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This page summarizes the ESD holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2017 period, comparing share count change from 12/31/2016 to 3/31/2017.
Share count is compared over these two periods to provide an indication of whether ESD is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2016
Share Count | 3/31/2017
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ESD Share Count |
|---|
| Millennium Management LLC |
29,875 |
90,059 |
+60,184 |
+201.45% |
| MUFG Americas Holdings Corp |
480 |
1,197 |
+717 |
+149.38% |
| Brinker Capital Investments LLC |
40,116 |
64,064 |
+23,948 |
+59.70% |
|
11,261 |
16,892 |
+5,631 |
+50.00% |
| Aviance Capital Partners LLC |
20,838 |
30,112 |
+9,274 |
+44.51% |
|
199,074 |
267,830 |
+68,756 |
+34.54% |
| First Trust Advisors LP |
68,111 |
81,615 |
+13,504 |
+19.83% |
|
7,759 |
9,159 |
+1,400 |
+18.04% |
| Creative Planning |
30,719 |
36,156 |
+5,437 |
+17.70% |
|
38,936 |
44,378 |
+5,442 |
+13.98% |
| Wedbush Securities Inc. |
87,505 |
99,414 |
+11,909 |
+13.61% |
| Royal Bank of Canada |
98,413 |
107,750 |
+9,337 |
+9.49% |
| Morgan Stanley |
2,141,604 |
2,313,497 |
+171,893 |
+8.03% |
| Nwam LLC |
64,390 |
67,690 |
+3,300 |
+5.13% |
| Wells Fargo & Company MN |
473,753 |
497,980 |
+24,227 |
+5.11% |
| Northwestern Mutual Wealth Management Co. |
3,601 |
3,742 |
+141 |
+3.92% |
| Cambridge Investment Research Advisors Inc. |
16,434 |
16,665 |
+231 |
+1.41% |
| 1607 Capital Partners LLC |
412,682 |
416,380 |
+3,698 |
+0.90% |
| Raymond James & Associates |
110,801 |
111,732 |
+931 |
+0.84% |
| McGowan Group Asset Management Inc. |
3,114,676 |
3,130,264 |
+15,588 |
+0.50% |
| Clear Harbor Asset Management LLC |
23,823 |
23,883 |
+60 |
+0.25% |
| Sheaff Brock Investment Advisors LLC |
10,201 |
10,215 |
+14 |
+0.14% |
| The PNC Financial Services Group Inc. |
1,767 |
1,769 |
+2 |
+0.11% |
| 13F Filers Reporting New Positions In ESD |
|---|
| Ameriprise Financial Inc. |
0 |
109,808 |
+109,808 |
+100% |
| Pathstone Family Office LLC |
0 |
10,002 |
+10,002 |
+100% |
| Parallel Advisors LLC |
0 |
2,094 |
+2,094 |
+100% |
| MML Investors Services LLC |
0 |
17,134 |
+17,134 |
+100% |
| Deutsche Bank AG |
0 |
200,000 |
+200,000 |
+100% |
| Rivernorth Capital Management LLC |
0 |
4,171,753 |
+4,171,753 |
+100% |
| Proficio Capital Partners LLC |
0 |
13,109 |
+13,109 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| North Star Investment Management Corp. |
73 |
73 |
UNCH |
0.00% |
| Whittier Trust Co. of Nevada Inc. |
536 |
536 |
UNCH |
0.00% |
| Camelot Portfolios LLC |
12,430 |
12,430 |
UNCH |
0.00% |
| Klingman & Associates LLC |
53,397 |
53,397 |
UNCH |
0.00% |
| American Research & Management Co. |
400 |
400 |
UNCH |
0.00% |
| Trust Co. of Vermont |
18 |
18 |
UNCH |
0.00% |
| Johnson Financial Group Inc. |
1,375 |
1,375 |
UNCH |
0.00% |
| Bartlett & Co. LLC |
1,654 |
1,654 |
UNCH |
0.00% |
| JPMorgan Chase & Co. |
11,000 |
11,000 |
UNCH |
0.00% |
|
401,000 |
401,000 |
UNCH |
0.00% |
| Mosaic Family Wealth LLC |
2,000 |
2,000 |
UNCH |
0.00% |
| Fifth Third Bancorp |
202 |
202 |
UNCH |
0.00% |
| First Horizon Advisors Inc. |
500 |
500 |
UNCH |
0.00% |
| Parametric Portfolio Associates LLC |
40,030 |
40,030 |
UNCH |
0.00% |
| Hilltop Holdings Inc. |
19,735 |
19,735 |
UNCH |
0.00% |
| Saba Capital Management L.P. |
1,781,493 |
1,781,493 |
UNCH |
0.00% |
| Dixon Hubard Feinour & Brown Inc. VA |
30,335 |
30,335 |
UNCH |
0.00% |
| Thrivent Financial for Lutherans |
156,616 |
156,616 |
UNCH |
0.00% |
| 13F Filers Decreasing ESD Share Count |
|---|
| Envestnet Asset Management Inc. |
6,379 |
266 |
-6,113 |
-95.83% |
| Fiera Capital Corp |
247,733 |
27,831 |
-219,902 |
-88.77% |
| RMB Capital Management LLC |
108,519 |
15,773 |
-92,746 |
-85.47% |
| NEXT Financial Group Inc |
2,447 |
484 |
-1,963 |
-80.22% |
| UBS Group AG |
1,474,866 |
344,873 |
-1,129,993 |
-76.62% |
| Landscape Capital Management L.L.C. |
190,191 |
50,945 |
-139,246 |
-73.21% |
| Boyer & Corporon Wealth Management LLC |
373,790 |
157,027 |
-216,763 |
-57.99% |
| Sit Investment Associates Inc. |
1,249,597 |
670,964 |
-578,633 |
-46.31% |
| Oppenheimer & Co. Inc. |
17,753 |
10,561 |
-7,192 |
-40.51% |
| K2 Principal Fund L.P. |
89,663 |
55,012 |
-34,651 |
-38.65% |
| Nuveen Asset Management LLC |
120,421 |
75,421 |
-45,000 |
-37.37% |
| Geode Capital Management LLC |
74,449 |
50,866 |
-23,583 |
-31.68% |
| Invesco Ltd. |
1,008,293 |
742,522 |
-265,771 |
-26.36% |
|
60,433 |
44,683 |
-15,750 |
-26.06% |
| Laurion Capital Management LP |
197,431 |
159,779 |
-37,652 |
-19.07% |
| Penserra Capital Management LLC |
529 |
437 |
-92 |
-17.39% |
| Arete Wealth Advisors LLC |
33,495 |
27,744 |
-5,751 |
-17.17% |
| LPL Financial LLC |
66,361 |
57,109 |
-9,252 |
-13.94% |
| Raymond James Financial Services Advisors Inc. |
36,331 |
31,442 |
-4,889 |
-13.46% |
| Guggenheim Capital LLC |
193,986 |
167,972 |
-26,014 |
-13.41% |
| Capital Investment Advisors LLC |
18,447 |
16,542 |
-1,905 |
-10.33% |
| Janney Montgomery Scott LLC |
59,373 |
53,517 |
-5,856 |
-9.86% |
| IFP Advisors Inc |
17,560 |
16,391 |
-1,169 |
-6.66% |
| Advisors Asset Management Inc. |
751,445 |
712,674 |
-38,771 |
-5.16% |
| D.A. Davidson & CO. |
36,942 |
35,442 |
-1,500 |
-4.06% |
| Bank of America Corp DE |
531,158 |
509,964 |
-21,194 |
-3.99% |
| Cardan Capital Partners LLC |
14,982 |
14,589 |
-393 |
-2.62% |
| Citigroup Inc. |
384,509 |
378,025 |
-6,484 |
-1.69% |
|
34,520 |
33,950 |
-570 |
-1.65% |
|
46,871 |
46,137 |
-734 |
-1.57% |
| Gould Asset Management LLC CA |
25,106 |
24,731 |
-375 |
-1.49% |
| Sei Investments Co. |
339 |
338 |
-1 |
-0.29% |
| CSS LLC IL |
33,384 |
33,335 |
-49 |
-0.15% |
| 13F Filers Exiting ESD |
|---|
| Jane Street Group LLC |
21,269 |
0 |
-21,269 |
-100.00% |
| Ancora Advisors LLC |
202 |
0 |
-202 |
-100.00% |
| Vident Investment Advisory LLC |
343,845 |
0 |
-343,845 |
-100.00% |
| Goldman Sachs Group Inc. |
32,911 |
0 |
-32,911 |
-100.00% |
| The Manufacturers Life Insurance Company |
246 |
0 |
-246 |
-100.00% |
| Intrinsic Edge Capital Management LLC |
100,530 |
0 |
-100,530 |
-100.00% |
| Northern Trust Corp |
10,621 |
0 |
-10,621 |
-100.00% |
| Sunbelt Securities Inc. |
2,775 |
0 |
-2,775 |
-100.00% |
|
10,036 |
0 |
-10,036 |
-100.00% |
| US Bancorp DE |
1 |
0 |
-1 |
-100.00% |
| Bank of Montreal Can |
87,000 |
0 |
-87,000 |
-100.00% |
| Tower Research Capital LLC TRC |
500 |
0 |
-500 |
-100.00% |
| Allworth Financial LP |
7 |
0 |
-7 |
-100.00% |
| OTA Financial Group L.P. |
54,915 |
0 |
-54,915 |
-100.00% |
| Joel Isaacson & Co. LLC |
1,788 |
0 |
-1,788 |
-100.00% |
See Summary: Institutional Holders of ESD
See Details: Top 10 Hedge Funds Holding ESD
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