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This page summarizes the NIU holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2023 period, comparing share count change from 6/30/2023 to 9/30/2023.
Share count is compared over these two periods to provide an indication of whether NIU is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2023
Share Count | 9/30/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NIU Share Count |
|---|
| Group One Trading L.P. |
631 |
6,131 |
+5,500 |
+871.63% |
| Royal Bank of Canada |
150 |
433 |
+283 |
+188.67% |
| GSA Capital Partners LLP |
22,527 |
61,878 |
+39,351 |
+174.68% |
| Green Alpha Advisors LLC |
18,000 |
48,384 |
+30,384 |
+168.80% |
| Pathstone Family Office LLC |
18,000 |
39,037 |
+21,037 |
+116.87% |
| UBS Group AG |
474 |
964 |
+490 |
+103.38% |
| Advisor Group Holdings Inc. |
3,456 |
5,571 |
+2,115 |
+61.20% |
| National Bank of Canada FI |
3,800 |
4,800 |
+1,000 |
+26.32% |
| Rhumbline Advisers |
6,315 |
7,715 |
+1,400 |
+22.17% |
| Citigroup Inc. |
935 |
1,133 |
+198 |
+21.18% |
| Qube Research & Technologies Ltd |
65,970 |
79,186 |
+13,216 |
+20.03% |
| TD Waterhouse Canada Inc. |
1,400 |
1,650 |
+250 |
+17.86% |
| Quantbot Technologies LP |
4,138 |
4,860 |
+722 |
+17.45% |
| Morgan Stanley |
45,556 |
49,565 |
+4,009 |
+8.80% |
| Simplex Trading LLC |
12,571 |
13,167 |
+596 |
+4.74% |
| Invesco Ltd. |
46,506 |
47,701 |
+1,195 |
+2.57% |
| The PNC Financial Services Group Inc. |
502 |
505 |
+3 |
+0.60% |
| Dimensional Fund Advisors LP |
363,188 |
363,302 |
+114 |
+0.03% |
| 13F Filers Reporting New Positions In NIU |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Millennium Management LLC |
0 |
29,564 |
+29,564 |
+100% |
| Marshall Wace LLP |
0 |
154,126 |
+154,126 |
+100% |
| Headlands Technologies LLC |
0 |
330 |
+330 |
+100% |
| Toroso Investments LLC |
0 |
95,312 |
+95,312 |
+100% |
| Walleye Capital LLC |
0 |
155,771 |
+155,771 |
+100% |
| QRG Capital Management Inc. |
0 |
11,201 |
+11,201 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| US Bancorp DE |
110 |
110 |
UNCH |
0.00% |
| Vanguard Group Inc. |
1,745,711 |
1,745,711 |
UNCH |
0.00% |
| Barclays PLC |
33,245 |
33,245 |
UNCH |
0.00% |
| American Century Companies Inc. |
15,226 |
15,226 |
UNCH |
0.00% |
| Legal & General Group Plc |
1,333 |
1,333 |
UNCH |
0.00% |
| California Public Employees Retirement System |
80,683 |
80,683 |
UNCH |
0.00% |
| Schroder Investment Management Group |
40,600 |
40,600 |
UNCH |
0.00% |
| Nomura Holdings Inc. |
20,000 |
20,000 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
68 |
68 |
UNCH |
0.00% |
| Yiheng Capital Management L.P. |
1,162,675 |
1,162,675 |
UNCH |
0.00% |
| Column Capital Advisors LLC |
37 |
37 |
UNCH |
0.00% |
| IDG China Venture Capital Fund IV Associates L.P. |
14,430 |
14,430 |
UNCH |
0.00% |
| Russell Investments Group Ltd. |
16,902 |
16,902 |
UNCH |
0.00% |
| Maxi Investments CY Ltd |
226,895 |
226,895 |
UNCH |
0.00% |
| Spire Wealth Management |
1,000 |
1,000 |
UNCH |
0.00% |
| JTC Employer Solutions Trusteee Ltd |
12,500 |
12,500 |
UNCH |
0.00% |
| Allspring Global Investments Holdings LLC |
194,300 |
194,300 |
UNCH |
0.00% |
| China Universal Asset Management Co. Ltd. |
1,000 |
1,000 |
UNCH |
0.00% |
| Dakota Community Bank & Trust NA |
134 |
134 |
UNCH |
0.00% |
| 13F Filers Decreasing NIU Share Count |
|---|
| Citadel Advisors LLC |
60,498 |
7,432 |
-53,066 |
-87.72% |
| Tower Research Capital LLC TRC |
7,982 |
1,627 |
-6,355 |
-79.62% |
| Guggenheim Capital LLC |
157,793 |
58,957 |
-98,836 |
-62.64% |
| Bank of America Corp DE |
22,088 |
8,669 |
-13,419 |
-60.75% |
| Assenagon Asset Management S.A. |
230,374 |
101,972 |
-128,402 |
-55.74% |
| Cushing Asset Management LP |
383,319 |
243,672 |
-139,647 |
-36.43% |
| Susquehanna International Group LLP |
81,777 |
58,898 |
-22,879 |
-27.98% |
| Mariner LLC |
14,344 |
10,458 |
-3,886 |
-27.09% |
| Renaissance Technologies LLC |
354,100 |
289,000 |
-65,100 |
-18.38% |
| Geode Capital Management LLC |
47,905 |
40,719 |
-7,186 |
-15.00% |
| Connor Clark & Lunn Investment Management Ltd. |
275,272 |
250,487 |
-24,785 |
-9.00% |
| Vontobel Holding Ltd. |
22,513 |
20,951 |
-1,562 |
-6.94% |
| Carmignac Gestion |
895,908 |
869,908 |
-26,000 |
-2.90% |
| State Street Corp |
1,128,040 |
1,108,237 |
-19,803 |
-1.76% |
| Polunin Capital Partners Ltd |
1,131,762 |
1,126,062 |
-5,700 |
-0.50% |
| Goldman Sachs Group Inc. |
332,468 |
331,536 |
-932 |
-0.28% |
| 13F Filers Exiting NIU |
|---|
| Seaport Global Advisors LLC |
25,812 |
0 |
-25,812 |
-100.00% |
| Vident Investment Advisory LLC |
40,783 |
0 |
-40,783 |
-100.00% |
| Cubist Systematic Strategies LLC |
38,143 |
0 |
-38,143 |
-100.00% |
| Capital Impact Advisors LLC |
27,756 |
0 |
-27,756 |
-100.00% |
| Jane Street Group LLC |
30,258 |
0 |
-30,258 |
-100.00% |
| Virtu Financial LLC |
15,107 |
0 |
-15,107 |
-100.00% |
| Two Sigma Advisers LP |
10,000 |
0 |
-10,000 |
-100.00% |
| Envestnet Asset Management Inc. |
13,393 |
0 |
-13,393 |
-100.00% |
| BlackRock Inc. |
9,421 |
0 |
-9,421 |
-100.00% |
| Two Sigma Investments LP |
24,309 |
0 |
-24,309 |
-100.00% |
| Deutsche Bank AG |
605,522 |
0 |
-605,522 |
-100.00% |
See Summary: Institutional Holders of NIU
See Details: Top 10 Hedge Funds Holding NIU
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