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This page summarizes the NTC holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether NTC is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NTC Share Count |
|---|
| Wolverine Asset Management LLC |
21,467 |
43,904 |
+22,437 |
+104.52% |
|
1,190 |
2,158 |
+968 |
+81.34% |
| Rivernorth Capital Management LLC |
353,826 |
575,998 |
+222,172 |
+62.79% |
| Sit Investment Associates Inc. |
1,257,801 |
1,645,426 |
+387,625 |
+30.82% |
| Private Advisor Group LLC |
37,922 |
43,126 |
+5,204 |
+13.72% |
| Private Capital Group LLC |
3,897 |
4,418 |
+521 |
+13.37% |
| Wells Fargo & Company MN |
111,786 |
115,899 |
+4,113 |
+3.68% |
|
5,100 |
5,200 |
+100 |
+1.96% |
| Bank of America Corp DE |
66,616 |
67,233 |
+617 |
+0.93% |
| Next Capital Management LLC |
56,364 |
56,497 |
+133 |
+0.24% |
| Patriot Financial Group Insurance Agency LLC |
22,065 |
22,082 |
+17 |
+0.08% |
| 13F Filers Reporting New Positions In NTC |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Thompson Siegel & Walmsley LLC |
0 |
8,600 |
+8,600 |
+100% |
| Icon Advisers Inc. Co. |
0 |
36,903 |
+36,903 |
+100% |
| Clough Capital Partners L P |
0 |
17,221 |
+17,221 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| M&T Bank Corp |
24,100 |
24,100 |
UNCH |
0.00% |
| Royal Bank of Canada |
5,969 |
5,969 |
UNCH |
0.00% |
| M&R Capital Management Inc. |
1,600 |
1,600 |
UNCH |
0.00% |
| Massmutual Trust Co. FSB ADV |
1,215 |
1,215 |
UNCH |
0.00% |
| Webster Bank N. A. |
670 |
670 |
UNCH |
0.00% |
| Mathes Company Inc. |
33,936 |
33,936 |
UNCH |
0.00% |
| Bulldog Investors LLC |
808,500 |
808,500 |
UNCH |
0.00% |
| Boothbay Fund Management LLC |
282,767 |
282,767 |
UNCH |
0.00% |
| Edge Wealth Management LLC |
34,440 |
34,440 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
3,690 |
3,690 |
UNCH |
0.00% |
| Truvestments Capital LLC |
1,984 |
1,984 |
UNCH |
0.00% |
| Coastal Investment Advisors Inc. |
11,527 |
11,527 |
UNCH |
0.00% |
| 13F Filers Decreasing NTC Share Count |
|---|
| CNH Partners LLC |
19,452 |
11,140 |
-8,312 |
-42.73% |
| Saba Capital Management L.P. |
1,160,604 |
753,483 |
-407,121 |
-35.08% |
| Raymond James & Associates |
18,257 |
12,643 |
-5,614 |
-30.75% |
| Morgan Stanley |
65,154 |
48,289 |
-16,865 |
-25.88% |
| Janney Montgomery Scott LLC |
58,773 |
48,070 |
-10,703 |
-18.21% |
| UBS Group AG |
103,115 |
85,695 |
-17,420 |
-16.89% |
| Point View Wealth Management Inc. |
16,490 |
14,160 |
-2,330 |
-14.13% |
| Greenwich Wealth Management LLC |
74,115 |
73,223 |
-892 |
-1.20% |
| Commonwealth Equity Services LLC |
201,496 |
199,653 |
-1,843 |
-0.91% |
| 13F Filers Exiting NTC |
|---|
| Matisse Capital |
25,000 |
0 |
-25,000 |
-100.00% |
See Summary: Institutional Holders of NTC
See Details: Top 10 Hedge Funds Holding NTC
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