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This page summarizes the NNC holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether NNC is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NNC Share Count |
|---|
| Sit Investment Associates Inc. |
96,779 |
645,039 |
+548,260 |
+566.51% |
| Rivernorth Capital Management LLC |
379,343 |
716,751 |
+337,408 |
+88.95% |
| Raymond James Financial Services Advisors Inc. |
26,583 |
31,910 |
+5,327 |
+20.04% |
| UBS Group AG |
38,544 |
41,326 |
+2,782 |
+7.22% |
| Commonwealth Equity Services LLC |
17,684 |
18,647 |
+963 |
+5.45% |
| Wolverine Asset Management LLC |
88,008 |
90,983 |
+2,975 |
+3.38% |
|
4,677 |
4,683 |
+6 |
+0.13% |
| Investors Asset Management of Georgia Inc. GA ADV |
19,406 |
19,410 |
+4 |
+0.02% |
| 13F Filers Reporting New Positions In NNC |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Thompson Siegel & Walmsley LLC |
0 |
15,200 |
+15,200 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Oppenheimer & Co. Inc. |
13,700 |
13,700 |
UNCH |
0.00% |
| Sanders Morris Harris LLC |
26,070 |
26,070 |
UNCH |
0.00% |
| Mcmillion Capital Management Inc. |
1,400 |
1,400 |
UNCH |
0.00% |
| Rock Point Advisors LLC |
16,000 |
16,000 |
UNCH |
0.00% |
| Altavista Wealth Management Inc. |
15,308 |
15,308 |
UNCH |
0.00% |
| Oxbow Advisors LLC |
28,160 |
28,160 |
UNCH |
0.00% |
|
10,030 |
10,030 |
UNCH |
0.00% |
|
3,486 |
3,486 |
UNCH |
0.00% |
| 13F Filers Decreasing NNC Share Count |
|---|
| Landscape Capital Management L.L.C. |
45,718 |
14,594 |
-31,124 |
-68.08% |
| Tower Research Capital LLC TRC |
996 |
367 |
-629 |
-63.15% |
| Carroll Financial Associates Inc. |
1,627 |
727 |
-900 |
-55.32% |
| CNH Partners LLC |
24,462 |
10,940 |
-13,522 |
-55.28% |
| Saba Capital Management L.P. |
555,648 |
327,536 |
-228,112 |
-41.05% |
| Wells Fargo & Company MN |
732,570 |
433,501 |
-299,069 |
-40.82% |
| Royal Bank of Canada |
8,722 |
6,167 |
-2,555 |
-29.29% |
| Stephens Inc. AR |
27,931 |
22,823 |
-5,108 |
-18.29% |
| Point View Wealth Management Inc. |
14,908 |
13,294 |
-1,614 |
-10.83% |
| Capital Investment Advisory Services LLC |
11,105 |
10,047 |
-1,058 |
-9.53% |
| Family Management Corp |
26,565 |
24,259 |
-2,306 |
-8.68% |
| Morgan Stanley |
88,733 |
81,103 |
-7,630 |
-8.60% |
| Matisse Capital |
16,000 |
14,700 |
-1,300 |
-8.12% |
|
24,819 |
23,669 |
-1,150 |
-4.63% |
| Armor Investment Advisors LLC |
218,813 |
213,535 |
-5,278 |
-2.41% |
| Almitas Capital LLC |
99,686 |
97,686 |
-2,000 |
-2.01% |
| Raymond James & Associates |
95,970 |
94,287 |
-1,683 |
-1.75% |
| HighTower Advisors LLC |
122,998 |
122,583 |
-415 |
-0.34% |
| Bank of America Corp DE |
47,739 |
47,735 |
-4 |
-0.01% |
| 13F Filers Exiting NNC |
|---|
| Private Portfolio Partners LLC |
11,443 |
0 |
-11,443 |
-100.00% |
| Doyle Wealth Management |
3,300 |
0 |
-3,300 |
-100.00% |
| Hilton Capital Management LLC |
18,935 |
0 |
-18,935 |
-100.00% |
See Summary: Institutional Holders of NNC
See Details: Top 10 Hedge Funds Holding NNC
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