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This page summarizes the NMAI holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether NMAI is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NMAI Share Count |
|---|
| Comerica Bank |
1,835 |
46,717 |
+44,882 |
+2445.89% |
| International Assets Investment Management LLC |
4,745 |
54,923 |
+50,178 |
+1057.49% |
| Rockefeller Capital Management L.P. |
30,419 |
72,502 |
+42,083 |
+138.34% |
| JPMorgan Chase & Co. |
6,845 |
14,682 |
+7,837 |
+114.49% |
| Alpine Global Management LLC |
71,456 |
125,000 |
+53,544 |
+74.93% |
| Heron Bay Capital Management |
218,886 |
372,776 |
+153,890 |
+70.31% |
| GWM Advisors LLC |
21,915 |
30,252 |
+8,337 |
+38.04% |
| Raymond James & Associates |
32,984 |
43,427 |
+10,443 |
+31.66% |
| Cetera Investment Advisers |
14,920 |
17,970 |
+3,050 |
+20.44% |
| Royal Bank of Canada |
25,120 |
28,876 |
+3,756 |
+14.95% |
| Saba Capital Management L.P. |
4,189,227 |
4,720,658 |
+531,431 |
+12.69% |
| Cetera Advisor Networks LLC |
62,559 |
70,322 |
+7,763 |
+12.41% |
| Stifel Financial Corp |
33,878 |
37,611 |
+3,733 |
+11.02% |
| Benjamin F. Edwards & Company Inc. |
81,798 |
88,987 |
+7,189 |
+8.79% |
| Sit Investment Associates Inc. |
1,314,659 |
1,380,710 |
+66,051 |
+5.02% |
| D.A. Davidson & CO. |
22,690 |
23,445 |
+755 |
+3.33% |
| First Trust Advisors LP |
15,258 |
15,678 |
+420 |
+2.75% |
| Allworth Financial LP |
358 |
367 |
+9 |
+2.51% |
| 13F Filers Reporting New Positions In NMAI |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| US Bancorp DE |
0 |
4,410 |
+4,410 |
+100% |
| Cambridge Trust Co. |
0 |
570 |
+570 |
+100% |
| Clough Capital Partners L P |
0 |
251,150 |
+251,150 |
+100% |
| Blue Bell Private Wealth Management LLC |
0 |
21,480 |
+21,480 |
+100% |
| Virtu Financial LLC |
0 |
11,681 |
+11,681 |
+100% |
| Baystate Wealth Management LLC |
0 |
444 |
+444 |
+100% |
| Private Advisor Group LLC |
0 |
12,669 |
+12,669 |
+100% |
| Advisory Services Network LLC |
0 |
5,642 |
+5,642 |
+100% |
| Advisor Resource Council |
0 |
10,712 |
+10,712 |
+100% |
| ICA Group Wealth Management LLC |
0 |
818 |
+818 |
+100% |
| Quarry LP |
0 |
86,966 |
+86,966 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| MML Investors Services LLC |
17,405 |
17,405 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
64 |
64 |
UNCH |
0.00% |
| Citigroup Inc. |
2 |
2 |
UNCH |
0.00% |
| Delta Asset Management LLC TN |
468 |
468 |
UNCH |
0.00% |
| Kayne Anderson Capital Advisors LP |
32,100 |
32,100 |
UNCH |
0.00% |
| Bulldog Investors LLC |
12,779 |
12,779 |
UNCH |
0.00% |
| Thomas J. Herzfeld Advisors Inc. |
1,587 |
1,587 |
UNCH |
0.00% |
| Sunbelt Securities Inc. |
345 |
345 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
659 |
659 |
UNCH |
0.00% |
| Sound Income Strategies LLC |
1,905 |
1,905 |
UNCH |
0.00% |
| Geneos Wealth Management Inc. |
381 |
381 |
UNCH |
0.00% |
| Gladstone Institutional Advisory LLC |
30,000 |
30,000 |
UNCH |
0.00% |
| Carolinas Wealth Consulting LLC |
7,264 |
7,264 |
UNCH |
0.00% |
| Wolff Wiese Magana LLC |
1,200 |
1,200 |
UNCH |
0.00% |
| Fortitude Advisory Group L.L.C. |
16,830 |
16,830 |
UNCH |
0.00% |
| VitalStone Financial LLC |
1 |
1 |
UNCH |
0.00% |
| 13F Filers Decreasing NMAI Share Count |
|---|
| Wells Fargo & Company MN |
32,777 |
538 |
-32,239 |
-98.36% |
| Glass Jacobson Investment Advisors llc |
1,197 |
445 |
-752 |
-62.82% |
| Quantedge Capital Pte Ltd |
44,338 |
24,738 |
-19,600 |
-44.21% |
| Millennium Management LLC |
108,144 |
71,738 |
-36,406 |
-33.66% |
| Bank of America Corp DE |
51,773 |
37,199 |
-14,574 |
-28.15% |
| Wealth Enhancement Advisory Services LLC |
24,193 |
18,107 |
-6,086 |
-25.16% |
| Advisor Group Holdings Inc. |
187,026 |
144,161 |
-42,865 |
-22.92% |
| LPL Financial LLC |
349,362 |
272,378 |
-76,984 |
-22.04% |
| Morgan Stanley |
1,634,728 |
1,380,271 |
-254,457 |
-15.57% |
| Spire Wealth Management |
8,497 |
7,248 |
-1,249 |
-14.70% |
| Cambridge Investment Research Advisors Inc. |
28,893 |
24,784 |
-4,109 |
-14.22% |
| Focused Wealth Management Inc |
405 |
353 |
-52 |
-12.84% |
| Raymond James Financial Services Advisors Inc. |
27,905 |
25,343 |
-2,562 |
-9.18% |
| City of London Investment Management Co. Ltd. |
70,350 |
65,350 |
-5,000 |
-7.11% |
| Janney Montgomery Scott LLC |
39,291 |
36,767 |
-2,524 |
-6.42% |
| Advisors Asset Management Inc. |
129,669 |
124,499 |
-5,170 |
-3.99% |
| UBS Group AG |
580,053 |
566,670 |
-13,383 |
-2.31% |
| Integrated Wealth Concepts LLC |
26,101 |
25,601 |
-500 |
-1.92% |
| Silverlake Wealth Management LLC |
54,812 |
53,891 |
-921 |
-1.68% |
| Commonwealth Equity Services LLC |
28,146 |
27,904 |
-242 |
-0.86% |
| 13F Filers Exiting NMAI |
|---|
| Elequin Capital LP |
14,707 |
0 |
-14,707 |
-100.00% |
| Woodline Partners LP |
62,685 |
0 |
-62,685 |
-100.00% |
| FNY Investment Advisers LLC |
3,000 |
0 |
-3,000 |
-100.00% |
| Larson Financial Group LLC |
250 |
0 |
-250 |
-100.00% |
| Koshinski Asset Management Inc. |
10,567 |
0 |
-10,567 |
-100.00% |
| CWM LLC |
1,257 |
0 |
-1,257 |
-100.00% |
| Sigma Planning Corp |
19,249 |
0 |
-19,249 |
-100.00% |
| Wolverine Asset Management LLC |
3,000 |
0 |
-3,000 |
-100.00% |
| CNH Partners LLC |
22,196 |
0 |
-22,196 |
-100.00% |
| Invesco Ltd. |
17,888 |
0 |
-17,888 |
-100.00% |
| Clearstead Advisors LLC |
910 |
0 |
-910 |
-100.00% |
See Summary: Institutional Holders of NMAI
See Details: Top 10 Hedge Funds Holding NMAI
Also See: NMAI Insider Buying
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