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This page summarizes the NCI holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether NCI is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NCI Share Count |
|---|
| Kennedy Capital Management Inc. |
71,917 |
293,209 |
+221,292 |
+307.70% |
| Credit Suisse AG |
46,269 |
157,180 |
+110,911 |
+239.71% |
| State of Alaska Department of Revenue |
13,376 |
29,419 |
+16,043 |
+119.94% |
| Morgan Stanley |
233,115 |
432,643 |
+199,528 |
+85.59% |
| Guggenheim Capital LLC |
34,518 |
62,015 |
+27,497 |
+79.66% |
| Tower Research Capital LLC TRC |
2,055 |
3,617 |
+1,562 |
+76.01% |
| Citigroup Inc. |
50,785 |
73,026 |
+22,241 |
+43.79% |
| KBC Group NV |
57,027 |
80,200 |
+23,173 |
+40.64% |
| Barclays PLC |
64,379 |
87,174 |
+22,795 |
+35.41% |
| California Public Employees Retirement System |
88,082 |
115,060 |
+26,978 |
+30.63% |
| Ameriprise Financial Inc. |
214,891 |
274,431 |
+59,540 |
+27.71% |
| Bridge City Capital LLC |
66,575 |
84,910 |
+18,335 |
+27.54% |
| UBS Group AG |
430,590 |
511,200 |
+80,610 |
+18.72% |
| Allianz Asset Management GmbH |
216,132 |
254,687 |
+38,555 |
+17.84% |
| UBS Asset Management Americas Inc. |
37,318 |
42,891 |
+5,573 |
+14.93% |
| Martingale Asset Management L P |
10,800 |
12,300 |
+1,500 |
+13.89% |
| Public Sector Pension Investment Board |
86,963 |
97,243 |
+10,280 |
+11.82% |
| Glenmede Trust Co. NA |
536 |
588 |
+52 |
+9.70% |
| State of Tennessee Treasury Department |
16,382 |
17,215 |
+833 |
+5.08% |
| New York State Teachers Retirement System |
93,636 |
98,136 |
+4,500 |
+4.81% |
| Legal & General Group Plc |
100,636 |
102,761 |
+2,125 |
+2.11% |
| Bank of Montreal Can |
6,021 |
6,098 |
+77 |
+1.28% |
| Aperio Group LLC |
29,213 |
29,532 |
+319 |
+1.09% |
| Mutual of America Capital Management LLC |
1,410 |
1,422 |
+12 |
+0.85% |
| Price T Rowe Associates Inc. MD |
26,236 |
26,423 |
+187 |
+0.71% |
| QS Investors LLC |
105,619 |
105,919 |
+300 |
+0.28% |
| Charles Schwab Investment Management Inc. |
389,854 |
390,527 |
+673 |
+0.17% |
| Eaton Vance Management |
40,245 |
40,279 |
+34 |
+0.08% |
| 13F Filers Reporting New Positions In NCI |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| HGK Asset Management Inc. |
0 |
18,951 |
+18,951 |
+100% |
| Hsbc Holdings PLC |
0 |
9,297 |
+9,297 |
+100% |
| Tudor Investment Corp Et Al |
0 |
46,794 |
+46,794 |
+100% |
| Renaissance Technologies LLC |
0 |
23,323 |
+23,323 |
+100% |
| Victory Capital Management Inc. |
0 |
6,093 |
+6,093 |
+100% |
| Bessemer Group Inc. |
0 |
47 |
+47 |
+100% |
| Glazer Capital LLC |
0 |
47,350 |
+47,350 |
+100% |
| Gabelli Funds LLC |
0 |
180,000 |
+180,000 |
+100% |
| Dupont Capital Management Corp |
0 |
114,794 |
+114,794 |
+100% |
| CNH Partners LLC |
0 |
227,858 |
+227,858 |
+100% |
| Water Island Capital LLC |
0 |
1,481,220 |
+1,481,220 |
+100% |
| Wolverine Asset Management LLC |
0 |
58,760 |
+58,760 |
+100% |
| SG Americas Securities LLC |
0 |
146,430 |
+146,430 |
+100% |
| Polar Asset Management Partners Inc. |
0 |
350,000 |
+350,000 |
+100% |
| Prelude Capital Management LLC |
0 |
3,375 |
+3,375 |
+100% |
| Alpine Associates Management Inc. |
0 |
1,110,600 |
+1,110,600 |
+100% |
| IndexIQ Advisors LLC |
0 |
107,059 |
+107,059 |
+100% |
| Capstone Investment Advisors LLC |
0 |
107,590 |
+107,590 |
+100% |
| Oxford Asset Management LLP |
0 |
663,128 |
+663,128 |
+100% |
| GAM Holding AG |
0 |
102,099 |
+102,099 |
+100% |
| K2 Principal Fund L.P. |
0 |
41,657 |
+41,657 |
+100% |
| Highland Capital Management Fund Advisors L.P. |
0 |
81,668 |
+81,668 |
+100% |
| HRT Financial LP |
0 |
13,564 |
+13,564 |
+100% |
| Two Sigma Advisers LP |
0 |
87,800 |
+87,800 |
+100% |
| Simplex Trading LLC |
0 |
1,000 |
+1,000 |
+100% |
| Quantbot Technologies LP |
0 |
11,982 |
+11,982 |
+100% |
| Candriam Luxembourg S.C.A. |
0 |
214,785 |
+214,785 |
+100% |
| Voloridge Investment Management LLC |
0 |
36,476 |
+36,476 |
+100% |
| Bayesian Capital Management LP |
0 |
14,452 |
+14,452 |
+100% |
| IFP Advisors Inc |
0 |
0 |
UNCH |
100% |
| Squarepoint Ops LLC |
0 |
46,945 |
+46,945 |
+100% |
| ARP Americas LP |
0 |
274,704 |
+274,704 |
+100% |
| Mint Tower Capital Management B.V. |
0 |
1,600 |
+1,600 |
+100% |
| Quantamental Technologies LLC |
0 |
4,079 |
+4,079 |
+100% |
| Beryl Capital Management LLC |
0 |
610,679 |
+610,679 |
+100% |
| FNY Investment Advisers LLC |
0 |
15,668 |
+15,668 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Public Employees Retirement Association of Colorado |
12,700 |
12,700 |
UNCH |
0.00% |
| Teachers Retirement System of The State of Kentucky |
10,696 |
10,696 |
UNCH |
0.00% |
| Park National Corp OH |
10,000 |
10,000 |
UNCH |
0.00% |
| New York State Common Retirement Fund |
39,600 |
39,600 |
UNCH |
0.00% |
| Panagora Asset Management Inc. |
768 |
768 |
UNCH |
0.00% |
| Nisa Investment Advisors LLC |
6,000 |
6,000 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
3,304 |
3,304 |
UNCH |
0.00% |
| Everence Capital Management Inc. |
14,710 |
14,710 |
UNCH |
0.00% |
| Bridgeway Capital Management Inc. |
327,928 |
327,928 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
2,735 |
2,735 |
UNCH |
0.00% |
| AdvisorNet Financial Inc |
59 |
59 |
UNCH |
0.00% |
| LS Investment Advisors LLC |
1,209 |
1,209 |
UNCH |
0.00% |
| Signaturefd LLC |
73 |
73 |
UNCH |
0.00% |
| MetLife Investment Management LLC |
18,001 |
18,001 |
UNCH |
0.00% |
| CWM LLC |
13 |
13 |
UNCH |
0.00% |
| TCI Wealth Advisors Inc. |
42 |
42 |
UNCH |
0.00% |
| Stone Ridge Asset Management LLC |
33,287 |
33,287 |
UNCH |
0.00% |
| Tarbox Family Office Inc. |
73 |
73 |
UNCH |
0.00% |
| Gemmer Asset Management LLC |
212 |
212 |
UNCH |
0.00% |
| Clear Investment Research LLC |
15 |
15 |
UNCH |
0.00% |
| Quadrant Capital Group LLC |
143 |
143 |
UNCH |
0.00% |
| Harvest Group Wealth Management LLC |
60 |
60 |
UNCH |
0.00% |
| Investors Research Corp |
1,700 |
1,700 |
UNCH |
0.00% |
| 13F Filers Decreasing NCI Share Count |
|---|
| FMR LLC |
566,351 |
971 |
-565,380 |
-99.83% |
| Millennium Management LLC |
450,317 |
42,482 |
-407,835 |
-90.57% |
| The PNC Financial Services Group Inc. |
19,822 |
1,879 |
-17,943 |
-90.52% |
|
1,668 |
165 |
-1,503 |
-90.11% |
| Envestnet Asset Management Inc. |
80,006 |
10,176 |
-69,830 |
-87.28% |
|
7,913 |
1,244 |
-6,669 |
-84.28% |
| D. E. Shaw & Co. Inc. |
76,564 |
12,071 |
-64,493 |
-84.23% |
| JPMorgan Chase & Co. |
1,904,112 |
486,080 |
-1,418,032 |
-74.47% |
| First Trust Advisors LP |
70,013 |
20,655 |
-49,358 |
-70.50% |
| Private Capital Group LLC |
393 |
125 |
-268 |
-68.19% |
| Janney Montgomery Scott LLC |
45,439 |
16,132 |
-29,307 |
-64.50% |
| Russell Investments Group Ltd. |
56,450 |
23,081 |
-33,369 |
-59.11% |
| Sei Investments Co. |
26,343 |
10,771 |
-15,572 |
-59.11% |
| AQR Capital Management LLC |
22,702 |
9,398 |
-13,304 |
-58.60% |
| Wells Fargo & Company MN |
185,556 |
87,376 |
-98,180 |
-52.91% |
| Gotham Asset Management LLC |
16,028 |
7,601 |
-8,427 |
-52.58% |
| Deutsche Bank AG |
128,672 |
65,285 |
-63,387 |
-49.26% |
| US Bancorp DE |
8,865 |
4,662 |
-4,203 |
-47.41% |
| Voya Investment Management LLC |
28,113 |
16,131 |
-11,982 |
-42.62% |
| Susquehanna International Group LLP |
38,386 |
23,152 |
-15,234 |
-39.69% |
| Arrowstreet Capital Limited Partnership |
599,454 |
363,518 |
-235,936 |
-39.36% |
| Royal Bank of Canada |
662 |
411 |
-251 |
-37.92% |
| BNP Paribas Arbitrage SA |
11,755 |
7,411 |
-4,344 |
-36.95% |
| Municipal Employees Retirement System of Michigan |
17,560 |
11,490 |
-6,070 |
-34.57% |
| State Board of Administration of Florida Retirement System |
45,048 |
30,543 |
-14,505 |
-32.20% |
| Northern Trust Corp |
990,929 |
696,258 |
-294,671 |
-29.74% |
| Goldman Sachs Group Inc. |
264,704 |
187,140 |
-77,564 |
-29.30% |
| Macquarie Group Ltd. |
1,686,369 |
1,229,443 |
-456,926 |
-27.10% |
| Arizona State Retirement System |
61,036 |
44,975 |
-16,061 |
-26.31% |
| Invesco Ltd. |
199,129 |
151,365 |
-47,764 |
-23.99% |
| Paloma Partners Management Co |
37,086 |
31,164 |
-5,922 |
-15.97% |
| Metropolitan Life Insurance Co NY |
14,260 |
12,364 |
-1,896 |
-13.30% |
| Royce & Associates LP |
14,139 |
12,286 |
-1,853 |
-13.11% |
| Comerica Bank |
41,903 |
36,494 |
-5,409 |
-12.91% |
| Strs Ohio |
32,700 |
28,600 |
-4,100 |
-12.54% |
| Wellington Management Group LLP |
2,645,352 |
2,364,371 |
-280,981 |
-10.62% |
| Versant Capital Management Inc |
147 |
132 |
-15 |
-10.20% |
| Bank of America Corp DE |
227,096 |
207,286 |
-19,810 |
-8.72% |
| Public Employees Retirement System of Ohio |
2,969 |
2,749 |
-220 |
-7.41% |
| Vanguard Group Inc. |
4,308,532 |
4,002,261 |
-306,271 |
-7.11% |
| Swiss National Bank |
79,200 |
73,800 |
-5,400 |
-6.82% |
| Alliancebernstein L.P. |
133,470 |
124,370 |
-9,100 |
-6.82% |
|
86,020 |
81,185 |
-4,835 |
-5.62% |
| Bank of New York Mellon Corp |
540,617 |
511,295 |
-29,322 |
-5.42% |
| First Mercantile Trust Co. |
9,557 |
9,050 |
-507 |
-5.31% |
| Prudential Financial Inc. |
64,270 |
61,310 |
-2,960 |
-4.61% |
| Principal Financial Group Inc. |
315,570 |
302,037 |
-13,533 |
-4.29% |
| Pinebridge Investments L.P. |
48,729 |
46,660 |
-2,069 |
-4.25% |
| Dimensional Fund Advisors LP |
3,314,000 |
3,174,339 |
-139,661 |
-4.21% |
| Pillar Pacific Capital Management LLC |
15,225 |
14,650 |
-575 |
-3.78% |
| State Street Corp |
1,249,022 |
1,203,172 |
-45,850 |
-3.67% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
13,476 |
12,989 |
-487 |
-3.61% |
| The Manufacturers Life Insurance Company |
24,399 |
23,525 |
-874 |
-3.58% |
| Louisiana State Employees Retirement System |
14,700 |
14,200 |
-500 |
-3.40% |
| American International Group Inc. |
29,245 |
28,253 |
-992 |
-3.39% |
| Assetmark Inc. |
2,675 |
2,591 |
-84 |
-3.14% |
| Oregon Public Employees Retirement Fund |
16,194 |
15,694 |
-500 |
-3.09% |
| Baird Financial Group Inc. |
9,906 |
9,622 |
-284 |
-2.87% |
| BlackRock Inc. |
5,908,377 |
5,757,886 |
-150,491 |
-2.55% |
| Texas Permanent School Fund |
26,704 |
26,064 |
-640 |
-2.40% |
| Parametric Portfolio Associates LLC |
161,878 |
158,351 |
-3,527 |
-2.18% |
| Boston Partners |
1,355,496 |
1,326,455 |
-29,041 |
-2.14% |
| Geode Capital Management LLC |
538,480 |
527,433 |
-11,047 |
-2.05% |
| Parkside Financial Bank & Trust |
1,413 |
1,392 |
-21 |
-1.49% |
| Nuveen Asset Management LLC |
229,610 |
226,948 |
-2,662 |
-1.16% |
| Northwest Investment Counselors LLC |
48,655 |
48,095 |
-560 |
-1.15% |
| California State Teachers Retirement System |
59,964 |
59,331 |
-633 |
-1.06% |
| Mason Street Advisors LLC |
13,134 |
13,003 |
-131 |
-1.00% |
| Thrivent Financial for Lutherans |
30,729 |
30,427 |
-302 |
-0.98% |
| Rhumbline Advisers |
125,851 |
125,115 |
-736 |
-0.58% |
| Pacific Ridge Capital Partners LLC |
29,160 |
29,090 |
-70 |
-0.24% |
| 13F Filers Exiting NCI |
|---|
| Liberty Wealth Management LLC |
505 |
0 |
-505 |
-100.00% |
| Quantinno Capital Management LP |
12,821 |
0 |
-12,821 |
-100.00% |
| ExodusPoint Capital Management LP |
38,336 |
0 |
-38,336 |
-100.00% |
| Blueshift Asset Management LLC |
12,808 |
0 |
-12,808 |
-100.00% |
|
12,002 |
0 |
-12,002 |
-100.00% |
|
5,648 |
0 |
-5,648 |
-100.00% |
|
9,884 |
0 |
-9,884 |
-100.00% |
|
7,766 |
0 |
-7,766 |
-100.00% |
| Sunriver Management LLC |
827,020 |
0 |
-827,020 |
-100.00% |
| Man Group plc |
13,840 |
0 |
-13,840 |
-100.00% |
| Engineers Gate Manager LP |
39,865 |
0 |
-39,865 |
-100.00% |
| Chartwell Investment Partners LLC |
76,721 |
0 |
-76,721 |
-100.00% |
| HighPoint Advisor Group LLC |
10,151 |
0 |
-10,151 |
-100.00% |
| NumerixS Investment Technologies Inc |
1,400 |
0 |
-1,400 |
-100.00% |
|
554 |
0 |
-554 |
-100.00% |
| Cubist Systematic Strategies LLC |
20,318 |
0 |
-20,318 |
-100.00% |
| Jane Street Group LLC |
9,622 |
0 |
-9,622 |
-100.00% |
| First Horizon Advisors Inc. |
1,687 |
0 |
-1,687 |
-100.00% |
|
8,853 |
0 |
-8,853 |
-100.00% |
| Assenagon Asset Management S.A. |
9,054 |
0 |
-9,054 |
-100.00% |
| BBT Capital Management LLC |
10,904 |
0 |
-10,904 |
-100.00% |
| Dynamic Technology Lab Private Ltd |
9,322 |
0 |
-9,322 |
-100.00% |
| Cornerstone Advisors Inc. |
26 |
0 |
-26 |
-100.00% |
| Parallax Volatility Advisers L.P. |
47,701 |
0 |
-47,701 |
-100.00% |
| Tributary Capital Management LLC |
975,001 |
0 |
-975,001 |
-100.00% |
| O Shaughnessy Asset Management LLC |
64,926 |
0 |
-64,926 |
-100.00% |
| Robeco Institutional Asset Management B.V. |
184,738 |
0 |
-184,738 |
-100.00% |
| GSA Capital Partners LLP |
10,905 |
0 |
-10,905 |
-100.00% |
| A.R.T. Advisors LLC |
48,566 |
0 |
-48,566 |
-100.00% |
| Great West Life Assurance Co. Can |
53,943 |
0 |
-53,943 |
-100.00% |
|
8,701 |
0 |
-8,701 |
-100.00% |
| Pzena Investment Management LLC |
549,721 |
0 |
-549,721 |
-100.00% |
| United Services Automobile Association |
372,889 |
0 |
-372,889 |
-100.00% |
| Group One Trading L.P. |
200 |
0 |
-200 |
-100.00% |
| Mackenzie Financial Corp |
198,994 |
0 |
-198,994 |
-100.00% |
| Acadian Asset Management LLC |
98,145 |
0 |
-98,145 |
-100.00% |
| AXA S.A. |
50,500 |
0 |
-50,500 |
-100.00% |
| Jacobs Levy Equity Management Inc. |
64,652 |
0 |
-64,652 |
-100.00% |
| Brandywine Global Investment Management LLC |
90,979 |
0 |
-90,979 |
-100.00% |
| Meeder Asset Management Inc. |
1,341 |
0 |
-1,341 |
-100.00% |
| Pitcairn Co. |
13,021 |
0 |
-13,021 |
-100.00% |
| Jennison Associates LLC |
47,971 |
0 |
-47,971 |
-100.00% |
| First National Bank of Omaha |
59,506 |
0 |
-59,506 |
-100.00% |
| CNA Financial Corp |
13,686 |
0 |
-13,686 |
-100.00% |
See Summary: Institutional Holders of NCI
See Details: Top 10 Hedge Funds Holding NCI
Also See: NCI Insider Buying
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