |
90 |
UNCH |
0.00% |
| Prestige Wealth Management Group LLC |
29 |
29 |
UNCH |
0.00% |
| Avion Wealth |
325 |
325 |
UNCH |
0.00% |
| Banque Cantonale Vaudoise |
500 |
500 |
UNCH |
0.00% |
| IAG Wealth Partners LLC |
61 |
61 |
UNCH |
0.00% |
| Level Financial Advisors Inc. |
78 |
78 |
UNCH |
0.00% |
| Covestor Ltd |
905 |
905 |
UNCH |
0.00% |
| Mendel Capital Management LLC |
24,860 |
24,860 |
UNCH |
0.00% |
| Raleigh Capital Management Inc. |
2 |
2 |
UNCH |
0.00% |
| Tyler Stone Wealth Management |
185 |
185 |
UNCH |
0.00% |
| Provence Wealth Management Group |
400 |
400 |
UNCH |
0.00% |
| Stephens Consulting LLC |
1,000 |
1,000 |
UNCH |
0.00% |
| Pictet Asset Management Holding SA |
10,322 |
10,322 |
UNCH |
0.00% |
| 13F Filers Decreasing NVAX Share Count |
|---|
| National Bank of Canada FI |
64,558 |
2,215 |
-62,343 |
-96.57% |
| Cornerstone Planning Group LLC |
52 |
2 |
-50 |
-96.15% |
| Focused Wealth Management Inc |
359 |
33 |
-326 |
-90.81% |
| Federated Hermes Inc. |
461,827 |
52,713 |
-409,114 |
-88.59% |
| Schonfeld Strategic Advisors LLC |
83,741 |
10,395 |
-73,346 |
-87.59% |
| Quadrant Capital Group LLC |
3,831 |
499 |
-3,332 |
-86.97% |
| Natixis |
4,125 |
578 |
-3,547 |
-85.99% |
| Wells Fargo & Company MN |
214,635 |
32,573 |
-182,062 |
-84.82% |
| Millennium Management LLC |
2,556,496 |
420,426 |
-2,136,070 |
-83.55% |
| Susquehanna International Group LLP |
199,811 |
37,539 |
-162,272 |
-81.21% |
| US Bancorp DE |
5,921 |
1,195 |
-4,726 |
-79.82% |
| Advisors Asset Management Inc. |
6,576 |
1,642 |
-4,934 |
-75.03% |
| FMR LLC |
10,650 |
2,922 |
-7,728 |
-72.56% |
| Northwestern Mutual Wealth Management Co. |
1,519 |
419 |
-1,100 |
-72.42% |
| Putnam Investments LLC |
197,625 |
70,712 |
-126,913 |
-64.22% |
| Man Group plc |
56,099 |
25,999 |
-30,100 |
-53.66% |
| Allworth Financial LP |
192 |
90 |
-102 |
-53.12% |
| Murchinson Ltd. |
200,000 |
100,000 |
-100,000 |
-50.00% |
| Harbour Investments Inc. |
240 |
120 |
-120 |
-50.00% |
| PayPay Securities Corp |
1,400 |
717 |
-683 |
-48.79% |
| Boothbay Fund Management LLC |
100,000 |
53,506 |
-46,494 |
-46.49% |
| TD Waterhouse Canada Inc. |
1,395 |
795 |
-600 |
-43.01% |
| EverSource Wealth Advisors LLC |
100 |
60 |
-40 |
-40.00% |
| UBS Group AG |
8,692 |
5,232 |
-3,460 |
-39.81% |
| Cutler Group LP |
1,803 |
1,100 |
-703 |
-38.99% |
| Cambridge Investment Research Advisors Inc. |
29,228 |
19,232 |
-9,996 |
-34.20% |
| UBS Asset Management Americas Inc. |
100,214 |
70,793 |
-29,421 |
-29.36% |
| Great West Life Assurance Co. Can |
16,028 |
11,824 |
-4,204 |
-26.23% |
| Citigroup Inc. |
1,564,953 |
1,193,757 |
-371,196 |
-23.72% |
| Sargent Investment Group LLC |
25,245 |
20,345 |
-4,900 |
-19.41% |
| Sandy Spring Bank |
55 |
45 |
-10 |
-18.18% |
| Edgestream Partners L.P. |
12,475 |
10,306 |
-2,169 |
-17.39% |
| Nisa Investment Advisors LLC |
604 |
500 |
-104 |
-17.22% |
| Rock Springs Capital Management LP |
647,700 |
537,625 |
-110,075 |
-16.99% |
| CWM LLC |
1,496 |
1,248 |
-248 |
-16.58% |
| Teacher Retirement System of Texas |
23,588 |
20,604 |
-2,984 |
-12.65% |
| Oppenheimer & Co. Inc. |
16,367 |
14,689 |
-1,678 |
-10.25% |
| Edge Wealth Management LLC |
16,659 |
15,000 |
-1,659 |
-9.96% |
| Price T Rowe Associates Inc. MD |
53,195 |
47,937 |
-5,258 |
-9.88% |
| Banco Bilbao Vizcaya Argentaria S.A. |
101,023 |
92,036 |
-8,987 |
-8.90% |
| Advisor Group Holdings Inc. |
86,464 |
80,535 |
-5,929 |
-6.86% |
| Amalgamated Bank |
12,100 |
11,281 |
-819 |
-6.77% |
| Public Employees Retirement Association of Colorado |
8,320 |
7,873 |
-447 |
-5.37% |
| Invesco Ltd. |
34,669 |
32,852 |
-1,817 |
-5.24% |
| Alliancebernstein L.P. |
117,075 |
112,383 |
-4,692 |
-4.01% |
| Sittner & Nelson LLC |
673 |
650 |
-23 |
-3.42% |
| Vontobel Holding Ltd. |
213,965 |
208,321 |
-5,644 |
-2.64% |
| State of Wisconsin Investment Board |
64,284 |
62,688 |
-1,596 |
-2.48% |
| Wedbush Securities Inc. |
11,807 |
11,557 |
-250 |
-2.12% |
| Deutsche Bank AG |
46,903 |
46,167 |
-736 |
-1.57% |
| Franklin Resources Inc. |
23,837 |
23,654 |
-183 |
-0.77% |
| New York State Common Retirement Fund |
22,917 |
22,790 |
-127 |
-0.55% |
| Janus Henderson Group PLC |
36,175 |
36,066 |
-109 |
-0.30% |
| 13F Filers Exiting NVAX |
|---|
| VitalStone Financial LLC |
55 |
0 |
-55 |
-100.00% |
| Strategic Investment Solutions Inc. IL |
945 |
0 |
-945 |
-100.00% |
| Cape Investment Advisory Inc. |
100 |
0 |
-100 |
-100.00% |
| Allspring Global Investments Holdings LLC |
12,075 |
0 |
-12,075 |
-100.00% |
| Newbridge Financial Services Group Inc. |
6 |
0 |
-6 |
-100.00% |
| Skaana Management L.P. |
86,366 |
0 |
-86,366 |
-100.00% |
| Deep Track Capital LP |
1,000,000 |
0 |
-1,000,000 |
-100.00% |
| Dark Forest Capital Management LP |
228,901 |
0 |
-228,901 |
-100.00% |
| Continuum Advisory LLC |
22,600 |
0 |
-22,600 |
-100.00% |
| DB Wealth Management Group LLC |
400 |
0 |
-400 |
-100.00% |
| Annapolis Financial Services LLC |
150 |
0 |
-150 |
-100.00% |
| Wolff Wiese Magana LLC |
12 |
0 |
-12 |
-100.00% |
| Jump Financial LLC |
302,473 |
0 |
-302,473 |
-100.00% |
| Hexagon Capital Partners LLC |
38 |
0 |
-38 |
-100.00% |
| XTX Topco Ltd |
42,063 |
0 |
-42,063 |
-100.00% |
| NinePointTwo Capital |
28,477 |
0 |
-28,477 |
-100.00% |
| Wealth Quarterback LLC |
31,986 |
0 |
-31,986 |
-100.00% |
| Lindbrook Capital LLC |
404 |
0 |
-404 |
-100.00% |
| Cary Street Partners Investment Advisory LLC |
35 |
0 |
-35 |
-100.00% |
| PEAK6 Investments LLC |
30,085 |
0 |
-30,085 |
-100.00% |
| Russell Investments Group Ltd. |
128 |
0 |
-128 |
-100.00% |
| Parallel Advisors LLC |
54 |
0 |
-54 |
-100.00% |
| Squarepoint Ops LLC |
280,673 |
0 |
-280,673 |
-100.00% |
| Sunbelt Securities Inc. |
10 |
0 |
-10 |
-100.00% |
| Bayesian Capital Management LP |
83,300 |
0 |
-83,300 |
-100.00% |
| First Horizon Advisors Inc. |
115 |
0 |
-115 |
-100.00% |
| Tuttle Tactical Management |
10,731 |
0 |
-10,731 |
-100.00% |
| Fox Run Management L.L.C. |
10,012 |
0 |
-10,012 |
-100.00% |
| HRT Financial LP |
55,332 |
0 |
-55,332 |
-100.00% |
| Raymond James Financial Services Advisors Inc. |
10,508 |
0 |
-10,508 |
-100.00% |
| Verition Fund Management LLC |
47,100 |
0 |
-47,100 |
-100.00% |
| GTS Securities LLC |
11,863 |
0 |
-11,863 |
-100.00% |
| Capstone Investment Advisors LLC |
15,111 |
0 |
-15,111 |
-100.00% |
| Citadel Advisors LLC |
10,970 |
0 |
-10,970 |
-100.00% |
| KBC Group NV |
1,798 |
0 |
-1,798 |
-100.00% |
| Walleye Trading LLC |
15,704 |
0 |
-15,704 |
-100.00% |
| GSA Capital Partners LLP |
12,024 |
0 |
-12,024 |
-100.00% |
| Hodges Capital Management Inc. |
10,000 |
0 |
-10,000 |
-100.00% |
| Balyasny Asset Management LLC |
1,380,009 |
0 |
-1,380,009 |
-100.00% |
| Nomura Holdings Inc. |
10,167 |
0 |
-10,167 |
-100.00% |
| CI Investments Inc. |
6,256 |
0 |
-6,256 |
-100.00% |
| Whittier Trust Co. |
35 |
0 |
-35 |
-100.00% |
| Proffitt & Goodson Inc. |
18 |
0 |
-18 |
-100.00% |
| Raymond James & Associates |
140,969 |
0 |
-140,969 |
-100.00% |
| Cantor Fitzgerald L. P. |
524,200 |
0 |
-524,200 |
-100.00% |
| HM Payson & Co. |
1,273 |
0 |
-1,273 |
-100.00% |
| Toth Financial Advisory Corp |
3,000 |
0 |
-3,000 |
-100.00% |
| Ameriprise Financial Inc. |
31,386 |
0 |
-31,386 |
-100.00% |
| Arrow Financial Corp |
100 |
0 |
-100 |
-100.00% |
| Loomis Sayles & Co. L P |
1,183 |
0 |
-1,183 |
-100.00% |
See Summary: Institutional Holders of NVAX
See Details: Top 10 Hedge Funds Holding NVAX
Also See: NVAX Insider Buying
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