 |
|
|
This page summarizes the LPL holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether LPL is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing LPL Share Count |
|---|
| US Bancorp DE |
371 |
4,816 |
+4,445 |
+1198.11% |
| EverSource Wealth Advisors LLC |
1,658 |
6,756 |
+5,098 |
+307.48% |
| Two Sigma Investments LP |
16,200 |
53,353 |
+37,153 |
+229.34% |
| Ronald Blue Trust Inc. |
8,632 |
14,800 |
+6,168 |
+71.46% |
| Inspire Advisors LLC |
17,477 |
27,202 |
+9,725 |
+55.64% |
| Intelligence Driven Advisers LLC |
13,673 |
19,608 |
+5,935 |
+43.41% |
| Two Sigma Advisers LP |
12,800 |
18,200 |
+5,400 |
+42.19% |
| FMR LLC |
44,149 |
62,630 |
+18,481 |
+41.86% |
| OLD Mission Capital LLC |
31,423 |
44,535 |
+13,112 |
+41.73% |
| Connor Clark & Lunn Investment Management Ltd. |
205,702 |
285,346 |
+79,644 |
+38.72% |
| BNP Paribas Arbitrage SA |
29,952 |
39,547 |
+9,595 |
+32.03% |
| Pinnacle Wealth Planning Services Inc. |
15,994 |
19,189 |
+3,195 |
+19.98% |
| Rhumbline Advisers |
462,558 |
524,103 |
+61,545 |
+13.31% |
| Royal Bank of Canada |
1,197 |
1,312 |
+115 |
+9.61% |
| Coldstream Capital Management Inc. |
11,753 |
12,861 |
+1,108 |
+9.43% |
| American Century Companies Inc. |
740,685 |
806,540 |
+65,855 |
+8.89% |
| Citadel Advisors LLC |
98,024 |
106,280 |
+8,256 |
+8.42% |
| Northern Trust Corp |
46,612 |
49,531 |
+2,919 |
+6.26% |
| State Street Corp |
431,310 |
443,475 |
+12,165 |
+2.82% |
| Simplex Trading LLC |
1,622 |
1,660 |
+38 |
+2.34% |
| CWM LLC |
10,822 |
10,862 |
+40 |
+0.37% |
| BlackRock Inc. |
116,739 |
117,165 |
+426 |
+0.36% |
| Alera Investment Advisors LLC |
10,880 |
10,914 |
+34 |
+0.31% |
| 13F Filers Reporting New Positions In LPL |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Principal Securities Inc. |
0 |
28 |
+28 |
+100% |
| D. E. Shaw & Co. Inc. |
0 |
46,052 |
+46,052 |
+100% |
| Millennium Management LLC |
0 |
216,244 |
+216,244 |
+100% |
| Marshall Wace LLP |
0 |
66,617 |
+66,617 |
+100% |
| HighTower Advisors LLC |
0 |
10,050 |
+10,050 |
+100% |
| Tower Research Capital LLC TRC |
0 |
8,984 |
+8,984 |
+100% |
| Virtu Financial LLC |
0 |
13,142 |
+13,142 |
+100% |
| Advisory Services Network LLC |
0 |
92 |
+92 |
+100% |
| Cubist Systematic Strategies LLC |
0 |
9,076 |
+9,076 |
+100% |
| Point72 Asset Management L.P. |
0 |
37,800 |
+37,800 |
+100% |
| GWM Advisors LLC |
0 |
609 |
+609 |
+100% |
| Qube Research & Technologies Ltd |
0 |
1,557 |
+1,557 |
+100% |
| O Dell Group LLC |
0 |
4,554 |
+4,554 |
+100% |
| MQS Management LLC |
0 |
18,371 |
+18,371 |
+100% |
| XTX Topco Ltd |
0 |
20,728 |
+20,728 |
+100% |
| Wealthstream Advisors Inc. |
0 |
10,999 |
+10,999 |
+100% |
| Schechter Investment Advisors LLC |
0 |
27,110 |
+27,110 |
+100% |
| Drive Wealth Management LLC |
0 |
13,390 |
+13,390 |
+100% |
| GAMMA Investing LLC |
0 |
2,180 |
+2,180 |
+100% |
| Pathstone Holdings LLC |
0 |
33,366 |
+33,366 |
+100% |
| Sivia Capital Partners LLC |
0 |
26,454 |
+26,454 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Clearstead Advisors LLC |
82 |
82 |
UNCH |
0.00% |
| UMB Bank N A MO |
253 |
253 |
UNCH |
0.00% |
| Signaturefd LLC |
1 |
1 |
UNCH |
0.00% |
| Gradient Investments LLC |
197 |
197 |
UNCH |
0.00% |
| Xponance Inc. |
10,173 |
10,173 |
UNCH |
0.00% |
| Parallel Advisors LLC |
61 |
61 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
304 |
304 |
UNCH |
0.00% |
| Geneos Wealth Management Inc. |
319 |
319 |
UNCH |
0.00% |
| Yousif Capital Management LLC |
11,085 |
11,085 |
UNCH |
0.00% |
| Bell Investment Advisors Inc |
97 |
97 |
UNCH |
0.00% |
| True Wealth Design LLC |
70 |
70 |
UNCH |
0.00% |
| 13F Filers Decreasing LPL Share Count |
|---|
| UBS Group AG |
121,087 |
2,714 |
-118,373 |
-97.76% |
| Citigroup Inc. |
79,048 |
6,671 |
-72,377 |
-91.56% |
| Global Retirement Partners LLC |
594 |
56 |
-538 |
-90.57% |
| Advisor Group Holdings Inc. |
1,548 |
374 |
-1,174 |
-75.84% |
| QRG Capital Management Inc. |
28,694 |
11,666 |
-17,028 |
-59.34% |
| Mercer Global Advisors Inc. ADV |
25,803 |
10,748 |
-15,055 |
-58.35% |
| O Shaughnessy Asset Management LLC |
30,303 |
12,717 |
-17,586 |
-58.03% |
| Quadrant Capital Group LLC |
6,614 |
2,886 |
-3,728 |
-56.37% |
| PDS Planning Inc |
39,501 |
26,043 |
-13,458 |
-34.07% |
| Goldman Sachs Group Inc. |
56,265 |
37,517 |
-18,748 |
-33.32% |
| JustInvest LLC |
52,149 |
35,010 |
-17,139 |
-32.87% |
| Cerity Partners LLC |
88,706 |
61,676 |
-27,030 |
-30.47% |
| Investors Research Corp |
6,100 |
4,400 |
-1,700 |
-27.87% |
| Veriti Management LLC |
376,232 |
273,567 |
-102,665 |
-27.29% |
| Vident Advisory LLC |
179,736 |
137,494 |
-42,242 |
-23.50% |
| Schonfeld Strategic Advisors LLC |
35,800 |
28,500 |
-7,300 |
-20.39% |
| Ethic Inc. |
123,528 |
101,352 |
-22,176 |
-17.95% |
| Mariner LLC |
66,213 |
54,721 |
-11,492 |
-17.36% |
| Bank of America Corp DE |
127,344 |
105,629 |
-21,715 |
-17.05% |
| Sequoia Financial Advisors LLC |
61,475 |
52,277 |
-9,198 |
-14.96% |
| JPMorgan Chase & Co. |
1,372 |
1,174 |
-198 |
-14.43% |
| Bank of New York Mellon Corp |
47,482 |
41,786 |
-5,696 |
-12.00% |
| Glassman Wealth Services |
4,924 |
4,391 |
-533 |
-10.82% |
| Orion Portfolio Solutions LLC |
33,200 |
29,770 |
-3,430 |
-10.33% |
| JFS Wealth Advisors LLC |
1,049 |
944 |
-105 |
-10.01% |
| CAPROCK Group Inc. |
12,420 |
11,502 |
-918 |
-7.39% |
| The PNC Financial Services Group Inc. |
67,907 |
64,533 |
-3,374 |
-4.97% |
| CI Private Wealth LLC |
154,686 |
147,238 |
-7,448 |
-4.81% |
| Morgan Stanley |
5,479,127 |
5,350,398 |
-128,729 |
-2.35% |
| Dimensional Fund Advisors LP |
3,922,115 |
3,885,114 |
-37,001 |
-0.94% |
| Wells Fargo & Company MN |
4,506 |
4,505 |
-1 |
-0.02% |
| 13F Filers Exiting LPL |
|---|
| Key Financial Inc |
20 |
0 |
-20 |
-100.00% |
| Ieq Capital LLC |
12,481 |
0 |
-12,481 |
-100.00% |
| Ritholtz Wealth Management |
12,978 |
0 |
-12,978 |
-100.00% |
| Balentine LLC |
29,488 |
0 |
-29,488 |
-100.00% |
| BSW Wealth Partners |
15,402 |
0 |
-15,402 |
-100.00% |
| Flow Traders U.S. LLC |
72,243 |
0 |
-72,243 |
-100.00% |
| Group One Trading L.P. |
489 |
0 |
-489 |
-100.00% |
| NBC Securities Inc. |
190 |
0 |
-190 |
-100.00% |
See Summary: Institutional Holders of LPL
See Details: Top 10 Hedge Funds Holding LPL
|
|
