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This page summarizes the CXE holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether CXE is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing CXE Share Count |
|---|
| Landscape Capital Management L.L.C. |
12,033 |
41,784 |
+29,751 |
+247.25% |
| Almitas Capital LLC |
346,618 |
745,919 |
+399,301 |
+115.20% |
| Hennion & Walsh Asset Management Inc. |
296,410 |
592,206 |
+295,796 |
+99.79% |
| Truist Financial Corp |
104,959 |
145,217 |
+40,258 |
+38.36% |
| Cambridge Investment Research Advisors Inc. |
103,010 |
135,450 |
+32,440 |
+31.49% |
| Bessemer Group Inc. |
447 |
564 |
+117 |
+26.17% |
| HighTower Advisors LLC |
18,409 |
21,978 |
+3,569 |
+19.39% |
| Saba Capital Management L.P. |
1,819,187 |
2,101,951 |
+282,764 |
+15.54% |
| Logan Stone Capital LLC |
423,836 |
488,388 |
+64,552 |
+15.23% |
| Van ECK Associates Corp |
208,966 |
238,902 |
+29,936 |
+14.33% |
| Raymond James & Associates |
102,104 |
113,333 |
+11,229 |
+11.00% |
| Sit Investment Associates Inc. |
229,734 |
246,964 |
+17,230 |
+7.50% |
| UBS Group AG |
704,757 |
739,826 |
+35,069 |
+4.98% |
| Drive Wealth Management LLC |
41,112 |
42,062 |
+950 |
+2.31% |
| Bank of America Corp DE |
1,134,006 |
1,146,306 |
+12,300 |
+1.08% |
| Melfa Wealth Management LLC |
132,353 |
132,616 |
+263 |
+0.20% |
| Wells Fargo & Company MN |
56,913 |
56,929 |
+16 |
+0.03% |
| 13F Filers Reporting New Positions In CXE |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Blue Bell Private Wealth Management LLC |
0 |
31,712 |
+31,712 |
+100% |
| Mariner LLC |
0 |
14,084 |
+14,084 |
+100% |
| Envestnet Asset Management Inc. |
0 |
44,796 |
+44,796 |
+100% |
| Susquehanna International Group LLP |
0 |
13,930 |
+13,930 |
+100% |
| Advisory Services Network LLC |
0 |
1,429 |
+1,429 |
+100% |
| XTX Topco Ltd |
0 |
12,357 |
+12,357 |
+100% |
| Kestra Advisory Services LLC |
0 |
990 |
+990 |
+100% |
| Park Place Capital Corp |
0 |
10,262 |
+10,262 |
+100% |
| Novak & Powell Financial Services Inc. |
0 |
33,841 |
+33,841 |
+100% |
| Pathstone Holdings LLC |
0 |
364,264 |
+364,264 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Stifel Financial Corp |
17,118 |
17,118 |
UNCH |
0.00% |
| Royal Bank of Canada |
38,853 |
38,853 |
UNCH |
0.00% |
| City of London Investment Management Co. Ltd. |
236,556 |
236,556 |
UNCH |
0.00% |
| Horizon Kinetics Asset Management LLC |
61,297 |
61,297 |
UNCH |
0.00% |
| Raymond James Trust N.A. |
11,020 |
11,020 |
UNCH |
0.00% |
| Webster Bank N. A. |
2,288 |
2,288 |
UNCH |
0.00% |
| Capital Investment Advisors LLC |
64,000 |
64,000 |
UNCH |
0.00% |
| Sheaff Brock Investment Advisors LLC |
13,000 |
13,000 |
UNCH |
0.00% |
| Mascoma Wealth Management LLC |
2,517 |
2,517 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
3,723 |
3,723 |
UNCH |
0.00% |
| Townsquare Capital LLC |
20,212 |
20,212 |
UNCH |
0.00% |
| Spire Wealth Management |
6,623 |
6,623 |
UNCH |
0.00% |
| 13F Filers Decreasing CXE Share Count |
|---|
| Morgan Stanley |
668,332 |
314,950 |
-353,382 |
-52.88% |
| Parkside Financial Bank & Trust |
418 |
200 |
-218 |
-52.15% |
| Cetera Advisors LLC |
18,042 |
10,043 |
-7,999 |
-44.34% |
| Commonwealth Equity Services LLC |
737,335 |
688,091 |
-49,244 |
-6.68% |
| Rivernorth Capital Management LLC |
1,009,600 |
957,100 |
-52,500 |
-5.20% |
| LPL Financial LLC |
36,061 |
34,561 |
-1,500 |
-4.16% |
| Comerica Bank |
4,080 |
4,000 |
-80 |
-1.96% |
| Advisor Group Holdings Inc. |
115,292 |
114,292 |
-1,000 |
-0.87% |
| Captrust Financial Advisors |
104,181 |
104,117 |
-64 |
-0.06% |
| 13F Filers Exiting CXE |
|---|
| Atlas Wealth LLC |
51,628 |
0 |
-51,628 |
-100.00% |
| Sound View Wealth Advisors Group LLC |
15,000 |
0 |
-15,000 |
-100.00% |
| Integrated Wealth Concepts LLC |
10,613 |
0 |
-10,613 |
-100.00% |
| GWM Advisors LLC |
11,300 |
0 |
-11,300 |
-100.00% |
| Citadel Advisors LLC |
81,265 |
0 |
-81,265 |
-100.00% |
| Wolverine Asset Management LLC |
8,396 |
0 |
-8,396 |
-100.00% |
See Summary: Institutional Holders of CXE
See Details: Top 10 Hedge Funds Holding CXE
Also See: CXE Insider Buying
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