 |
|
|
This page summarizes the CBM holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether CBM is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing CBM Share Count |
|---|
| JPMorgan Chase & Co. |
12,223 |
653,948 |
+641,725 |
+5250.14% |
| Citigroup Inc. |
15,819 |
342,876 |
+327,057 |
+2067.49% |
| Public Employees Retirement System of Ohio |
1,088 |
19,088 |
+18,000 |
+1654.41% |
| UBS Group AG |
12,180 |
211,768 |
+199,588 |
+1638.65% |
| Credit Suisse AG |
29,773 |
130,265 |
+100,492 |
+337.53% |
| Victory Capital Management Inc. |
2,427 |
10,394 |
+7,967 |
+328.27% |
| AQR Capital Management LLC |
13,994 |
38,664 |
+24,670 |
+176.29% |
| Deutsche Bank AG |
106,550 |
293,545 |
+186,995 |
+175.50% |
| Renaissance Technologies LLC |
66,700 |
176,200 |
+109,500 |
+164.17% |
| State of Alaska Department of Revenue |
11,453 |
25,879 |
+14,426 |
+125.96% |
| Barclays PLC |
39,011 |
82,442 |
+43,431 |
+111.33% |
| Susquehanna International Group LLP |
47,007 |
97,675 |
+50,668 |
+107.79% |
| Quantamental Technologies LLC |
2,131 |
4,034 |
+1,903 |
+89.30% |
| UBS Asset Management Americas Inc. |
21,521 |
35,214 |
+13,693 |
+63.63% |
| BNP Paribas Arbitrage SA |
6,006 |
9,226 |
+3,220 |
+53.61% |
| Russell Investments Group Ltd. |
59,458 |
85,303 |
+25,845 |
+43.47% |
| California Public Employees Retirement System |
53,509 |
69,936 |
+16,427 |
+30.70% |
| WINTON GROUP Ltd |
9,330 |
12,037 |
+2,707 |
+29.01% |
| Bridge City Capital LLC |
51,711 |
66,079 |
+14,368 |
+27.79% |
| State of Tennessee Treasury Department |
19,304 |
24,528 |
+5,224 |
+27.06% |
| Aperio Group LLC |
9,734 |
11,946 |
+2,212 |
+22.72% |
| Janus Henderson Group PLC |
16,026 |
19,218 |
+3,192 |
+19.92% |
| Group One Trading L.P. |
3,156 |
3,731 |
+575 |
+18.22% |
| Public Sector Pension Investment Board |
74,294 |
85,526 |
+11,232 |
+15.12% |
| Parametric Portfolio Associates LLC |
84,858 |
91,279 |
+6,421 |
+7.57% |
| GW&K Investment Management LLC |
425,859 |
455,763 |
+29,904 |
+7.02% |
| Geode Capital Management LLC |
417,411 |
438,674 |
+21,263 |
+5.09% |
| Sheets Smith Wealth Management |
5,184 |
5,436 |
+252 |
+4.86% |
| Vanguard Group Inc. |
3,504,246 |
3,666,899 |
+162,653 |
+4.64% |
| ProShare Advisors LLC |
4,520 |
4,690 |
+170 |
+3.76% |
| Bank of Montreal Can |
5,355 |
5,550 |
+195 |
+3.64% |
| Charles Schwab Investment Management Inc. |
257,312 |
266,114 |
+8,802 |
+3.42% |
| State Street Corp |
1,005,584 |
1,030,076 |
+24,492 |
+2.44% |
| Rhumbline Advisers |
104,924 |
107,126 |
+2,202 |
+2.10% |
| Mason Street Advisors LLC |
11,234 |
11,439 |
+205 |
+1.82% |
| Legal & General Group Plc |
88,149 |
89,596 |
+1,447 |
+1.64% |
| Oregon Public Employees Retirement Fund |
13,197 |
13,397 |
+200 |
+1.52% |
| Thrivent Financial for Lutherans |
26,367 |
26,766 |
+399 |
+1.51% |
| Swiss National Bank |
62,500 |
63,300 |
+800 |
+1.28% |
| California State Teachers Retirement System |
51,892 |
52,519 |
+627 |
+1.21% |
| BlackRock Inc. |
5,001,164 |
5,057,633 |
+56,469 |
+1.13% |
| Municipal Employees Retirement System of Michigan |
10,050 |
10,140 |
+90 |
+0.90% |
| Texas Permanent School Fund |
22,841 |
22,929 |
+88 |
+0.39% |
| Chatham Capital Group Inc. |
16,962 |
17,022 |
+60 |
+0.35% |
| 13F Filers Reporting New Positions In CBM |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Bessemer Group Inc. |
0 |
0 |
UNCH |
100% |
| Brown Brothers Harriman & Co. |
0 |
181 |
+181 |
+100% |
| Gamco Investors INC. ET AL |
0 |
11,053 |
+11,053 |
+100% |
| Strs Ohio |
0 |
17,600 |
+17,600 |
+100% |
| Quest Capital Management Inc. ADV |
0 |
320 |
+320 |
+100% |
| Hsbc Holdings PLC |
0 |
3,510 |
+3,510 |
+100% |
| Caisse DE Depot ET Placement DU Quebec |
0 |
53,000 |
+53,000 |
+100% |
| Acadian Asset Management LLC |
0 |
20,359 |
+20,359 |
+100% |
| GABELLI & Co INVESTMENT ADVISERS INC. |
0 |
155,619 |
+155,619 |
+100% |
| Gardner Lewis Asset Management L P |
0 |
58,795 |
+58,795 |
+100% |
| P Schoenfeld Asset Management LP |
0 |
338,830 |
+338,830 |
+100% |
| Glazer Capital LLC |
0 |
445,596 |
+445,596 |
+100% |
| Gabelli Funds LLC |
0 |
242,990 |
+242,990 |
+100% |
| Paloma Partners Management Co |
0 |
36,269 |
+36,269 |
+100% |
| Dupont Capital Management Corp |
0 |
57,400 |
+57,400 |
+100% |
| Profund Advisors LLC |
0 |
3,991 |
+3,991 |
+100% |
| S. Muoio & CO. LLC |
0 |
50,000 |
+50,000 |
+100% |
| Harvest Management LLC |
0 |
33,700 |
+33,700 |
+100% |
| CNH Partners LLC |
0 |
511,475 |
+511,475 |
+100% |
| Balyasny Asset Management LLC |
0 |
7,581 |
+7,581 |
+100% |
| Millennium Management LLC |
0 |
91,762 |
+91,762 |
+100% |
| Wolverine Asset Management LLC |
0 |
6,732 |
+6,732 |
+100% |
| Yorktown Management & Research Co Inc |
0 |
4,200 |
+4,200 |
+100% |
| Polar Asset Management Partners Inc. |
0 |
100,000 |
+100,000 |
+100% |
| Prelude Capital Management LLC |
0 |
72,426 |
+72,426 |
+100% |
| Weiss Multi Strategy Advisers LLC |
0 |
52,554 |
+52,554 |
+100% |
| Alpine Associates Management Inc. |
0 |
987,300 |
+987,300 |
+100% |
| IndexIQ Advisors LLC |
0 |
75,142 |
+75,142 |
+100% |
| Pentwater Capital Management LP |
0 |
33,000 |
+33,000 |
+100% |
| Capstone Investment Advisors LLC |
0 |
86,826 |
+86,826 |
+100% |
| GAM Holding AG |
0 |
28,100 |
+28,100 |
+100% |
| Alyeska Investment Group L.P. |
0 |
28,600 |
+28,600 |
+100% |
| K2 Principal Fund L.P. |
0 |
29,300 |
+29,300 |
+100% |
| Highland Capital Management Fund Advisors L.P. |
0 |
29,500 |
+29,500 |
+100% |
| HRT Financial LP |
0 |
3,647 |
+3,647 |
+100% |
| Tokio Marine Asset Management Co. Ltd. |
0 |
29,800 |
+29,800 |
+100% |
| Allianz Asset Management GmbH |
0 |
87,388 |
+87,388 |
+100% |
| Candriam Luxembourg S.C.A. |
0 |
147,659 |
+147,659 |
+100% |
| Burren Capital Advisors Ltd |
0 |
39,500 |
+39,500 |
+100% |
| Assenagon Asset Management S.A. |
0 |
12,909 |
+12,909 |
+100% |
| Voloridge Investment Management LLC |
0 |
26,008 |
+26,008 |
+100% |
| DLD Asset Management LP |
0 |
120,000 |
+120,000 |
+100% |
| Jane Street Group LLC |
0 |
3,571 |
+3,571 |
+100% |
| Vivaldi Asset Management LLC |
0 |
229,380 |
+229,380 |
+100% |
| Bayesian Capital Management LP |
0 |
9,826 |
+9,826 |
+100% |
| IFP Advisors Inc |
0 |
0 |
UNCH |
100% |
| Sand Grove Capital Management LLP |
0 |
460,075 |
+460,075 |
+100% |
| Exane Asset Management |
0 |
65,127 |
+65,127 |
+100% |
| Wealthspire Advisors L.P. |
0 |
3,591 |
+3,591 |
+100% |
|
0 |
6,537 |
+6,537 |
+100% |
| Vivaldi Capital Management LLC |
0 |
3,829 |
+3,829 |
+100% |
| Beryl Capital Management LLC |
0 |
81,082 |
+81,082 |
+100% |
| FNY Investment Advisers LLC |
0 |
1 |
+1 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Fiduciary Trust Co. |
5,000 |
5,000 |
UNCH |
0.00% |
| Teachers Retirement System of The State of Kentucky |
10,084 |
10,084 |
UNCH |
0.00% |
| Metropolitan Life Insurance Co NY |
11,100 |
11,100 |
UNCH |
0.00% |
| Blair William & Co. IL |
16,397 |
16,397 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
20,788 |
20,788 |
UNCH |
0.00% |
| Commerce Bank |
8,955 |
8,955 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
2,752 |
2,752 |
UNCH |
0.00% |
| Everence Capital Management Inc. |
5,105 |
5,105 |
UNCH |
0.00% |
| Earnest Partners LLC |
1,700 |
1,700 |
UNCH |
0.00% |
| RBF Capital LLC |
10,000 |
10,000 |
UNCH |
0.00% |
| Weber Alan W |
43,447 |
43,447 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
1,903 |
1,903 |
UNCH |
0.00% |
| Hall Laurie J Trustee |
191 |
191 |
UNCH |
0.00% |
| KBC Group NV |
20,443 |
20,443 |
UNCH |
0.00% |
| Parkside Financial Bank & Trust |
43 |
43 |
UNCH |
0.00% |
| LS Investment Advisors LLC |
1,083 |
1,083 |
UNCH |
0.00% |
| NJ State Employees Deferred Compensation Plan |
12,000 |
12,000 |
UNCH |
0.00% |
| QS Investors LLC |
2,950 |
2,950 |
UNCH |
0.00% |
| MetLife Investment Management LLC |
15,180 |
15,180 |
UNCH |
0.00% |
| South Dakota Investment Council |
6,900 |
6,900 |
UNCH |
0.00% |
| Allworth Financial LP |
4 |
4 |
UNCH |
0.00% |
| Carroll Financial Associates Inc. |
200 |
200 |
UNCH |
0.00% |
| Advisory Services Network LLC |
525 |
525 |
UNCH |
0.00% |
| TCI Wealth Advisors Inc. |
21 |
21 |
UNCH |
0.00% |
| Tarbox Family Office Inc. |
22 |
22 |
UNCH |
0.00% |
| Gemmer Asset Management LLC |
143 |
143 |
UNCH |
0.00% |
| Quadrant Capital Group LLC |
670 |
670 |
UNCH |
0.00% |
| Zions Bancorporation N.A. |
32 |
32 |
UNCH |
0.00% |
| Flagship Harbor Advisors LLC |
876 |
876 |
UNCH |
0.00% |
| Harvest Group Wealth Management LLC |
123 |
123 |
UNCH |
0.00% |
| Patriot Financial Group Insurance Agency LLC |
200 |
200 |
UNCH |
0.00% |
| Versant Capital Management Inc |
347 |
347 |
UNCH |
0.00% |
| Financial Gravity Asset Management Inc. |
32 |
32 |
UNCH |
0.00% |
| Magnus Financial Group LLC |
4,597 |
4,597 |
UNCH |
0.00% |
| C J Advisory Inc. |
180 |
180 |
UNCH |
0.00% |
| 13F Filers Decreasing CBM Share Count |
|---|
| Glenmede Trust Co. NA |
636,622 |
804 |
-635,818 |
-99.87% |
| CWM LLC |
69,695 |
276 |
-69,419 |
-99.60% |
| FMR LLC |
599,600 |
5,900 |
-593,700 |
-99.02% |
| Public Employees Retirement Association of Colorado |
445,305 |
6,341 |
-438,964 |
-98.58% |
| Tower Research Capital LLC TRC |
2,188 |
84 |
-2,104 |
-96.16% |
| Stifel Financial Corp |
112,083 |
11,718 |
-100,365 |
-89.55% |
|
947 |
104 |
-843 |
-89.02% |
| Guggenheim Capital LLC |
126,513 |
14,090 |
-112,423 |
-88.86% |
|
3,968 |
449 |
-3,519 |
-88.68% |
| Trillium Asset Management LLC |
107,825 |
12,253 |
-95,572 |
-88.64% |
| Envestnet Asset Management Inc. |
38,393 |
6,854 |
-31,539 |
-82.15% |
| Royal Bank of Canada |
4,079 |
817 |
-3,262 |
-79.97% |
| The PNC Financial Services Group Inc. |
8,644 |
2,395 |
-6,249 |
-72.29% |
| Granite Investment Partners LLC |
454,258 |
133,920 |
-320,338 |
-70.52% |
| Bank of America Corp DE |
236,210 |
71,476 |
-164,734 |
-69.74% |
| First Horizon Advisors Inc. |
913 |
286 |
-627 |
-68.67% |
| D. E. Shaw & Co. Inc. |
100,115 |
34,720 |
-65,395 |
-65.32% |
| Lazard Asset Management LLC |
741,759 |
264,345 |
-477,414 |
-64.36% |
| US Bancorp DE |
19,046 |
6,856 |
-12,190 |
-64.00% |
| Summit Creek Advisors LLC |
227,651 |
85,889 |
-141,762 |
-62.27% |
| IMA Wealth Inc. |
7,351 |
2,928 |
-4,423 |
-60.17% |
| Hilton Capital Management LLC |
2,546 |
1,073 |
-1,473 |
-57.86% |
| Voya Investment Management LLC |
30,328 |
13,442 |
-16,886 |
-55.68% |
| Loomis Sayles & Co. L P |
389,650 |
187,299 |
-202,351 |
-51.93% |
| Tocqueville Asset Management L.P. |
13,066 |
6,566 |
-6,500 |
-49.75% |
| Natixis Advisors L.P. |
36,036 |
18,159 |
-17,877 |
-49.61% |
| Wells Fargo & Company MN |
139,508 |
73,221 |
-66,287 |
-47.51% |
| First Trust Advisors LP |
49,696 |
27,652 |
-22,044 |
-44.36% |
| New York State Common Retirement Fund |
63,828 |
36,400 |
-27,428 |
-42.97% |
| Federated Hermes Inc. |
402,124 |
252,906 |
-149,218 |
-37.11% |
| Confluence Investment Management LLC |
110,952 |
70,366 |
-40,586 |
-36.58% |
| Nisa Investment Advisors LLC |
11,979 |
7,610 |
-4,369 |
-36.47% |
|
6,106 |
3,901 |
-2,205 |
-36.11% |
| Baldwin Investment Management LLC |
5,900 |
3,900 |
-2,000 |
-33.90% |
| Kennedy Capital Management Inc. |
131,022 |
95,644 |
-35,378 |
-27.00% |
| Ameriprise Financial Inc. |
238,020 |
179,139 |
-58,881 |
-24.74% |
| Goldman Sachs Group Inc. |
814,705 |
616,584 |
-198,121 |
-24.32% |
| Arizona State Retirement System |
52,208 |
39,564 |
-12,644 |
-24.22% |
| Nuveen Asset Management LLC |
180,545 |
141,504 |
-39,041 |
-21.62% |
| Morgan Stanley |
164,300 |
128,855 |
-35,445 |
-21.57% |
| American Capital Management Inc. |
796,906 |
644,167 |
-152,739 |
-19.17% |
| Panagora Asset Management Inc. |
4,894 |
4,134 |
-760 |
-15.53% |
| Bank of New York Mellon Corp |
1,200,767 |
1,018,214 |
-182,553 |
-15.20% |
| Raymond James & Associates |
4,467 |
3,795 |
-672 |
-15.04% |
| Assetmark Inc. |
697 |
595 |
-102 |
-14.63% |
| Alliancebernstein L.P. |
63,940 |
56,290 |
-7,650 |
-11.96% |
| Northern Trust Corp |
638,239 |
577,248 |
-60,991 |
-9.56% |
| Invesco Ltd. |
621,072 |
563,965 |
-57,107 |
-9.19% |
| Marshall Wace LLP |
38,123 |
34,907 |
-3,216 |
-8.44% |
| Pillar Pacific Capital Management LLC |
6,955 |
6,500 |
-455 |
-6.54% |
| Dimensional Fund Advisors LP |
1,491,426 |
1,396,389 |
-95,037 |
-6.37% |
| SG Americas Securities LLC |
42,004 |
39,483 |
-2,521 |
-6.00% |
| Prudential Financial Inc. |
57,839 |
54,368 |
-3,471 |
-6.00% |
| Rockefeller Capital Management L.P. |
270 |
254 |
-16 |
-5.93% |
| Comerica Bank |
33,825 |
31,823 |
-2,002 |
-5.92% |
| Mackenzie Financial Corp |
1,674,275 |
1,592,483 |
-81,792 |
-4.89% |
| Pinebridge Investments L.P. |
31,811 |
30,283 |
-1,528 |
-4.80% |
| Ranger Investment Management L.P. |
449,666 |
433,196 |
-16,470 |
-3.66% |
| Thompson Investment Management Inc. |
13,575 |
13,150 |
-425 |
-3.13% |
| Clearbridge Investments LLC |
1,327,939 |
1,300,917 |
-27,022 |
-2.03% |
| The Manufacturers Life Insurance Company |
21,101 |
20,679 |
-422 |
-2.00% |
| Amalgamated Bank |
5,761 |
5,651 |
-110 |
-1.91% |
| Price T Rowe Associates Inc. MD |
642,151 |
634,286 |
-7,865 |
-1.22% |
| American International Group Inc. |
25,263 |
24,987 |
-276 |
-1.09% |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS |
11,527 |
11,426 |
-101 |
-0.88% |
| Oppenheimer Asset Management Inc. |
969 |
961 |
-8 |
-0.83% |
| Principal Financial Group Inc. |
288,608 |
286,216 |
-2,392 |
-0.83% |
| Louisiana State Employees Retirement System |
12,500 |
12,400 |
-100 |
-0.80% |
| Mutual of America Capital Management LLC |
63,863 |
63,556 |
-307 |
-0.48% |
| New York State Teachers Retirement System |
90,035 |
89,835 |
-200 |
-0.22% |
| 13F Filers Exiting CBM |
|---|
| Liberty Wealth Management LLC |
109 |
0 |
-109 |
-100.00% |
| PEAK6 Investments LLC |
6,713 |
0 |
-6,713 |
-100.00% |
| Private Capital Group LLC |
1,337 |
0 |
-1,337 |
-100.00% |
| Front Row Advisors LLC |
20,445 |
0 |
-20,445 |
-100.00% |
| Valeo Financial Advisors LLC |
18 |
0 |
-18 |
-100.00% |
| Carillon Tower Advisers Inc. |
85,930 |
0 |
-85,930 |
-100.00% |
|
7,072 |
0 |
-7,072 |
-100.00% |
|
3,328 |
0 |
-3,328 |
-100.00% |
|
5,824 |
0 |
-5,824 |
-100.00% |
|
4,576 |
0 |
-4,576 |
-100.00% |
| William Blair Investment Management LLC |
2,639,861 |
0 |
-2,639,861 |
-100.00% |
| Glassman Wealth Services |
6 |
0 |
-6 |
-100.00% |
| Man Group plc |
14,408 |
0 |
-14,408 |
-100.00% |
| Mark Sheptoff Financial Planning LLC |
3,400 |
0 |
-3,400 |
-100.00% |
| Global Alpha Capital Management Ltd. |
357,739 |
0 |
-357,739 |
-100.00% |
|
5,236 |
0 |
-5,236 |
-100.00% |
| Simplex Trading LLC |
4,693 |
0 |
-4,693 |
-100.00% |
|
30,393 |
0 |
-30,393 |
-100.00% |
| Two Sigma Advisers LP |
7,100 |
0 |
-7,100 |
-100.00% |
| Tributary Capital Management LLC |
358,851 |
0 |
-358,851 |
-100.00% |
| Citadel Advisors LLC |
29,260 |
0 |
-29,260 |
-100.00% |
| Employees Retirement System of Texas |
25,000 |
0 |
-25,000 |
-100.00% |
| Walleye Trading LLC |
893 |
0 |
-893 |
-100.00% |
| Polaris Capital Management LLC |
21,397 |
0 |
-21,397 |
-100.00% |
| Regions Financial Corp |
5,392 |
0 |
-5,392 |
-100.00% |
| Nordea Investment Management AB |
68,646 |
0 |
-68,646 |
-100.00% |
| Two Sigma Investments LP |
20,858 |
0 |
-20,858 |
-100.00% |
| Leuthold Group LLC |
9,211 |
0 |
-9,211 |
-100.00% |
| Scout Investments Inc. |
141,929 |
0 |
-141,929 |
-100.00% |
| Northwestern Mutual Wealth Management Co. |
63 |
0 |
-63 |
-100.00% |
|
12,495 |
0 |
-12,495 |
-100.00% |
| Formula Growth Ltd. |
19,727 |
0 |
-19,727 |
-100.00% |
| Palouse Capital Management Inc. |
4,826 |
0 |
-4,826 |
-100.00% |
| Waddell & Reed Financial Inc. |
148,375 |
0 |
-148,375 |
-100.00% |
| LSV Asset Management |
15,600 |
0 |
-15,600 |
-100.00% |
| Great West Life Assurance Co. Can |
44,807 |
0 |
-44,807 |
-100.00% |
| United Services Automobile Association |
12,479 |
0 |
-12,479 |
-100.00% |
| First Quadrant L P CA |
29,285 |
0 |
-29,285 |
-100.00% |
| Ontario Teachers Pension Plan Board |
70,521 |
0 |
-70,521 |
-100.00% |
| Royce & Associates LP |
313,776 |
0 |
-313,776 |
-100.00% |
| Kornitzer Capital Management Inc. KS |
106,910 |
0 |
-106,910 |
-100.00% |
| Campbell Newman Asset Management Inc. |
15,494 |
0 |
-15,494 |
-100.00% |
| Cambiar Investors LLC |
56,750 |
0 |
-56,750 |
-100.00% |
| Peregrine Capital Management LLC |
198,498 |
0 |
-198,498 |
-100.00% |
| American Century Companies Inc. |
10,279 |
0 |
-10,279 |
-100.00% |
| Lord Abbett & CO. LLC |
366,864 |
0 |
-366,864 |
-100.00% |
| Pitcairn Co. |
5,214 |
0 |
-5,214 |
-100.00% |
| Franklin Resources Inc. |
1,155,112 |
0 |
-1,155,112 |
-100.00% |
| First National Bank of Omaha |
50,733 |
0 |
-50,733 |
-100.00% |
See Summary: Institutional Holders of CBM
See Details: Top 10 Hedge Funds Holding CBM
Also See: CBM Insider Buying
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