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This page summarizes the NUSA holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2023 period, comparing share count change from 6/30/2023 to 9/30/2023.
Share count is compared over these two periods to provide an indication of whether NUSA is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2023
Share Count | 9/30/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NUSA Share Count |
|---|
| Jane Street Group LLC |
26,952 |
197,626 |
+170,674 |
+633.25% |
| Parkside Financial Bank & Trust |
11,879 |
24,668 |
+12,789 |
+107.66% |
| Advisor Group Holdings Inc. |
2,523 |
4,507 |
+1,984 |
+78.64% |
| GWM Advisors LLC |
4,520 |
7,005 |
+2,485 |
+54.98% |
| LPL Financial LLC |
471,665 |
711,181 |
+239,516 |
+50.78% |
| Raymond James & Associates |
14,035 |
21,139 |
+7,104 |
+50.62% |
| Allworth Financial LP |
86 |
87 |
+1 |
+1.16% |
| 13F Filers Reporting New Positions In NUSA |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Bank of Montreal Can |
0 |
35,924 |
+35,924 |
+100% |
| Citadel Advisors LLC |
0 |
200,763 |
+200,763 |
+100% |
| DHJJ Financial Advisors Ltd. |
0 |
1 |
+1 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Nuveen Asset Management LLC |
300,000 |
300,000 |
UNCH |
0.00% |
| Cherry Tree Wealth Management LLC |
197 |
197 |
UNCH |
0.00% |
| 13F Filers Decreasing NUSA Share Count |
|---|
| Cetera Advisors LLC |
66,691 |
57,280 |
-9,411 |
-14.11% |
| Steward Partners Investment Advisory LLC |
1,033 |
900 |
-133 |
-12.88% |
| Bank of America Corp DE |
87,027 |
76,643 |
-10,384 |
-11.93% |
| Stratos Wealth Partners LTD. |
22,750 |
20,910 |
-1,840 |
-8.09% |
| 13F Filers Exiting NUSA |
|---|
| Sterling Manor Financial LLC |
190,751 |
0 |
-190,751 |
-100.00% |
| Royal Bank of Canada |
1,863 |
0 |
-1,863 |
-100.00% |
| Commonwealth Equity Services LLC |
12,830 |
0 |
-12,830 |
-100.00% |
See Summary: Institutional Holders of NUSA
See Details: Top 10 Hedge Funds Holding NUSA
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