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This page summarizes the NBLX holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2021 period, comparing share count change from 12/31/2020 to 3/31/2021.
Share count is compared over these two periods to provide an indication of whether NBLX is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2020
Share Count | 3/31/2021
Share Count | Change | % Change |
|---|
| 13F Filers Increasing NBLX Share Count |
|---|
| Tortoise Capital Advisors L.L.C. |
26,694 |
1,788,058 |
+1,761,364 |
+6598.35% |
| Citigroup Inc. |
148,446 |
3,270,449 |
+3,122,003 |
+2103.12% |
| Barclays PLC |
9,001 |
141,297 |
+132,296 |
+1469.79% |
| Goldman Sachs Group Inc. |
682,527 |
3,076,134 |
+2,393,607 |
+350.70% |
| Rockefeller Capital Management L.P. |
1,500 |
3,600 |
+2,100 |
+140.00% |
| First Horizon Advisors Inc. |
322 |
677 |
+355 |
+110.25% |
| Cincinnati Insurance Co. |
14,521 |
30,456 |
+15,935 |
+109.74% |
| Lee Financial Co |
561 |
1,176 |
+615 |
+109.63% |
| First Trust Advisors LP |
128,021 |
248,364 |
+120,343 |
+94.00% |
| BNP Paribas Arbitrage SA |
5,202 |
8,391 |
+3,189 |
+61.30% |
| Advisors Asset Management Inc. |
48,784 |
76,478 |
+27,694 |
+56.77% |
| JPMorgan Chase & Co. |
1,235,161 |
1,332,260 |
+97,099 |
+7.86% |
| Alps Advisors Inc. |
4,286,593 |
4,515,431 |
+228,838 |
+5.34% |
| Kore Private Wealth LLC |
633,258 |
639,433 |
+6,175 |
+0.98% |
| Susquehanna Fundamental Investments LLC |
81,556 |
81,816 |
+260 |
+0.32% |
| 13F Filers Reporting New Positions In NBLX |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Credit Suisse AG |
0 |
2,296,954 |
+2,296,954 |
+100% |
| ING Groep NV |
0 |
127,000 |
+127,000 |
+100% |
| Raymond James & Associates |
0 |
12,856 |
+12,856 |
+100% |
| CSS LLC IL |
0 |
52,217 |
+52,217 |
+100% |
| SG Americas Securities LLC |
0 |
77,526 |
+77,526 |
+100% |
| OTA Financial Group L.P. |
0 |
181,935 |
+181,935 |
+100% |
| Mariner LLC |
0 |
15,352 |
+15,352 |
+100% |
| Spring Creek Capital LLC |
0 |
1,486,985 |
+1,486,985 |
+100% |
| Sumitomo Mitsui Trust Holdings Inc. |
0 |
10,000 |
+10,000 |
+100% |
| HRT Financial LP |
0 |
23,137 |
+23,137 |
+100% |
| Tower Research Capital LLC TRC |
0 |
3,443 |
+3,443 |
+100% |
| Virtu Financial LLC |
0 |
23,473 |
+23,473 |
+100% |
| Mirae Asset Global Investments Co. Ltd. |
0 |
1,747,454 |
+1,747,454 |
+100% |
| Alpine Global Management LLC |
0 |
350,000 |
+350,000 |
+100% |
| Sowell Financial Services LLC |
0 |
253 |
+253 |
+100% |
| Mint Tower Capital Management B.V. |
0 |
1,815 |
+1,815 |
+100% |
| WealthShield Partners LLC |
0 |
400 |
+400 |
+100% |
| Qube Research & Technologies Ltd |
0 |
81,108 |
+81,108 |
+100% |
| PEAK6 Investments LLC |
0 |
18,122 |
+18,122 |
+100% |
| Keebeck Alpha LP |
0 |
201,208 |
+201,208 |
+100% |
| XTX Topco Ltd |
0 |
20,576 |
+20,576 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Barings LLC |
93,625 |
93,625 |
UNCH |
0.00% |
| Deutsche Bank AG |
1 |
1 |
UNCH |
0.00% |
| Geode Capital Management LLC |
50,167 |
50,167 |
UNCH |
0.00% |
| Texas Yale Capital Corp. |
58,000 |
58,000 |
UNCH |
0.00% |
| HighTower Advisors LLC |
22,170 |
22,170 |
UNCH |
0.00% |
| State of New Jersey Common Pension Fund D |
52,900 |
52,900 |
UNCH |
0.00% |
| Captrust Financial Advisors |
2,485 |
2,485 |
UNCH |
0.00% |
| CWM LLC |
40 |
40 |
UNCH |
0.00% |
| Northeast Financial Consultants Inc |
13,700 |
13,700 |
UNCH |
0.00% |
| Larson Financial Group LLC |
185 |
185 |
UNCH |
0.00% |
| Green Harvest Asset Management LLC |
26,230 |
26,230 |
UNCH |
0.00% |
| 13F Filers Decreasing NBLX Share Count |
|---|
| Salient Capital Advisors LLC |
1,386,982 |
38,174 |
-1,348,808 |
-97.25% |
| Brookfield Asset Management Inc. |
1,119,999 |
45,306 |
-1,074,693 |
-95.95% |
| Cutler Group LP |
18,244 |
944 |
-17,300 |
-94.83% |
| Infrastructure Capital Advisors LLC |
619,327 |
117,703 |
-501,624 |
-81.00% |
| UBS Group AG |
432,119 |
203,483 |
-228,636 |
-52.91% |
| Cushing Asset Management LP |
148,534 |
70,682 |
-77,852 |
-52.41% |
| Bank of America Corp DE |
400,121 |
209,899 |
-190,222 |
-47.54% |
| Morgan Stanley |
659,411 |
435,169 |
-224,242 |
-34.01% |
| Wells Fargo & Company MN |
155,074 |
103,297 |
-51,777 |
-33.39% |
| Raymond James Financial Services Advisors Inc. |
158,735 |
107,435 |
-51,300 |
-32.32% |
| Sei Investments Co. |
23,700 |
16,200 |
-7,500 |
-31.65% |
| Ameriprise Financial Inc. |
47,100 |
32,500 |
-14,600 |
-31.00% |
| Blackstone Group Inc |
2,716,517 |
1,974,719 |
-741,798 |
-27.31% |
| Guggenheim Capital LLC |
14,277 |
10,382 |
-3,895 |
-27.28% |
| FMR LLC |
859,184 |
632,516 |
-226,668 |
-26.38% |
| Institutional & Family Asset Management LLC |
25,866 |
19,211 |
-6,655 |
-25.73% |
| Hotchkis & Wiley Capital Management LLC |
330,840 |
248,900 |
-81,940 |
-24.77% |
| Parkside Financial Bank & Trust |
4,665 |
3,730 |
-935 |
-20.04% |
| Invesco Ltd. |
1,314,968 |
1,126,352 |
-188,616 |
-14.34% |
| California Public Employees Retirement System |
76,525 |
70,100 |
-6,425 |
-8.40% |
| Cohen & Steers Inc. |
125,265 |
117,601 |
-7,664 |
-6.12% |
| Advisor Group Holdings Inc. |
15,197 |
14,447 |
-750 |
-4.94% |
| Castleark Management LLC |
81,546 |
78,446 |
-3,100 |
-3.80% |
| Evergreen Capital Management LLC |
428,950 |
421,210 |
-7,740 |
-1.80% |
| Tortoise Index Solutions LLC |
26,694 |
26,505 |
-189 |
-0.71% |
| Vident Investment Advisory LLC |
26,694 |
26,505 |
-189 |
-0.71% |
| 13F Filers Exiting NBLX |
|---|
| ADE LLC |
2,478 |
0 |
-2,478 |
-100.00% |
| Jump Financial LLC |
10,300 |
0 |
-10,300 |
-100.00% |
| Russell Investments Group Ltd. |
7,700 |
0 |
-7,700 |
-100.00% |
| Pacer Advisors Inc. |
2,456 |
0 |
-2,456 |
-100.00% |
| Advisory Services Network LLC |
451 |
0 |
-451 |
-100.00% |
| Gilman Hill Asset Management LLC |
20,000 |
0 |
-20,000 |
-100.00% |
| Allianz Asset Management GmbH |
94,606 |
0 |
-94,606 |
-100.00% |
| NBW Capital LLC |
234,044 |
0 |
-234,044 |
-100.00% |
| Simplex Trading LLC |
19,088 |
0 |
-19,088 |
-100.00% |
| Susquehanna International Group LLP |
138,533 |
0 |
-138,533 |
-100.00% |
| Citadel Advisors LLC |
64,135 |
0 |
-64,135 |
-100.00% |
| Cambridge Investment Research Advisors Inc. |
11,000 |
0 |
-11,000 |
-100.00% |
| LPL Financial LLC |
11,334 |
0 |
-11,334 |
-100.00% |
| GSA Capital Partners LLP |
11,384 |
0 |
-11,384 |
-100.00% |
| Clearbridge Investments LLC |
1,629,792 |
0 |
-1,629,792 |
-100.00% |
| Marshall Wace North America L.P. |
23,506 |
0 |
-23,506 |
-100.00% |
| Marshall Wace LLP |
37,738 |
0 |
-37,738 |
-100.00% |
| Lonestar Capital Management LLC |
399,500 |
0 |
-399,500 |
-100.00% |
| CIBC Private Wealth Group LLC |
2,290,622 |
0 |
-2,290,622 |
-100.00% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
447,138 |
0 |
-447,138 |
-100.00% |
| American Financial Group Inc. |
20,000 |
0 |
-20,000 |
-100.00% |
| Royal Bank of Canada |
1,500 |
0 |
-1,500 |
-100.00% |
| Group One Trading L.P. |
16,691 |
0 |
-16,691 |
-100.00% |
| Bank of Montreal Can |
16,074 |
0 |
-16,074 |
-100.00% |
See Summary: Institutional Holders of NBLX
See Details: Top 10 Hedge Funds Holding NBLX
Also See: NBLX Insider Buying
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