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This page summarizes the KCAP holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2019 period, comparing share count change from 12/31/2018 to 3/31/2019.
Share count is compared over these two periods to provide an indication of whether KCAP is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2018
Share Count | 3/31/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing KCAP Share Count |
|---|
|
5,500 |
15,631 |
+10,131 |
+184.20% |
|
3,475 |
7,975 |
+4,500 |
+129.50% |
| Callodine Capital Management LP |
1,127,408 |
1,724,361 |
+596,953 |
+52.95% |
| Morgan Stanley |
29,335 |
38,815 |
+9,480 |
+32.32% |
| Advisors Asset Management Inc. |
365,723 |
447,762 |
+82,039 |
+22.43% |
| Creative Planning |
28,865 |
34,865 |
+6,000 |
+20.79% |
| Legal & General Group Plc |
155,031 |
183,393 |
+28,362 |
+18.29% |
| Diversified Trust Co |
263,845 |
270,827 |
+6,982 |
+2.65% |
| UBS Group AG |
667,482 |
684,010 |
+16,528 |
+2.48% |
| Royal Bank of Canada |
4,742 |
4,831 |
+89 |
+1.88% |
| LPL Financial LLC |
15,984 |
16,053 |
+69 |
+0.43% |
| 13F Filers Reporting New Positions In KCAP |
|---|
| Invesco Ltd. |
0 |
159,985 |
+159,985 |
+100% |
| Arrowstreet Capital Limited Partnership |
0 |
463,646 |
+463,646 |
+100% |
| Simplex Trading LLC |
0 |
264 |
+264 |
+100% |
|
0 |
3 |
+3 |
+100% |
| Alpine Global Management LLC |
0 |
14,285 |
+14,285 |
+100% |
| Legacy Bridge LLC |
0 |
3,200 |
+3,200 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| First Hawaiian Bank |
1,060 |
1,060 |
UNCH |
0.00% |
| California Public Employees Retirement System |
91,002 |
91,002 |
UNCH |
0.00% |
| Thoroughbred Financial Services LLC |
25,322 |
25,322 |
UNCH |
0.00% |
| Security National Trust Co. |
500 |
500 |
UNCH |
0.00% |
| Confluence Investment Management LLC |
340,472 |
340,472 |
UNCH |
0.00% |
| Tradewinds Capital Management LLC |
560 |
560 |
UNCH |
0.00% |
| Quad Cities Investment Group LLC |
200 |
200 |
UNCH |
0.00% |
| 13F Filers Decreasing KCAP Share Count |
|---|
| Private Management Group Inc. |
2,463,905 |
132,082 |
-2,331,823 |
-94.64% |
| Wells Fargo & Company MN |
3,133 |
1,001 |
-2,132 |
-68.05% |
| Muzinich & Co. Inc. |
276,022 |
144,266 |
-131,756 |
-47.73% |
| Barnett & Company Inc. |
3,485 |
2,500 |
-985 |
-28.26% |
| Hudock Inc. |
2,218 |
1,738 |
-480 |
-21.64% |
| JPMorgan Chase & Co. |
7,722 |
6,222 |
-1,500 |
-19.43% |
| Two Sigma Investments LP |
23,229 |
18,736 |
-4,493 |
-19.34% |
| Bank of America Corp DE |
54,100 |
50,632 |
-3,468 |
-6.41% |
| Two Sigma Advisers LP |
77,754 |
75,654 |
-2,100 |
-2.70% |
| Credit Suisse AG |
3,327,729 |
3,239,593 |
-88,136 |
-2.65% |
| 13F Filers Exiting KCAP |
|---|
| Stratos Wealth Partners LTD. |
20,000 |
0 |
-20,000 |
-100.00% |
| Portfolio Solutions LLC |
2,135 |
0 |
-2,135 |
-100.00% |
| Tower Research Capital LLC TRC |
6,502 |
0 |
-6,502 |
-100.00% |
| HighTower Advisors LLC |
15,025 |
0 |
-15,025 |
-100.00% |
| Susquehanna International Group LLP |
13,192 |
0 |
-13,192 |
-100.00% |
| Macquarie Group Ltd. |
5,749 |
0 |
-5,749 |
-100.00% |
| North Star Investment Management Corp. |
420 |
0 |
-420 |
-100.00% |
| Regions Financial Corp |
500 |
0 |
-500 |
-100.00% |
| Bridgeway Capital Management Inc. |
735,000 |
0 |
-735,000 |
-100.00% |
| WASHINGTON TRUST Co |
123,994 |
0 |
-123,994 |
-100.00% |
| D. E. Shaw & Co. Inc. |
10,410 |
0 |
-10,410 |
-100.00% |
| Proequities Inc. |
2,580 |
0 |
-2,580 |
-100.00% |
See Summary: Institutional Holders of KCAP
See Details: Top 10 Hedge Funds Holding KCAP
Also See: KCAP Insider Buying
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