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This page summarizes the DBA holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether DBA is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing DBA Share Count |
|---|
| Truist Financial Corp |
10,007 |
437,059 |
+427,052 |
+4267.53% |
| Citadel Advisors LLC |
727 |
7,564 |
+6,837 |
+940.44% |
| Tower Research Capital LLC TRC |
56 |
121 |
+65 |
+116.07% |
| Stifel Financial Corp |
47,538 |
99,002 |
+51,464 |
+108.26% |
| Belvedere Trading LLC |
10,000 |
19,545 |
+9,545 |
+95.45% |
| Foundations Investment Advisors LLC |
23,015 |
41,140 |
+18,125 |
+78.75% |
| Perigon Wealth Management LLC |
37,186 |
51,928 |
+14,742 |
+39.64% |
| Capital Wealth Alliance LLC |
131,085 |
178,663 |
+47,578 |
+36.30% |
| Jane Street Group LLC |
73,091 |
99,538 |
+26,447 |
+36.18% |
| Toroso Investments LLC |
28,455 |
37,277 |
+8,822 |
+31.00% |
| The Manufacturers Life Insurance Company |
73,073 |
95,598 |
+22,525 |
+30.83% |
| Savior LLC |
66,038 |
84,129 |
+18,091 |
+27.39% |
| MML Investors Services LLC |
121,458 |
151,029 |
+29,571 |
+24.35% |
| Insigneo Advisory Services LLC |
15,113 |
17,433 |
+2,320 |
+15.35% |
| 1832 Asset Management L.P. |
587,293 |
672,702 |
+85,409 |
+14.54% |
| Pekin Hardy Strauss Inc. |
20,995 |
23,865 |
+2,870 |
+13.67% |
| Moors & Cabot Inc. |
16,940 |
19,158 |
+2,218 |
+13.09% |
| IFP Advisors Inc |
2,790 |
3,099 |
+309 |
+11.08% |
| Adviser Investments LLC |
12,583 |
13,936 |
+1,353 |
+10.75% |
| National Bank of Canada FI |
25,682 |
28,195 |
+2,513 |
+9.79% |
| Larson Financial Group LLC |
1,162 |
1,273 |
+111 |
+9.55% |
| UBS Group AG |
119,116 |
130,235 |
+11,119 |
+9.33% |
| Passaic Partners LLC |
270,338 |
292,104 |
+21,766 |
+8.05% |
| AlphaMark Advisors LLC |
21,590 |
23,290 |
+1,700 |
+7.87% |
| Intellectus Partners LLC |
31,066 |
33,462 |
+2,396 |
+7.71% |
| Cetera Advisor Networks LLC |
13,062 |
14,049 |
+987 |
+7.56% |
| We Are One Seven LLC |
33,453 |
35,241 |
+1,788 |
+5.34% |
| Cetera Advisors LLC |
53,599 |
56,229 |
+2,630 |
+4.91% |
| Resurgent Financial Advisors LLC |
2,000 |
2,092 |
+92 |
+4.60% |
| Key Financial Inc |
1,708 |
1,786 |
+78 |
+4.57% |
| Daiwa Securities Group Inc. |
156,700 |
163,600 |
+6,900 |
+4.40% |
| Northwest Capital Management Inc |
497 |
518 |
+21 |
+4.23% |
| Avion Wealth |
143 |
149 |
+6 |
+4.20% |
| HighTower Advisors LLC |
509,739 |
528,030 |
+18,291 |
+3.59% |
| Steward Partners Investment Advisory LLC |
14,371 |
14,546 |
+175 |
+1.22% |
| ARS Investment Partners LLC |
23,841 |
24,039 |
+198 |
+0.83% |
| Kestra Advisory Services LLC |
44,531 |
44,868 |
+337 |
+0.76% |
| Global Retirement Partners LLC |
7,712 |
7,766 |
+54 |
+0.70% |
| Sage Capital Advisors llc |
11,507 |
11,577 |
+70 |
+0.61% |
| Flagship Harbor Advisors LLC |
35,826 |
35,926 |
+100 |
+0.28% |
| 13F Filers Reporting New Positions In DBA |
|---|
| Activest Wealth Management |
0 |
0 |
UNCH |
100% |
| Principal Securities Inc. |
0 |
40 |
+40 |
+100% |
| FMR LLC |
0 |
1 |
+1 |
+100% |
| Citizens Financial Group Inc RI |
0 |
134,682 |
+134,682 |
+100% |
| Wolverine Trading LLC |
0 |
17,698 |
+17,698 |
+100% |
| Itau Unibanco Holding S.A. |
0 |
80,200 |
+80,200 |
+100% |
| Cambria Investment Management L.P. |
0 |
459,792 |
+459,792 |
+100% |
| Pensionmark Financial Group LLC |
0 |
10,550 |
+10,550 |
+100% |
| Cetera Investment Advisers |
0 |
10,538 |
+10,538 |
+100% |
| AE Wealth Management LLC |
0 |
16,100 |
+16,100 |
+100% |
| Measured Wealth Private Client Group LLC |
0 |
14,501 |
+14,501 |
+100% |
| Clear Creek Financial Management LLC |
0 |
47,241 |
+47,241 |
+100% |
| Coppell Advisory Solutions LLC |
0 |
7,240 |
+7,240 |
+100% |
| Cape Investment Advisory Inc. |
0 |
950 |
+950 |
+100% |
| Impact Partnership Wealth LLC |
0 |
46 |
+46 |
+100% |
| Custom Index Systems LLC |
0 |
29,264 |
+29,264 |
+100% |
| Tyche Wealth Partners LLC |
0 |
13,681 |
+13,681 |
+100% |
| BKM Wealth Management LLC |
0 |
150 |
+150 |
+100% |
| Advantage Trust Co |
0 |
12,940 |
+12,940 |
+100% |
| Creekmur Asset Management LLC |
0 |
8,380 |
+8,380 |
+100% |
| Transcendent Capital Group LLC |
0 |
340 |
+340 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Fifth Third Bancorp |
12,800 |
12,800 |
UNCH |
0.00% |
| Huntington National Bank |
5,010 |
5,010 |
UNCH |
0.00% |
| Proequities Inc. |
240 |
240 |
UNCH |
0.00% |
| Duff & Phelps Investment Management Co. |
21,200 |
21,200 |
UNCH |
0.00% |
| NBC Securities Inc. |
500 |
500 |
UNCH |
0.00% |
| Harbour Investments Inc. |
133 |
133 |
UNCH |
0.00% |
| Clearstead Advisors LLC |
471 |
471 |
UNCH |
0.00% |
| Bank of Montreal Can |
5,424 |
5,424 |
UNCH |
0.00% |
| First National Bank Sioux Falls |
44,932 |
44,932 |
UNCH |
0.00% |
| Wade G W & Inc. |
22,935 |
22,935 |
UNCH |
0.00% |
| Thornburg Investment Management Inc. |
19,822 |
19,822 |
UNCH |
0.00% |
| Ancora Advisors LLC |
100 |
100 |
UNCH |
0.00% |
| Harbor Investment Advisory LLC |
3,033 |
3,033 |
UNCH |
0.00% |
| Asset Dedication LLC |
140 |
140 |
UNCH |
0.00% |
| Parallax Volatility Advisers L.P. |
51,921 |
51,921 |
UNCH |
0.00% |
| Picton Mahoney Asset Management |
3,990 |
3,990 |
UNCH |
0.00% |
| Gradient Investments LLC |
7 |
7 |
UNCH |
0.00% |
| Allworth Financial LP |
2,863 |
2,863 |
UNCH |
0.00% |
| Colonial Trust Advisors |
500 |
500 |
UNCH |
0.00% |
| Bogart Wealth LLC |
3,000 |
3,000 |
UNCH |
0.00% |
| Cresset Asset Management LLC |
16,957 |
16,957 |
UNCH |
0.00% |
| Weaver Consulting Group |
15,762 |
15,762 |
UNCH |
0.00% |
| Rosenberg Matthew Hamilton |
424 |
424 |
UNCH |
0.00% |
| OneAscent Wealth Management LLC |
10,527 |
10,527 |
UNCH |
0.00% |
| Amplius Wealth Advisors LLC |
10,840 |
10,840 |
UNCH |
0.00% |
| Oliver Lagore Vanvalin Investment Group |
1 |
1 |
UNCH |
0.00% |
| Sweet Financial Partners LLC |
15,000 |
15,000 |
UNCH |
0.00% |
| Armstrong Advisory Group Inc. |
1,350 |
1,350 |
UNCH |
0.00% |
| TD Waterhouse Canada Inc. |
546 |
546 |
UNCH |
0.00% |
| 13F Filers Decreasing DBA Share Count |
|---|
| Castleview Partners LLC |
20,594 |
192 |
-20,402 |
-99.07% |
| BNP Paribas Arbitrage SA |
2,962 |
200 |
-2,762 |
-93.25% |
| GWM Advisors LLC |
1,034 |
95 |
-939 |
-90.81% |
| Windmill Hill Asset Management Ltd |
834,900 |
142,205 |
-692,695 |
-82.97% |
| Westside Investment Management Inc. |
42,332 |
7,514 |
-34,818 |
-82.25% |
| Integrated Wealth Concepts LLC |
61,107 |
15,875 |
-45,232 |
-74.02% |
| BOS Asset Management LLC |
45,314 |
20,911 |
-24,403 |
-53.85% |
| Private Wealth Advisors LLC |
852,063 |
394,678 |
-457,385 |
-53.68% |
| Barclays PLC |
94 |
47 |
-47 |
-50.00% |
| Leavell Investment Management Inc. |
30,690 |
15,960 |
-14,730 |
-48.00% |
| IHT Wealth Management LLC |
78,706 |
45,742 |
-32,964 |
-41.88% |
| Qube Research & Technologies Ltd |
73,581 |
43,090 |
-30,491 |
-41.44% |
| Sandy Spring Bank |
2,675 |
1,575 |
-1,100 |
-41.12% |
| Oversea Chinese Banking CORP Ltd |
336,653 |
198,433 |
-138,220 |
-41.06% |
| Comerica Bank |
3,884 |
2,615 |
-1,269 |
-32.67% |
| Avantax Advisory Services Inc. |
30,368 |
20,644 |
-9,724 |
-32.02% |
| LPL Financial LLC |
457,779 |
317,949 |
-139,830 |
-30.55% |
| Invesco Ltd. |
648,100 |
478,900 |
-169,200 |
-26.11% |
| Highlander Capital Management LLC |
4,300 |
3,300 |
-1,000 |
-23.26% |
| Raymond James & Associates |
30,019 |
24,142 |
-5,877 |
-19.58% |
| AdvisorNet Financial Inc |
8,179 |
6,709 |
-1,470 |
-17.97% |
| Mid American Wealth Advisory Group Inc. |
12,944 |
10,749 |
-2,195 |
-16.96% |
| Equitable Holdings Inc. |
73,696 |
61,267 |
-12,429 |
-16.87% |
| CWM LLC |
6,690 |
5,620 |
-1,070 |
-15.99% |
| Spire Wealth Management |
56,205 |
47,653 |
-8,552 |
-15.22% |
| The PNC Financial Services Group Inc. |
21,104 |
18,031 |
-3,073 |
-14.56% |
| Raymond James Financial Services Advisors Inc. |
70,240 |
60,363 |
-9,877 |
-14.06% |
| Solstein Capital LLC |
3,187 |
2,809 |
-378 |
-11.86% |
| Apollon Wealth Management LLC |
36,269 |
32,016 |
-4,253 |
-11.73% |
| Sowa Financial Group Inc. |
87,538 |
77,311 |
-10,227 |
-11.68% |
| PFG Investments LLC |
19,652 |
17,369 |
-2,283 |
-11.62% |
| Morgan Stanley |
1,205,283 |
1,083,821 |
-121,462 |
-10.08% |
| Ameriprise Financial Inc. |
381,452 |
344,122 |
-37,330 |
-9.79% |
| Wells Fargo & Company MN |
887,795 |
802,916 |
-84,879 |
-9.56% |
| Atria Wealth Solutions Inc. |
23,693 |
21,503 |
-2,190 |
-9.24% |
| Advisor Group Holdings Inc. |
230,064 |
209,533 |
-20,531 |
-8.92% |
| LexAurum Advisors LLC |
13,500 |
12,750 |
-750 |
-5.56% |
| Advisory Services Network LLC |
237,657 |
225,279 |
-12,378 |
-5.21% |
| Bank of America Corp DE |
865,630 |
824,988 |
-40,642 |
-4.70% |
| Cambridge Investment Research Advisors Inc. |
61,839 |
59,130 |
-2,709 |
-4.38% |
| Prospera Financial Services Inc |
63,890 |
61,280 |
-2,610 |
-4.09% |
| Royal Bank of Canada |
144,329 |
138,503 |
-5,826 |
-4.04% |
| Susquehanna International Group LLP |
234,055 |
224,782 |
-9,273 |
-3.96% |
| Plan Group Financial LLC |
42,619 |
41,021 |
-1,598 |
-3.75% |
| Knights of Columbus Asset Advisors LLC |
5,230 |
5,075 |
-155 |
-2.96% |
| JPMorgan Chase & Co. |
690,513 |
674,070 |
-16,443 |
-2.38% |
| Envestnet Asset Management Inc. |
140,773 |
138,145 |
-2,628 |
-1.87% |
| Geneos Wealth Management Inc. |
17,667 |
17,439 |
-228 |
-1.29% |
| National Asset Management Inc. |
43,306 |
43,028 |
-278 |
-0.64% |
| Scotia Capital Inc. |
45,131 |
44,907 |
-224 |
-0.50% |
| Rockefeller Capital Management L.P. |
371,755 |
370,063 |
-1,692 |
-0.46% |
| Financial Advocates Investment Management |
53,203 |
52,977 |
-226 |
-0.42% |
| Commonwealth Equity Services LLC |
94,877 |
94,480 |
-397 |
-0.42% |
| Janney Montgomery Scott LLC |
11,836 |
11,820 |
-16 |
-0.14% |
| Park Edge Advisors LLC |
124,590 |
124,517 |
-73 |
-0.06% |
| 13F Filers Exiting DBA |
|---|
| WCG Wealth Advisors LLC |
24,000 |
0 |
-24,000 |
-100.00% |
| TCG Advisory Services LLC |
43,126 |
0 |
-43,126 |
-100.00% |
| Legacy Financial Group LLC |
573 |
0 |
-573 |
-100.00% |
| Eudaimonia Partners LLC |
9,360 |
0 |
-9,360 |
-100.00% |
| EPG Wealth Management LLC |
5,822 |
0 |
-5,822 |
-100.00% |
| Cary Street Partners Investment Advisory LLC |
10 |
0 |
-10 |
-100.00% |
| Lake Street Advisors Group LLC |
87,156 |
0 |
-87,156 |
-100.00% |
| Omnia Family Wealth LLC |
204,117 |
0 |
-204,117 |
-100.00% |
| Proficio Capital Partners LLC |
51,580 |
0 |
-51,580 |
-100.00% |
| Genesee Capital Advisors LLC |
105,719 |
0 |
-105,719 |
-100.00% |
| GFG Capital LLC |
10,705 |
0 |
-10,705 |
-100.00% |
| Stonebridge Capital Advisors LLC |
1,800 |
0 |
-1,800 |
-100.00% |
| Creative Planning |
9,085 |
0 |
-9,085 |
-100.00% |
| Barometer Capital Management Inc. |
39,200 |
0 |
-39,200 |
-100.00% |
| Flow Traders U.S. LLC |
135,661 |
0 |
-135,661 |
-100.00% |
| OLD Mission Capital LLC |
45,561 |
0 |
-45,561 |
-100.00% |
| GTS Securities LLC |
63,238 |
0 |
-63,238 |
-100.00% |
| Sigma Planning Corp |
43,392 |
0 |
-43,392 |
-100.00% |
| Walleye Trading LLC |
9,762 |
0 |
-9,762 |
-100.00% |
| Prelude Capital Management LLC |
15,000 |
0 |
-15,000 |
-100.00% |
| Private Trust Co. NA |
1,951 |
0 |
-1,951 |
-100.00% |
| Lazard Asset Management LLC |
99,857 |
0 |
-99,857 |
-100.00% |
| Group One Trading L.P. |
59,092 |
0 |
-59,092 |
-100.00% |
| Centaurus Financial Inc. |
49,381 |
0 |
-49,381 |
-100.00% |
| Goldman Sachs Group Inc. |
156,042 |
0 |
-156,042 |
-100.00% |
| Citigroup Inc. |
7,952 |
0 |
-7,952 |
-100.00% |
See Summary: Institutional Holders of DBA
See Details: Top 10 Hedge Funds Holding DBA
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