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|
|
This page summarizes the NGLS holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2015 period, comparing share count change from 9/30/2015 to 12/31/2015.
Share count is compared over these two periods to provide an indication of whether NGLS is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2015
Share Count | 12/31/2015
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NGLS Share Count |
|---|
| Tower Research Capital LLC TRC |
296 |
1,927 |
+1,631 |
+551.01% |
| CIBC Private Wealth Group LLC |
490,753 |
2,022,683 |
+1,531,930 |
+312.16% |
| Deutsche Bank AG |
729,765 |
1,888,695 |
+1,158,930 |
+158.81% |
|
220,606 |
533,329 |
+312,723 |
+141.76% |
| Waddell & Reed Financial Inc. |
64,824 |
152,134 |
+87,310 |
+134.69% |
|
8,661 |
18,125 |
+9,464 |
+109.27% |
| Morgan Stanley |
3,303,286 |
6,889,560 |
+3,586,274 |
+108.57% |
|
27,075 |
55,461 |
+28,386 |
+104.84% |
| CNH Partners LLC |
9,171 |
17,686 |
+8,515 |
+92.85% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
592,171 |
1,053,750 |
+461,579 |
+77.95% |
|
1,978 |
3,518 |
+1,540 |
+77.86% |
| JPMorgan Chase & Co. |
2,726,668 |
4,841,242 |
+2,114,574 |
+77.55% |
| Barings LLC |
17,967 |
31,067 |
+13,100 |
+72.91% |
| UBS Group AG |
5,322,771 |
9,168,568 |
+3,845,797 |
+72.25% |
| Jane Street Group LLC |
39,042 |
66,189 |
+27,147 |
+69.53% |
| ING Groep NV |
1,052,280 |
1,780,000 |
+727,720 |
+69.16% |
| Private Advisor Group LLC |
6,877 |
11,493 |
+4,616 |
+67.12% |
|
309 |
509 |
+200 |
+64.72% |
| LPL Financial LLC |
34,291 |
55,193 |
+20,902 |
+60.95% |
| Bank of New York Mellon Corp |
17,784 |
26,913 |
+9,129 |
+51.33% |
| Sigma Planning Corp |
25,504 |
36,840 |
+11,336 |
+44.45% |
| State Street Corp |
103,093 |
142,920 |
+39,827 |
+38.63% |
| Fifth Third Bancorp |
445 |
613 |
+168 |
+37.75% |
| Green Square Capital Advisors LLC |
27,875 |
36,203 |
+8,328 |
+29.88% |
| Grassi Investment Management |
52,385 |
66,272 |
+13,887 |
+26.51% |
| Kayne Anderson Capital Advisors LP |
5,871,676 |
7,258,756 |
+1,387,080 |
+23.62% |
| Credit Suisse AG |
597,392 |
732,845 |
+135,453 |
+22.67% |
| QCI Asset Management Inc. NY |
200 |
245 |
+45 |
+22.50% |
|
1,040,850 |
1,263,627 |
+222,777 |
+21.40% |
| Chickasaw Capital Management LLC |
2,352,036 |
2,797,452 |
+445,416 |
+18.94% |
| Principal Financial Group Inc. |
166,219 |
195,990 |
+29,771 |
+17.91% |
|
9,256,479 |
10,720,011 |
+1,463,532 |
+15.81% |
| Parkside Financial Bank & Trust |
10,079 |
11,459 |
+1,380 |
+13.69% |
| Stifel Financial Corp |
290,811 |
328,059 |
+37,248 |
+12.81% |
| Energy Income Partners LLC |
2,557,460 |
2,883,171 |
+325,711 |
+12.74% |
|
3,939,700 |
4,429,042 |
+489,342 |
+12.42% |
|
284,085 |
315,122 |
+31,037 |
+10.93% |
| SG Americas Securities LLC |
89,077 |
98,602 |
+9,525 |
+10.69% |
|
31,828 |
34,988 |
+3,160 |
+9.93% |
|
2,164 |
2,363 |
+199 |
+9.20% |
| Alps Advisors Inc. |
11,976,823 |
13,034,455 |
+1,057,632 |
+8.83% |
| Alliancebernstein L.P. |
25,817 |
27,625 |
+1,808 |
+7.00% |
| NEXT Financial Group Inc |
4,142 |
4,299 |
+157 |
+3.79% |
| MCF Advisors LLC |
646 |
668 |
+22 |
+3.41% |
| Raymond James Financial Services Advisors Inc. |
175,487 |
180,363 |
+4,876 |
+2.78% |
| Pinnacle Holdings LLC |
85,771 |
86,987 |
+1,216 |
+1.42% |
|
119,680 |
120,000 |
+320 |
+0.27% |
| Homrich & Berg |
25,178 |
25,181 |
+3 |
+0.01% |
| 13F Filers Reporting New Positions In NGLS |
|---|
| Carroll Financial Associates Inc. |
0 |
0 |
UNCH |
100% |
| Edge Wealth Management LLC |
0 |
100 |
+100 |
+100% |
|
0 |
20 |
+20 |
+100% |
| Benjamin F. Edwards & Company Inc. |
0 |
169 |
+169 |
+100% |
| Fox Run Management L.L.C. |
0 |
16,500 |
+16,500 |
+100% |
| Chicago Capital Management LLC |
0 |
4,825 |
+4,825 |
+100% |
| Winch Advisory Services LLC |
0 |
87 |
+87 |
+100% |
|
0 |
2,903 |
+2,903 |
+100% |
| Armbruster Capital Management Inc. |
0 |
2,206 |
+2,206 |
+100% |
| Blackhill Capital Inc. |
0 |
11,000 |
+11,000 |
+100% |
| JFS Wealth Advisors LLC |
0 |
239 |
+239 |
+100% |
| Teacher Retirement System of Texas |
0 |
112,038 |
+112,038 |
+100% |
| Tortoise Investment Management LLC |
0 |
116 |
+116 |
+100% |
| State of Wisconsin Investment Board |
0 |
20,000 |
+20,000 |
+100% |
| Penserra Capital Management LLC |
0 |
48,774 |
+48,774 |
+100% |
| GSA Capital Partners LLP |
0 |
35,088 |
+35,088 |
+100% |
| Spectrum Management Group LLC |
0 |
1,300 |
+1,300 |
+100% |
| BNP Paribas Arbitrage SA |
0 |
250,369 |
+250,369 |
+100% |
| Wealthspire Advisors L.P. |
0 |
980 |
+980 |
+100% |
|
0 |
667 |
+667 |
+100% |
| IFP Advisors Inc |
0 |
8,030 |
+8,030 |
+100% |
| Advocacy Wealth Management Services LLC |
0 |
11,089 |
+11,089 |
+100% |
| Renaissance Technologies LLC |
0 |
1,425,790 |
+1,425,790 |
+100% |
| OMERS ADMINISTRATION Corp |
0 |
190,800 |
+190,800 |
+100% |
|
0 |
0 |
UNCH |
100% |
| Landscape Capital Management L.L.C. |
0 |
10,989 |
+10,989 |
+100% |
| Baird Financial Group Inc. |
0 |
22,152 |
+22,152 |
+100% |
| S. Muoio & CO. LLC |
0 |
50,000 |
+50,000 |
+100% |
| Jefferies Group LLC |
0 |
36,315 |
+36,315 |
+100% |
| Avalon Investment & Advisory |
0 |
14,251 |
+14,251 |
+100% |
|
0 |
251,957 |
+251,957 |
+100% |
| Walleye Trading LLC |
0 |
68,522 |
+68,522 |
+100% |
| Telemetry Investments L.L.C. |
0 |
22,000 |
+22,000 |
+100% |
| Cetera Advisor Networks LLC |
0 |
5,650 |
+5,650 |
+100% |
| Allianz Asset Management GmbH |
0 |
245,974 |
+245,974 |
+100% |
| Northwestern Mutual Wealth Management Co. |
0 |
1,626 |
+1,626 |
+100% |
| Kingfisher Capital LLC |
0 |
192 |
+192 |
+100% |
|
0 |
19,069 |
+19,069 |
+100% |
| LVW Advisors LLC |
0 |
10,725 |
+10,725 |
+100% |
| Two Sigma Securities LLC |
0 |
10,052 |
+10,052 |
+100% |
| Millennium Management LLC |
0 |
439,585 |
+439,585 |
+100% |
| Sheaff Brock Investment Advisors LLC |
0 |
41,027 |
+41,027 |
+100% |
| Ausdal Financial Partners Inc. |
0 |
200 |
+200 |
+100% |
|
0 |
3,623 |
+3,623 |
+100% |
| Arbor Wealth Management LLC |
0 |
7,561 |
+7,561 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| First Financialcorp IN |
670 |
670 |
UNCH |
0.00% |
| North Star Investment Management Corp. |
1,000 |
1,000 |
UNCH |
0.00% |
| Walnut Private Equity Partners LLC |
30,000 |
30,000 |
UNCH |
0.00% |
|
1,825 |
1,825 |
UNCH |
0.00% |
| Joel Isaacson & Co. LLC |
2,643 |
2,643 |
UNCH |
0.00% |
| Macroview Investment Management LLC |
84 |
84 |
UNCH |
0.00% |
| First Manhattan Co. |
2,045 |
2,045 |
UNCH |
0.00% |
| Huntington National Bank |
450 |
450 |
UNCH |
0.00% |
| Commonwealth Financial Services LLC |
274 |
274 |
UNCH |
0.00% |
| Delphi Financial Group Inc. |
474,000 |
474,000 |
UNCH |
0.00% |
| Fidelity National Financial Inc. |
109,612 |
109,612 |
UNCH |
0.00% |
| CWM LLC |
1,169 |
1,169 |
UNCH |
0.00% |
| AGF Investments Inc. |
393 |
393 |
UNCH |
0.00% |
| Plante Moran Financial Advisors LLC |
212 |
212 |
UNCH |
0.00% |
| Starr International Co. Inc. |
133,963 |
133,963 |
UNCH |
0.00% |
| C.V. Starr & Co. Inc. Trust |
305,000 |
305,000 |
UNCH |
0.00% |
| Kistler Tiffany Companies LLC |
600 |
600 |
UNCH |
0.00% |
| West Family Investments Inc. |
76,095 |
76,095 |
UNCH |
0.00% |
| Cincinnati Insurance Co. |
58,944 |
58,944 |
UNCH |
0.00% |
| Atwood & Palmer Inc. |
1,500 |
1,500 |
UNCH |
0.00% |
| Heronetta Management L.P. |
159,940 |
159,940 |
UNCH |
0.00% |
| Cowen Prime Services LLC |
700 |
700 |
UNCH |
0.00% |
| Liberty Mutual Group Asset Management Inc. |
46,431 |
46,431 |
UNCH |
0.00% |
| Travelers Companies Inc. |
44,000 |
44,000 |
UNCH |
0.00% |
|
10,826 |
10,826 |
UNCH |
0.00% |
| Exane Derivatives |
28 |
28 |
UNCH |
0.00% |
| People s United Financial Inc. |
700 |
700 |
UNCH |
0.00% |
| The Manufacturers Life Insurance Company |
5,047 |
5,047 |
UNCH |
0.00% |
| Evercore Wealth Management LLC |
2,669 |
2,669 |
UNCH |
0.00% |
|
10,000 |
10,000 |
UNCH |
0.00% |
| Northwestern Mutual Investment Management Company LLC |
656,866 |
656,866 |
UNCH |
0.00% |
|
116 |
116 |
UNCH |
0.00% |
| Fiera Capital Corp |
12,370 |
12,370 |
UNCH |
0.00% |
| Metropolitan Life Insurance Co NY |
396,777 |
396,777 |
UNCH |
0.00% |
| Klingman & Associates LLC |
6,433 |
6,433 |
UNCH |
0.00% |
| 13F Filers Decreasing NGLS Share Count |
|---|
| Colony Group LLC |
517 |
8 |
-509 |
-98.45% |
|
6,715 |
125 |
-6,590 |
-98.14% |
| Glenmede Trust Co. NA |
67,787 |
3,919 |
-63,868 |
-94.22% |
| Miller Howard Investments Inc. NY |
1,988,170 |
203,074 |
-1,785,096 |
-89.79% |
| Balyasny Asset Management LLC |
482,031 |
50,000 |
-432,031 |
-89.63% |
|
79,150 |
13,115 |
-66,035 |
-83.43% |
| Freestone Capital Holdings LLC |
112,091 |
29,045 |
-83,046 |
-74.09% |
| Whittier Trust Co. |
1,197 |
321 |
-876 |
-73.18% |
| Creative Planning |
217,055 |
60,014 |
-157,041 |
-72.35% |
| Guggenheim Capital LLC |
354,643 |
113,645 |
-240,998 |
-67.96% |
| Ameriprise Financial Inc. |
652,103 |
228,546 |
-423,557 |
-64.95% |
| Brookfield Asset Management Inc. |
1,799,441 |
631,481 |
-1,167,960 |
-64.91% |
| Bank of Montreal Can |
15,915 |
5,650 |
-10,265 |
-64.50% |
|
106,187 |
37,793 |
-68,394 |
-64.41% |
| Neuberger Berman Group LLC |
119,806 |
43,853 |
-75,953 |
-63.40% |
| Envestnet Asset Management Inc. |
9,120 |
3,823 |
-5,297 |
-58.08% |
| HighTower Advisors LLC |
233,499 |
98,748 |
-134,751 |
-57.71% |
| Sandy Spring Bank |
175 |
75 |
-100 |
-57.14% |
| Wells Fargo & Company MN |
466,826 |
210,409 |
-256,417 |
-54.93% |
| Texas Yale Capital Corp. |
35,320 |
16,373 |
-18,947 |
-53.64% |
|
1,050,232 |
527,061 |
-523,171 |
-49.81% |
| Citigroup Inc. |
1,169,324 |
588,657 |
-580,667 |
-49.66% |
| Duncker Streett & Co. Inc. |
1,400 |
750 |
-650 |
-46.43% |
|
115,500 |
62,564 |
-52,936 |
-45.83% |
| Bollard Group LLC |
6,480 |
3,779 |
-2,701 |
-41.68% |
| Baldwin Brothers Inc. MA |
57,914 |
34,814 |
-23,100 |
-39.89% |
|
11,933 |
7,233 |
-4,700 |
-39.39% |
| Spirit of America Management Corp NY |
396,332 |
241,332 |
-155,000 |
-39.11% |
|
2,196 |
1,384 |
-812 |
-36.98% |
| Cushing Asset Management LP |
1,865,110 |
1,184,871 |
-680,239 |
-36.47% |
| Thompson Davis & CO. Inc. |
295 |
192 |
-103 |
-34.92% |
| Private Capital Advisors Inc. |
56,997 |
37,395 |
-19,602 |
-34.39% |
| Royal Bank of Canada |
275,722 |
188,061 |
-87,661 |
-31.79% |
| Advisory Research Inc. |
2,901,623 |
2,038,499 |
-863,124 |
-29.75% |
| Bank of America Corp DE |
4,214,746 |
2,964,820 |
-1,249,926 |
-29.66% |
| Stratos Wealth Partners LTD. |
34,452 |
24,413 |
-10,039 |
-29.14% |
|
41,673 |
30,785 |
-10,888 |
-26.13% |
| Janney Montgomery Scott LLC |
20,123 |
15,065 |
-5,058 |
-25.14% |
| M&T Bank Corp |
52,081 |
39,141 |
-12,940 |
-24.85% |
| Highlander Capital Management LLC |
4,200 |
3,200 |
-1,000 |
-23.81% |
| American International Group Inc. |
11,666 |
8,921 |
-2,745 |
-23.53% |
| Barclays PLC |
408,468 |
312,738 |
-95,730 |
-23.44% |
| Advisors Asset Management Inc. |
137,763 |
108,951 |
-28,812 |
-20.91% |
| Rafferty Asset Management LLC |
98,768 |
78,510 |
-20,258 |
-20.51% |
| Westbourne Investment Advisors Inc. |
26,512 |
21,261 |
-5,251 |
-19.81% |
|
24,345 |
19,564 |
-4,781 |
-19.64% |
|
19,138 |
15,498 |
-3,640 |
-19.02% |
| Parametric Portfolio Associates LLC |
525,906 |
426,082 |
-99,824 |
-18.98% |
| Northern Trust Corp |
169,688 |
137,751 |
-31,937 |
-18.82% |
|
20,225 |
16,695 |
-3,530 |
-17.45% |
| Hilton Capital Management LLC |
67,700 |
55,900 |
-11,800 |
-17.43% |
| Invesco Ltd. |
99,401 |
82,269 |
-17,132 |
-17.24% |
| Keybank National Association OH |
21,118 |
17,515 |
-3,603 |
-17.06% |
| Novare Capital Management LLC |
127,635 |
106,260 |
-21,375 |
-16.75% |
| The PNC Financial Services Group Inc. |
156,359 |
130,919 |
-25,440 |
-16.27% |
| Citadel Advisors LLC |
13,380 |
11,206 |
-2,174 |
-16.25% |
| US Bancorp DE |
6,219 |
5,243 |
-976 |
-15.69% |
|
41,872 |
36,327 |
-5,545 |
-13.24% |
|
28,933 |
25,178 |
-3,755 |
-12.98% |
|
11,666 |
10,266 |
-1,400 |
-12.00% |
| Clearbridge Investments LLC |
7,765,963 |
6,913,205 |
-852,758 |
-10.98% |
| Advisory Services Network LLC |
4,493 |
4,000 |
-493 |
-10.97% |
| Bard Associates Inc. |
80,574 |
71,954 |
-8,620 |
-10.70% |
| Goldman Sachs Group Inc. |
8,695,753 |
7,769,303 |
-926,450 |
-10.65% |
|
10,213,344 |
9,143,845 |
-1,069,499 |
-10.47% |
| Barnett & Company Inc. |
23,203 |
20,889 |
-2,314 |
-9.97% |
| Cambridge Investment Research Advisors Inc. |
13,979 |
12,677 |
-1,302 |
-9.31% |
| Tortoise Capital Advisors L.L.C. |
5,255,219 |
4,801,295 |
-453,924 |
-8.64% |
| Uniplan Investment Counsel Inc. |
142,301 |
130,574 |
-11,727 |
-8.24% |
| Fort Washington Investment Advisors Inc. OH |
392,000 |
360,000 |
-32,000 |
-8.16% |
| Wade G W & Inc. |
12,606 |
11,657 |
-949 |
-7.53% |
| Gould Asset Management LLC CA |
17,269 |
16,152 |
-1,117 |
-6.47% |
| D.A. Davidson & CO. |
4,646 |
4,350 |
-296 |
-6.37% |
| Raymond James & Associates |
208,506 |
197,610 |
-10,896 |
-5.23% |
| Susquehanna International Group LLP |
80,358 |
76,876 |
-3,482 |
-4.33% |
| Duff & Phelps Investment Management Co. |
1,450,038 |
1,395,038 |
-55,000 |
-3.79% |
| Gilman Hill Asset Management LLC |
50,970 |
49,975 |
-995 |
-1.95% |
| Chicago Partners Investment Group LLC |
20,690 |
20,375 |
-315 |
-1.52% |
|
21,270 |
20,950 |
-320 |
-1.50% |
| California Public Employees Retirement System |
338,679 |
336,979 |
-1,700 |
-0.50% |
| Salient Capital Advisors LLC |
624,167 |
621,381 |
-2,786 |
-0.45% |
| Cohen & Steers Inc. |
326,546 |
325,859 |
-687 |
-0.21% |
| 13F Filers Exiting NGLS |
|---|
| Saturna Capital CORP |
1,752 |
0 |
-1,752 |
-100.00% |
| Monetary Management Group Inc. |
876 |
0 |
-876 |
-100.00% |
|
350 |
0 |
-350 |
-100.00% |
| Westwood Holdings Group Inc. |
24,602 |
0 |
-24,602 |
-100.00% |
| Salem Investment Counselors Inc. |
56,072 |
0 |
-56,072 |
-100.00% |
| Wellington Management Group LLP |
8,883 |
0 |
-8,883 |
-100.00% |
| Parallax Volatility Advisers L.P. |
16,106 |
0 |
-16,106 |
-100.00% |
| Magnetar Financial LLC |
1,889,179 |
0 |
-1,889,179 |
-100.00% |
| Eagle Global Advisors LLC |
1,039,376 |
0 |
-1,039,376 |
-100.00% |
| Nomura Asset Management Co. Ltd. |
822,228 |
0 |
-822,228 |
-100.00% |
| RR Advisors LLC |
1,259,000 |
0 |
-1,259,000 |
-100.00% |
| Usca Ria LLC |
11,333 |
0 |
-11,333 |
-100.00% |
| Mckinley Capital Management LLC Delaware |
13,382 |
0 |
-13,382 |
-100.00% |
| Kings Point Capital Management |
508 |
0 |
-508 |
-100.00% |
| Regal Investment Advisors LLC |
1,051 |
0 |
-1,051 |
-100.00% |
| Hsbc Holdings PLC |
180,828 |
0 |
-180,828 |
-100.00% |
| Searle & CO. |
8,996 |
0 |
-8,996 |
-100.00% |
| Fayez Sarofim & Co |
7,200 |
0 |
-7,200 |
-100.00% |
| Howe & Rusling Inc. |
220 |
0 |
-220 |
-100.00% |
|
7,633 |
0 |
-7,633 |
-100.00% |
| Hardman Johnston Global Advisors LLC |
7,300 |
0 |
-7,300 |
-100.00% |
| Linscomb & Williams Inc. |
7,733 |
0 |
-7,733 |
-100.00% |
| Bedell Frazier Investment Counseling LLC |
82,371 |
0 |
-82,371 |
-100.00% |
|
5,217 |
0 |
-5,217 |
-100.00% |
| Group One Trading L.P. |
302 |
0 |
-302 |
-100.00% |
| First Trust Advisors LP |
271,740 |
0 |
-271,740 |
-100.00% |
|
228,517 |
0 |
-228,517 |
-100.00% |
| Cypress Asset Management Inc. TX |
7,239 |
0 |
-7,239 |
-100.00% |
| First Republic Investment Management Inc. |
578,900 |
0 |
-578,900 |
-100.00% |
| Goodwin Daniel L |
4,383 |
0 |
-4,383 |
-100.00% |
| Oxbow Advisors LLC |
625,862 |
0 |
-625,862 |
-100.00% |
| Stephens Inc. AR |
19,053 |
0 |
-19,053 |
-100.00% |
| Diversified Trust Co |
9,138 |
0 |
-9,138 |
-100.00% |
|
2,503 |
0 |
-2,503 |
-100.00% |
|
5,700 |
0 |
-5,700 |
-100.00% |
| Commerzbank Aktiengesellschaft FI |
160,000 |
0 |
-160,000 |
-100.00% |
| Syntal Capital Partners LLC |
675 |
0 |
-675 |
-100.00% |
| Town & Country Bank & Trust CO dba First Bankers Trust CO |
11,929 |
0 |
-11,929 |
-100.00% |
| Marquette Asset Management LLC |
74,621 |
0 |
-74,621 |
-100.00% |
| Quantbot Technologies LP |
1,532 |
0 |
-1,532 |
-100.00% |
| Somerset Group LLC |
13,144 |
0 |
-13,144 |
-100.00% |
| Roanoke Asset Management Corp NY |
24,086 |
0 |
-24,086 |
-100.00% |
| Winslow Evans & Crocker Inc. |
1,300 |
0 |
-1,300 |
-100.00% |
|
13,732 |
0 |
-13,732 |
-100.00% |
| Beach Investment Counsel Inc. PA |
16,547 |
0 |
-16,547 |
-100.00% |
| Country Club Trust Company n.a. |
17,404 |
0 |
-17,404 |
-100.00% |
| Windsor Capital Management LLC |
436 |
0 |
-436 |
-100.00% |
| Murphy Capital Management Inc. |
7,169 |
0 |
-7,169 |
-100.00% |
| Cumberland Advisors Inc. |
520 |
0 |
-520 |
-100.00% |
| Virtu Financial LLC |
31,435 |
0 |
-31,435 |
-100.00% |
|
16,590 |
0 |
-16,590 |
-100.00% |
See Summary: Institutional Holders of NGLS
See Details: Top 10 Hedge Funds Holding NGLS
Also See: NGLS Insider Buying
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