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This page summarizes the FIG holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2017 period, comparing share count change from 6/30/2017 to 9/30/2017.
Share count is compared over these two periods to provide an indication of whether FIG is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2017
Share Count | 9/30/2017
Share Count | Change | % Change |
|---|
| 13F Filers Increasing FIG Share Count |
|---|
|
75 |
2,876 |
+2,801 |
+3734.67% |
| Two Sigma Securities LLC |
27,876 |
155,747 |
+127,871 |
+458.71% |
| Two Sigma Investments LP |
222,677 |
553,636 |
+330,959 |
+148.63% |
| Renaissance Technologies LLC |
875,800 |
1,958,500 |
+1,082,700 |
+123.62% |
|
301,200 |
586,251 |
+285,051 |
+94.64% |
| S. Muoio & CO. LLC |
150,000 |
290,000 |
+140,000 |
+93.33% |
| Walleye Trading LLC |
709,496 |
1,347,210 |
+637,714 |
+89.88% |
| Alpine Global Management LLC |
500,000 |
901,400 |
+401,400 |
+80.28% |
|
198,400 |
320,623 |
+122,223 |
+61.60% |
| Segantii Capital Management Ltd |
1,189,692 |
1,895,042 |
+705,350 |
+59.29% |
| Hsbc Holdings PLC |
2,456,366 |
3,843,498 |
+1,387,132 |
+56.47% |
| Polar Asset Management Partners Inc. |
500,000 |
700,000 |
+200,000 |
+40.00% |
| GABELLI & Co INVESTMENT ADVISERS INC. |
130,700 |
176,800 |
+46,100 |
+35.27% |
| Panagora Asset Management Inc. |
85,099 |
112,821 |
+27,722 |
+32.58% |
| Credit Suisse AG |
8,399,879 |
10,901,261 |
+2,501,382 |
+29.78% |
| MML Investors Services LLC |
13,523 |
16,523 |
+3,000 |
+22.18% |
| Omni Partners LLP |
3,169,778 |
3,863,657 |
+693,879 |
+21.89% |
| OMERS ADMINISTRATION Corp |
1,939,700 |
2,330,700 |
+391,000 |
+20.16% |
| Westchester Capital Management LLC |
6,485,131 |
7,770,719 |
+1,285,588 |
+19.82% |
| Water Island Capital LLC |
8,800,847 |
10,502,410 |
+1,701,563 |
+19.33% |
| IndexIQ Advisors LLC |
263,217 |
314,021 |
+50,804 |
+19.30% |
| SG Americas Securities LLC |
3,112,040 |
3,663,600 |
+551,560 |
+17.72% |
| Gabelli Funds LLC |
2,458,245 |
2,746,844 |
+288,599 |
+11.74% |
| Ameriprise Financial Inc. |
600,498 |
651,162 |
+50,664 |
+8.44% |
| California Public Employees Retirement System |
237,600 |
255,029 |
+17,429 |
+7.34% |
| Ancora Advisors LLC |
130,350 |
137,550 |
+7,200 |
+5.52% |
| Bank of America Corp DE |
6,792,423 |
7,153,399 |
+360,976 |
+5.31% |
| Barclays PLC |
911,576 |
945,423 |
+33,847 |
+3.71% |
| Telemetry Investments L.L.C. |
332,668 |
338,668 |
+6,000 |
+1.80% |
| The Manufacturers Life Insurance Company |
11,779 |
11,883 |
+104 |
+0.88% |
| Royal Bank of Canada |
916,605 |
922,127 |
+5,522 |
+0.60% |
| 13F Filers Reporting New Positions In FIG |
|---|
| ING Groep NV |
0 |
250,000 |
+250,000 |
+100% |
| Mint Tower Capital Management B.V. |
0 |
100,000 |
+100,000 |
+100% |
| Infrastructure Capital Advisors LLC |
0 |
12,000 |
+12,000 |
+100% |
| Marshall Wace North America L.P. |
0 |
391,724 |
+391,724 |
+100% |
| Marshall Wace LLP |
0 |
962,764 |
+962,764 |
+100% |
| HRT Financial LP |
0 |
12,600 |
+12,600 |
+100% |
| CSS LLC IL |
0 |
408,004 |
+408,004 |
+100% |
| Parallax Volatility Advisers L.P. |
0 |
14,580 |
+14,580 |
+100% |
|
0 |
774,375 |
+774,375 |
+100% |
| Brevan Howard Capital Management LP |
0 |
44,303 |
+44,303 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Guinness Asset Management LTD |
26,020 |
26,020 |
UNCH |
0.00% |
| Chicago Capital Management LLC |
1,699,263 |
1,699,263 |
UNCH |
0.00% |
| Farmers & Merchants Investments Inc. |
2,100 |
2,100 |
UNCH |
0.00% |
| Financial Architects Inc |
1,500 |
1,500 |
UNCH |
0.00% |
| Coronation Fund Managers Ltd. |
1,919,873 |
1,919,873 |
UNCH |
0.00% |
| IFP Advisors Inc |
679 |
679 |
UNCH |
0.00% |
| Dupont Capital Management Corp |
326,200 |
326,200 |
UNCH |
0.00% |
| State of Wisconsin Investment Board |
114,000 |
114,000 |
UNCH |
0.00% |
| Texas Yale Capital Corp. |
269,800 |
269,800 |
UNCH |
0.00% |
| Lapides Asset Management LLC |
24,900 |
24,900 |
UNCH |
0.00% |
| Blair William & Co. IL |
20,000 |
20,000 |
UNCH |
0.00% |
| Artemis Investment Management LLP |
1,200,000 |
1,200,000 |
UNCH |
0.00% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
1,300,064 |
1,300,064 |
UNCH |
0.00% |
| Raymond James Trust N.A. |
12,200 |
12,200 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
36 |
36 |
UNCH |
0.00% |
| Vanguard Group Inc. |
231,800 |
231,800 |
UNCH |
0.00% |
| 22NW LP |
508,166 |
508,166 |
UNCH |
0.00% |
|
1,801,512 |
1,801,512 |
UNCH |
0.00% |
| Jefferies Group LLC |
39,707 |
39,707 |
UNCH |
0.00% |
| Sandell Asset Management Corp. |
68,400 |
68,400 |
UNCH |
0.00% |
|
143,491 |
143,491 |
UNCH |
0.00% |
| Baird Financial Group Inc. |
24,500 |
24,500 |
UNCH |
0.00% |
| JNBA Financial Advisors |
750 |
750 |
UNCH |
0.00% |
| Allianz Asset Management GmbH |
1,976,536 |
1,976,536 |
UNCH |
0.00% |
| Envestnet Asset Management Inc. |
736 |
736 |
UNCH |
0.00% |
| Kellner Capital LLC |
369,600 |
369,600 |
UNCH |
0.00% |
|
4,277 |
4,277 |
UNCH |
0.00% |
| Coe Capital Management LLC |
96,995 |
96,995 |
UNCH |
0.00% |
| Perella Weinberg Partners Capital Management LP |
294,395 |
294,395 |
UNCH |
0.00% |
| Green Square Capital Advisors LLC |
46,504 |
46,504 |
UNCH |
0.00% |
| Moors & Cabot Inc. |
63,650 |
63,650 |
UNCH |
0.00% |
| Highlander Capital Management LLC |
3,250 |
3,250 |
UNCH |
0.00% |
| Public Employees Retirement System of Ohio |
150,000 |
150,000 |
UNCH |
0.00% |
|
35,744 |
35,744 |
UNCH |
0.00% |
| 13F Filers Decreasing FIG Share Count |
|---|
| Group One Trading L.P. |
635,191 |
3,891 |
-631,300 |
-99.39% |
| Cutler Group LP |
32,677 |
2,000 |
-30,677 |
-93.88% |
| Quinn Opportunity Partners LLC |
537,200 |
44,000 |
-493,200 |
-91.81% |
| HighTower Advisors LLC |
134,798 |
12,361 |
-122,437 |
-90.83% |
| Glenmede Trust Co. NA |
158 |
51 |
-107 |
-67.72% |
| Simplex Trading LLC |
6,233 |
2,233 |
-4,000 |
-64.17% |
| Veritable L.P. |
64,046 |
25,140 |
-38,906 |
-60.75% |
| Bank of Montreal Can |
1,603,700 |
719,700 |
-884,000 |
-55.12% |
| Virtu Financial LLC |
44,486 |
24,743 |
-19,743 |
-44.38% |
| Susquehanna International Group LLP |
431,161 |
258,493 |
-172,668 |
-40.05% |
| Goldman Sachs Group Inc. |
9,903,759 |
6,392,963 |
-3,510,796 |
-35.45% |
| Capstone Investment Advisors LLC |
250,000 |
168,414 |
-81,586 |
-32.63% |
| Mizuho Securities USA LLC |
200,000 |
150,000 |
-50,000 |
-25.00% |
| NINE MASTS CAPITAL Ltd |
1,004,730 |
776,582 |
-228,148 |
-22.71% |
| Tower Research Capital LLC TRC |
6,227 |
4,815 |
-1,412 |
-22.68% |
| Penserra Capital Management LLC |
5,585 |
4,632 |
-953 |
-17.06% |
| Morgan Stanley |
15,467,635 |
12,962,377 |
-2,505,258 |
-16.20% |
| York Capital Management Global Advisors LLC |
6,795,244 |
5,833,801 |
-961,443 |
-14.15% |
| Wells Fargo & Company MN |
2,398,585 |
2,118,093 |
-280,492 |
-11.69% |
| CIBC Asset Management Inc |
15,665 |
13,963 |
-1,702 |
-10.86% |
| LPL Financial LLC |
41,300 |
36,900 |
-4,400 |
-10.65% |
| Citigroup Inc. |
10,432,867 |
9,350,919 |
-1,081,948 |
-10.37% |
| Raymond James & Associates |
40,284 |
37,503 |
-2,781 |
-6.90% |
| Deutsche Bank AG |
9,032,802 |
8,470,800 |
-562,002 |
-6.22% |
| Advisory Services Network LLC |
10,375 |
10,225 |
-150 |
-1.45% |
| Diamond Hill Capital Management Inc. |
3,815,028 |
3,779,284 |
-35,744 |
-0.94% |
|
44,672 |
44,306 |
-366 |
-0.82% |
| Raymond James Financial Services Advisors Inc. |
435,802 |
433,766 |
-2,036 |
-0.47% |
| Mraz Amerine & Associates Inc. |
107,050 |
106,550 |
-500 |
-0.47% |
| Gamco Investors INC. ET AL |
575,500 |
573,150 |
-2,350 |
-0.41% |
| UBS Group AG |
9,146,214 |
9,123,257 |
-22,957 |
-0.25% |
| JPMorgan Chase & Co. |
12,877,133 |
12,849,449 |
-27,684 |
-0.21% |
| 13F Filers Exiting FIG |
|---|
| Archford Capital Strategies LLC |
61,548 |
0 |
-61,548 |
-100.00% |
|
94,139 |
0 |
-94,139 |
-100.00% |
| Lombard Odier Asset Management USA Corp |
250,000 |
0 |
-250,000 |
-100.00% |
| Invesco Ltd. |
137,564 |
0 |
-137,564 |
-100.00% |
| Guggenheim Capital LLC |
170,351 |
0 |
-170,351 |
-100.00% |
| 683 Capital Management LLC |
1,052,300 |
0 |
-1,052,300 |
-100.00% |
| Two Sigma Advisers LP |
15,100 |
0 |
-15,100 |
-100.00% |
| Driehaus Capital Management LLC |
1,478,713 |
0 |
-1,478,713 |
-100.00% |
| Citadel Advisors LLC |
60,898 |
0 |
-60,898 |
-100.00% |
|
133,915 |
0 |
-133,915 |
-100.00% |
| FMR LLC |
149,048 |
0 |
-149,048 |
-100.00% |
|
1,511 |
0 |
-1,511 |
-100.00% |
| Gluskin Sheff & Assoc Inc. |
356,330 |
0 |
-356,330 |
-100.00% |
| Captrust Financial Advisors |
6,145 |
0 |
-6,145 |
-100.00% |
| Vivaldi Capital Management LLC |
54,503 |
0 |
-54,503 |
-100.00% |
| Vivaldi Asset Management LLC |
601,597 |
0 |
-601,597 |
-100.00% |
| Bank of New York Mellon Corp |
83,789 |
0 |
-83,789 |
-100.00% |
|
114,329 |
0 |
-114,329 |
-100.00% |
| Creative Planning |
500 |
0 |
-500 |
-100.00% |
See Summary: Institutional Holders of FIG
See Details: Top 10 Hedge Funds Holding FIG
Also See: FIG Insider Buying
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