 |
|
|
This page summarizes the DIAX holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether DIAX is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing DIAX Share Count |
|---|
| International Assets Investment Management LLC |
1,021 |
14,294 |
+13,273 |
+1300.00% |
| GWM Advisors LLC |
2,930 |
17,863 |
+14,933 |
+509.66% |
| Landscape Capital Management L.L.C. |
37,970 |
126,519 |
+88,549 |
+233.21% |
| Private Trust Co. NA |
2,000 |
5,200 |
+3,200 |
+160.00% |
| MML Investors Services LLC |
43,738 |
87,078 |
+43,340 |
+99.09% |
| Elequin Capital LP |
16,958 |
29,152 |
+12,194 |
+71.91% |
| Cornerstone Advisors LLC |
402,988 |
588,335 |
+185,347 |
+45.99% |
| CNH Partners LLC |
220,589 |
313,989 |
+93,400 |
+42.34% |
| 1607 Capital Partners LLC |
386,293 |
539,894 |
+153,601 |
+39.76% |
| Thomas J. Herzfeld Advisors Inc. |
176,694 |
221,729 |
+45,035 |
+25.49% |
| Ionic Capital Management LLC |
159,048 |
194,754 |
+35,706 |
+22.45% |
| Bank of America Corp DE |
889,191 |
1,042,207 |
+153,016 |
+17.21% |
| Wells Fargo & Company MN |
570,073 |
653,131 |
+83,058 |
+14.57% |
| National Asset Management Inc. |
44,924 |
51,325 |
+6,401 |
+14.25% |
| Janney Montgomery Scott LLC |
33,405 |
37,637 |
+4,232 |
+12.67% |
| Nelson Van Denburg & Campbell Wealth Management Group LLC |
3,236 |
3,637 |
+401 |
+12.39% |
| Shaker Financial Services LLC |
218,897 |
237,225 |
+18,328 |
+8.37% |
| Advisors Asset Management Inc. |
332,446 |
354,587 |
+22,141 |
+6.66% |
| Atria Wealth Solutions Inc. |
51,075 |
53,998 |
+2,923 |
+5.72% |
| Cetera Advisor Networks LLC |
37,575 |
39,470 |
+1,895 |
+5.04% |
| Cambridge Investment Research Advisors Inc. |
39,909 |
41,913 |
+2,004 |
+5.02% |
| Barrett & Company Inc. |
81 |
85 |
+4 |
+4.94% |
| Commonwealth Equity Services LLC |
48,515 |
50,682 |
+2,167 |
+4.47% |
| Stifel Financial Corp |
173,865 |
179,738 |
+5,873 |
+3.38% |
| Liberty One Investment Management LLC |
7,062 |
7,290 |
+228 |
+3.23% |
| Stolper Co |
30,219 |
31,174 |
+955 |
+3.16% |
| Morgan Stanley |
1,084,674 |
1,108,941 |
+24,267 |
+2.24% |
| SOA Wealth Advisors LLC. |
1,050 |
1,072 |
+22 |
+2.10% |
| Envestnet Asset Management Inc. |
89,250 |
90,420 |
+1,170 |
+1.31% |
| Park Avenue Securities LLC |
84,599 |
85,625 |
+1,026 |
+1.21% |
| Wedbush Securities Inc. |
26,811 |
27,050 |
+239 |
+0.89% |
| Schnieders Capital Management LLC |
108,460 |
108,860 |
+400 |
+0.37% |
| Truist Financial Corp |
11,706 |
11,714 |
+8 |
+0.07% |
| 13F Filers Reporting New Positions In DIAX |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Mercer Global Advisors Inc. ADV |
0 |
11,072 |
+11,072 |
+100% |
| Weiss Asset Management LP |
0 |
32,607 |
+32,607 |
+100% |
| Two Sigma Securities LLC |
0 |
17,226 |
+17,226 |
+100% |
| Virtu Financial LLC |
0 |
15,211 |
+15,211 |
+100% |
| Logan Stone Capital LLC |
0 |
71,040 |
+71,040 |
+100% |
| Allworth Financial LP |
0 |
4,320 |
+4,320 |
+100% |
| Quantedge Capital Pte Ltd |
0 |
12,600 |
+12,600 |
+100% |
| Advisory Services Network LLC |
0 |
500 |
+500 |
+100% |
| AlphaStar Capital Management LLC |
0 |
17,942 |
+17,942 |
+100% |
| Leo Wealth LLC |
0 |
23,000 |
+23,000 |
+100% |
| PFS Partners LLC |
0 |
6,700 |
+6,700 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| US Bancorp DE |
5,473 |
5,473 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
6,750 |
6,750 |
UNCH |
0.00% |
| Nations Financial Group Inc. IA ADV |
35,267 |
35,267 |
UNCH |
0.00% |
| Blue Bell Private Wealth Management LLC |
17,366 |
17,366 |
UNCH |
0.00% |
| Formidable Asset Management LLC |
68,861 |
68,861 |
UNCH |
0.00% |
| Sunbelt Securities Inc. |
2,000 |
2,000 |
UNCH |
0.00% |
| Sheaff Brock Investment Advisors LLC |
13,410 |
13,410 |
UNCH |
0.00% |
| Great Valley Advisor Group Inc. |
13,640 |
13,640 |
UNCH |
0.00% |
| Wolff Wiese Magana LLC |
88 |
88 |
UNCH |
0.00% |
| Coppell Advisory Solutions LLC |
335 |
335 |
UNCH |
0.00% |
| 13F Filers Decreasing DIAX Share Count |
|---|
| Kestra Advisory Services LLC |
20,022 |
11,405 |
-8,617 |
-43.04% |
| D.A. Davidson & CO. |
119,526 |
73,573 |
-45,953 |
-38.45% |
| Ameriprise Financial Inc. |
168,142 |
126,414 |
-41,728 |
-24.82% |
| Comerica Bank |
10,382 |
8,143 |
-2,239 |
-21.57% |
| Raymond James & Associates |
135,060 |
106,607 |
-28,453 |
-21.07% |
| LPL Financial LLC |
159,957 |
130,087 |
-29,870 |
-18.67% |
| Advisor Group Holdings Inc. |
126,709 |
107,348 |
-19,361 |
-15.28% |
| Raymond James Financial Services Advisors Inc. |
813,830 |
706,016 |
-107,814 |
-13.25% |
| Dynamic Advisor Solutions LLC |
45,385 |
39,564 |
-5,821 |
-12.83% |
| Royal Bank of Canada |
175,852 |
154,359 |
-21,493 |
-12.22% |
| Integrated Wealth Concepts LLC |
94,888 |
84,660 |
-10,228 |
-10.78% |
| Institute for Wealth Management LLC. |
32,204 |
28,806 |
-3,398 |
-10.55% |
| GPS Wealth Strategies Group LLC |
3,212 |
2,926 |
-286 |
-8.90% |
| Private Advisor Group LLC |
110,672 |
103,184 |
-7,488 |
-6.77% |
| UBS Group AG |
815,489 |
772,792 |
-42,697 |
-5.24% |
| Hennion & Walsh Asset Management Inc. |
12,239 |
11,625 |
-614 |
-5.02% |
| Pinnacle Associates Ltd. |
20,205 |
19,417 |
-788 |
-3.90% |
| Guggenheim Capital LLC |
556,531 |
537,771 |
-18,760 |
-3.37% |
| Northwestern Mutual Wealth Management Co. |
32,526 |
31,479 |
-1,047 |
-3.22% |
| Raymond James Trust N.A. |
18,759 |
18,264 |
-495 |
-2.64% |
| NBC Securities Inc. |
25,472 |
24,843 |
-629 |
-2.47% |
| Dfpg Investments LLC |
28,625 |
28,091 |
-534 |
-1.87% |
| Invesco Ltd. |
555,808 |
548,191 |
-7,617 |
-1.37% |
| Wolverine Asset Management LLC |
268,509 |
265,423 |
-3,086 |
-1.15% |
| Kingsview Wealth Management LLC |
30,288 |
29,992 |
-296 |
-0.98% |
| Shulman DeMeo Asset Management LLC |
61,188 |
60,960 |
-228 |
-0.37% |
| Integrated Capital Management Inc. |
12,532 |
12,500 |
-32 |
-0.26% |
| 13F Filers Exiting DIAX |
|---|
| Register Financial Advisors LLC |
1,380 |
0 |
-1,380 |
-100.00% |
| Legacy Financial Group LLC |
1,296 |
0 |
-1,296 |
-100.00% |
| Eudaimonia Partners LLC |
14,897 |
0 |
-14,897 |
-100.00% |
| Princeton Global Asset Management LLC |
5,370 |
0 |
-5,370 |
-100.00% |
| 9258 Wealth Management LLC |
14,830 |
0 |
-14,830 |
-100.00% |
| FNY Investment Advisers LLC |
2,800 |
0 |
-2,800 |
-100.00% |
| Susquehanna International Group LLP |
10,581 |
0 |
-10,581 |
-100.00% |
| American National Bank |
941 |
0 |
-941 |
-100.00% |
| Fifth Third Bancorp |
6,359 |
0 |
-6,359 |
-100.00% |
| JPMorgan Chase & Co. |
9,934 |
0 |
-9,934 |
-100.00% |
See Summary: Institutional Holders of DIAX
See Details: Top 10 Hedge Funds Holding DIAX
Also See: DIAX Insider Buying
|
|
