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This page summarizes the CARB holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether CARB is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2019
Share Count | 9/30/2019
Share Count | Change | % Change |
|---|
| 13F Filers Increasing CARB Share Count |
|---|
| Credit Suisse AG |
29,468 |
579,706 |
+550,238 |
+1867.24% |
| D. E. Shaw & Co. Inc. |
8,793 |
80,892 |
+72,099 |
+819.96% |
| Simplex Trading LLC |
2,384 |
10,858 |
+8,474 |
+355.45% |
| UBS Group AG |
7,875 |
29,580 |
+21,705 |
+275.62% |
| JPMorgan Chase & Co. |
14,601 |
51,098 |
+36,497 |
+249.96% |
| Smith Graham & Co. Investment Advisors LP |
217,808 |
568,406 |
+350,598 |
+160.97% |
| BNP Paribas Arbitrage SA |
14,600 |
35,257 |
+20,657 |
+141.49% |
| Maverick Capital Ltd. |
198,990 |
419,150 |
+220,160 |
+110.64% |
| Quantbot Technologies LP |
16,459 |
34,312 |
+17,853 |
+108.47% |
| PenderFund Capital Management Ltd. |
370,168 |
761,200 |
+391,032 |
+105.64% |
| Virginia Retirement Systems ET AL |
25,200 |
48,900 |
+23,700 |
+94.05% |
| Bernzott Capital Advisors |
568,283 |
1,034,115 |
+465,832 |
+81.97% |
| Connors Investor Services Inc. |
91,519 |
164,020 |
+72,501 |
+79.22% |
| We Are One Seven LLC |
9,193 |
14,960 |
+5,767 |
+62.73% |
| Ameriprise Financial Inc. |
408,359 |
642,108 |
+233,749 |
+57.24% |
| Susquehanna International Group LLP |
119,157 |
184,940 |
+65,783 |
+55.21% |
| Quantamental Technologies LLC |
5,785 |
8,805 |
+3,020 |
+52.20% |
| Tortoise Index Solutions LLC |
225 |
337 |
+112 |
+49.78% |
|
1,716 |
2,545 |
+829 |
+48.31% |
| Lyon Street Capital LLC |
32,746 |
48,300 |
+15,554 |
+47.50% |
| ETF Managers Group LLC |
1,890,515 |
2,725,804 |
+835,289 |
+44.18% |
| Legal & General Group Plc |
6,649 |
9,472 |
+2,823 |
+42.46% |
| Voloridge Investment Management LLC |
8,612 |
12,215 |
+3,603 |
+41.84% |
| Morgan Stanley |
335,961 |
470,695 |
+134,734 |
+40.10% |
| Goldman Sachs Group Inc. |
51,055 |
70,418 |
+19,363 |
+37.93% |
| M&T Bank Corp |
19,050 |
26,221 |
+7,171 |
+37.64% |
| Aperio Group LLC |
64,351 |
88,092 |
+23,741 |
+36.89% |
| DC Investments Management LLC |
29,764 |
39,447 |
+9,683 |
+32.53% |
| Envestnet Asset Management Inc. |
18,265 |
23,767 |
+5,502 |
+30.12% |
| California Public Employees Retirement System |
52,286 |
66,020 |
+13,734 |
+26.27% |
|
457,359 |
573,665 |
+116,306 |
+25.43% |
| UBS Asset Management Americas Inc. |
26,367 |
33,000 |
+6,633 |
+25.16% |
| Royce & Associates LP |
95,200 |
116,700 |
+21,500 |
+22.58% |
| Dudley & Shanley Inc. |
529,080 |
642,260 |
+113,180 |
+21.39% |
| Meitav Dash Investments Ltd. |
10,860 |
12,435 |
+1,575 |
+14.50% |
| Oppenheimer Asset Management Inc. |
2,636 |
3,016 |
+380 |
+14.42% |
| ArrowMark Colorado Holdings LLC |
5,064,799 |
5,758,876 |
+694,077 |
+13.70% |
| New York State Common Retirement Fund |
244,071 |
269,327 |
+25,256 |
+10.35% |
| Parametric Portfolio Associates LLC |
103,196 |
113,444 |
+10,248 |
+9.93% |
| Wells Fargo & Company MN |
17,567 |
19,306 |
+1,739 |
+9.90% |
| Charles Schwab Investment Management Inc. |
192,401 |
205,021 |
+12,620 |
+6.56% |
| Northern Trust Corp |
437,284 |
461,011 |
+23,727 |
+5.43% |
| Summit Creek Advisors LLC |
582,623 |
606,613 |
+23,990 |
+4.12% |
| Russell Investments Group Ltd. |
158,317 |
162,600 |
+4,283 |
+2.71% |
| Bank of New York Mellon Corp |
501,798 |
511,464 |
+9,666 |
+1.93% |
| California State Teachers Retirement System |
50,983 |
51,600 |
+617 |
+1.21% |
| Punch & Associates Investment Management Inc. |
374,034 |
378,256 |
+4,222 |
+1.13% |
| Geode Capital Management LLC |
434,981 |
438,142 |
+3,161 |
+0.73% |
| Nordea Investment Management AB |
170,403 |
171,267 |
+864 |
+0.51% |
| 13F Filers Reporting New Positions In CARB |
|---|
| Congress Asset Management Co. MA |
0 |
259,769 |
+259,769 |
+100% |
| Blair William & Co. IL |
0 |
6,689 |
+6,689 |
+100% |
| Tudor Investment Corp Et Al |
0 |
13,017 |
+13,017 |
+100% |
| Wolverine Trading LLC |
0 |
21,265 |
+21,265 |
+100% |
| Group One Trading L.P. |
0 |
70,497 |
+70,497 |
+100% |
| Victory Capital Management Inc. |
0 |
5,458 |
+5,458 |
+100% |
| Elliott Management Corp |
0 |
1,100,000 |
+1,100,000 |
+100% |
| Wexford Capital LP |
0 |
85,850 |
+85,850 |
+100% |
| OMERS ADMINISTRATION Corp |
0 |
34,000 |
+34,000 |
+100% |
| First Trust Advisors LP |
0 |
29,157 |
+29,157 |
+100% |
| Falcon Point Capital LLC |
0 |
40,553 |
+40,553 |
+100% |
| Quantum Capital Management |
0 |
11,564 |
+11,564 |
+100% |
| Weiss Multi Strategy Advisers LLC |
0 |
150,000 |
+150,000 |
+100% |
| Walleye Trading LLC |
0 |
9,728 |
+9,728 |
+100% |
|
0 |
86,885 |
+86,885 |
+100% |
| Financial Architects Inc |
0 |
200 |
+200 |
+100% |
| Citadel Advisors LLC |
0 |
137,974 |
+137,974 |
+100% |
| J.P. Marvel Investment Advisors LLC |
0 |
202,925 |
+202,925 |
+100% |
| State of New Jersey Common Pension Fund D |
0 |
92,400 |
+92,400 |
+100% |
| Cooper Creek Partners Management LLC |
0 |
146,201 |
+146,201 |
+100% |
| Clearline Capital LP |
0 |
118,220 |
+118,220 |
+100% |
| NumerixS Investment Technologies Inc |
0 |
11,306 |
+11,306 |
+100% |
| WINTON GROUP Ltd |
0 |
47,532 |
+47,532 |
+100% |
| NEXT Financial Group Inc |
0 |
2,847 |
+2,847 |
+100% |
| VIEX Capital Advisors LLC |
0 |
731,464 |
+731,464 |
+100% |
| Sowell Financial Services LLC |
0 |
312 |
+312 |
+100% |
| Engine Capital Management LP |
0 |
387,799 |
+387,799 |
+100% |
| Atom Investors LP |
0 |
153,265 |
+153,265 |
+100% |
| Truvestments Capital LLC |
0 |
400 |
+400 |
+100% |
| PEAK6 Investments LLC |
0 |
1,098 |
+1,098 |
+100% |
| Walleye Capital LLC |
0 |
13,000 |
+13,000 |
+100% |
| Quantinno Capital Management LP |
0 |
25,035 |
+25,035 |
+100% |
| Evoke Wealth LLC |
0 |
78 |
+78 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Glenmede Trust Co. NA |
613 |
613 |
UNCH |
0.00% |
| Metropolitan Life Insurance Co NY |
9,989 |
9,989 |
UNCH |
0.00% |
| The Manufacturers Life Insurance Company |
20,635 |
20,635 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
22,379 |
22,379 |
UNCH |
0.00% |
|
10,272 |
10,272 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
2,527 |
2,527 |
UNCH |
0.00% |
| Voya Investment Management LLC |
12,959 |
12,959 |
UNCH |
0.00% |
| Bainco International Investors |
43,631 |
43,631 |
UNCH |
0.00% |
| Gabelli Funds LLC |
14,000 |
14,000 |
UNCH |
0.00% |
| DekaBank Deutsche Girozentrale |
26,740 |
26,740 |
UNCH |
0.00% |
| NJ State Employees Deferred Compensation Plan |
20,000 |
20,000 |
UNCH |
0.00% |
| MetLife Investment Management LLC |
13,993 |
13,993 |
UNCH |
0.00% |
| Swiss National Bank |
61,000 |
61,000 |
UNCH |
0.00% |
| Capital Advisors Ltd. LLC |
200 |
200 |
UNCH |
0.00% |
|
50 |
50 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
1 |
1 |
UNCH |
0.00% |
| Prime Capital Investment Advisors LLC |
750 |
750 |
UNCH |
0.00% |
| Financial Gravity Asset Management Inc. |
200 |
200 |
UNCH |
0.00% |
| 13F Filers Decreasing CARB Share Count |
|---|
| Millennium Management LLC |
706,948 |
15,689 |
-691,259 |
-97.78% |
| Two Sigma Investments LP |
300,056 |
10,200 |
-289,856 |
-96.60% |
| Marshall Wace LLP |
353,543 |
36,712 |
-316,831 |
-89.62% |
| Renaissance Technologies LLC |
186,700 |
28,500 |
-158,200 |
-84.73% |
| Engineers Gate Manager LP |
54,664 |
11,620 |
-43,044 |
-78.74% |
| Allianz Asset Management GmbH |
150,605 |
47,595 |
-103,010 |
-68.40% |
| Potrero Capital Research LLC |
290,541 |
93,625 |
-196,916 |
-67.78% |
| Barclays PLC |
38,289 |
16,323 |
-21,966 |
-57.37% |
| Jacobs Levy Equity Management Inc. |
297,812 |
150,877 |
-146,935 |
-49.34% |
| Anchor Capital Advisors LLC |
69,668 |
37,172 |
-32,496 |
-46.64% |
| Prelude Capital Management LLC |
81,094 |
43,698 |
-37,396 |
-46.11% |
| Two Sigma Advisers LP |
234,400 |
136,200 |
-98,200 |
-41.89% |
| Deutsche Bank AG |
252,749 |
149,364 |
-103,385 |
-40.90% |
| Tower Research Capital LLC TRC |
354 |
214 |
-140 |
-39.55% |
| Dimensional Fund Advisors LP |
1,217,541 |
807,485 |
-410,056 |
-33.68% |
| Advisors Asset Management Inc. |
3,376 |
2,269 |
-1,107 |
-32.79% |
| Stadium Capital Management LLC |
1,384,594 |
939,969 |
-444,625 |
-32.11% |
| Teton Advisors Inc. |
79,687 |
54,630 |
-25,057 |
-31.44% |
| Cannell Capital LLC |
227,390 |
158,614 |
-68,776 |
-30.25% |
| Nuveen Asset Management LLC |
171,386 |
121,516 |
-49,870 |
-29.10% |
| AMI Asset Management Corp |
558,523 |
403,228 |
-155,295 |
-27.80% |
| King Luther Capital Management Corp |
106,885 |
79,485 |
-27,400 |
-25.64% |
| Rice Hall James & Associates LLC |
243,672 |
190,515 |
-53,157 |
-21.81% |
| Alliancebernstein L.P. |
49,650 |
39,650 |
-10,000 |
-20.14% |
| Granahan Investment Management Inc. MA |
1,406,593 |
1,168,588 |
-238,005 |
-16.92% |
| Citigroup Inc. |
18,853 |
15,838 |
-3,015 |
-15.99% |
| IndexIQ Advisors LLC |
51,136 |
43,071 |
-8,065 |
-15.77% |
| Zurcher Kantonalbank Zurich Cantonalbank |
10,095 |
8,660 |
-1,435 |
-14.21% |
| CIBC Private Wealth Group LLC |
45,912 |
40,301 |
-5,611 |
-12.22% |
| Bank of America Corp DE |
56,973 |
51,110 |
-5,863 |
-10.29% |
| Penn Capital Management Co. Inc. |
321,960 |
289,776 |
-32,184 |
-10.00% |
| AlphaCrest Capital Management LLC |
34,700 |
31,900 |
-2,800 |
-8.07% |
| Scout Investments Inc. |
363,868 |
336,522 |
-27,346 |
-7.52% |
| Vanguard Group Inc. |
1,746,469 |
1,616,024 |
-130,445 |
-7.47% |
| Royal Bank of Canada |
8,344 |
7,767 |
-577 |
-6.92% |
| Van Hulzen Asset Management LLC |
27,233 |
25,693 |
-1,540 |
-5.65% |
| Bank of Montreal Can |
46,657 |
44,510 |
-2,147 |
-4.60% |
| State Street Corp |
707,810 |
684,103 |
-23,707 |
-3.35% |
| Invesco Ltd. |
29,182 |
28,615 |
-567 |
-1.94% |
| BlackRock Inc. |
2,431,549 |
2,397,753 |
-33,796 |
-1.39% |
| Carillon Tower Advisers Inc. |
218,565 |
216,865 |
-1,700 |
-0.78% |
| American International Group Inc. |
21,055 |
20,910 |
-145 |
-0.69% |
| Rhumbline Advisers |
44,803 |
44,553 |
-250 |
-0.56% |
| 13F Filers Exiting CARB |
|---|
| Castle Rock Wealth Management LLC |
19,516 |
0 |
-19,516 |
-100.00% |
| Mascoma Wealth Management LLC |
1,700 |
0 |
-1,700 |
-100.00% |
| Squarepoint Ops LLC |
65,151 |
0 |
-65,151 |
-100.00% |
| Cypress Capital Management LLC WY |
1,150 |
0 |
-1,150 |
-100.00% |
| Prospect Capital Advisors LLC |
485,900 |
0 |
-485,900 |
-100.00% |
| Millrace Asset Group Inc. |
85,464 |
0 |
-85,464 |
-100.00% |
| G2 Investment Partners Management LLC |
108,745 |
0 |
-108,745 |
-100.00% |
| Stone Ridge Asset Management LLC |
13,368 |
0 |
-13,368 |
-100.00% |
| Hood River Capital Management LLC |
581,451 |
0 |
-581,451 |
-100.00% |
| RPg Family Wealth Advisory LLC |
488 |
0 |
-488 |
-100.00% |
| PDT Partners LLC |
39,900 |
0 |
-39,900 |
-100.00% |
| Landscape Capital Management L.L.C. |
20,748 |
0 |
-20,748 |
-100.00% |
| Atria Investments LLC |
20,571 |
0 |
-20,571 |
-100.00% |
| Cutler Group LP |
975 |
0 |
-975 |
-100.00% |
| Indaba Capital Management L.P. |
878,366 |
0 |
-878,366 |
-100.00% |
| Gotham Asset Management LLC |
15,565 |
0 |
-15,565 |
-100.00% |
|
50,597 |
0 |
-50,597 |
-100.00% |
| Diversified Trust Co |
9,015 |
0 |
-9,015 |
-100.00% |
| HRT Financial LP |
14,216 |
0 |
-14,216 |
-100.00% |
| Alberta Investment Management Corp |
8,900 |
0 |
-8,900 |
-100.00% |
| Oxford Asset Management LLP |
10,210 |
0 |
-10,210 |
-100.00% |
| Harel Insurance Investments & Financial Services Ltd. |
3,000 |
0 |
-3,000 |
-100.00% |
| RK Capital Management LLC |
304,100 |
0 |
-304,100 |
-100.00% |
| Migdal Insurance & Financial Holdings Ltd. |
40,272 |
0 |
-40,272 |
-100.00% |
| Mariner LLC |
24,450 |
0 |
-24,450 |
-100.00% |
| Campbell & CO Investment Adviser LLC |
20,825 |
0 |
-20,825 |
-100.00% |
| Portolan Capital Management LLC |
423,026 |
0 |
-423,026 |
-100.00% |
| Marshall Wace North America L.P. |
166,962 |
0 |
-166,962 |
-100.00% |
| SG Americas Securities LLC |
115,169 |
0 |
-115,169 |
-100.00% |
| Cadence Capital Management LLC |
110,505 |
0 |
-110,505 |
-100.00% |
| White Pine Capital LLC |
22,695 |
0 |
-22,695 |
-100.00% |
| Argent Capital Management LLC |
105,010 |
0 |
-105,010 |
-100.00% |
| C M Bidwell & Associates Ltd. |
3,975 |
0 |
-3,975 |
-100.00% |
| Jefferies Group LLC |
37,900 |
0 |
-37,900 |
-100.00% |
| Asset Management One Co. Ltd. |
15,088 |
0 |
-15,088 |
-100.00% |
| Pembroke Management LTD |
776,863 |
0 |
-776,863 |
-100.00% |
| Great West Life Assurance Co. Can |
4,143 |
0 |
-4,143 |
-100.00% |
| United Services Automobile Association |
66,898 |
0 |
-66,898 |
-100.00% |
| Fort Washington Investment Advisors Inc. OH |
551,533 |
0 |
-551,533 |
-100.00% |
| Public Employees Retirement System of Ohio |
161,074 |
0 |
-161,074 |
-100.00% |
| Renaissance Group LLC |
13,713 |
0 |
-13,713 |
-100.00% |
| Oberweis Asset Management Inc. |
285,244 |
0 |
-285,244 |
-100.00% |
| Globeflex Capital L P |
45,224 |
0 |
-45,224 |
-100.00% |
| Wellington Management Group LLP |
831,111 |
0 |
-831,111 |
-100.00% |
| Proequities Inc. |
46 |
0 |
-46 |
-100.00% |
| American Century Companies Inc. |
148,566 |
0 |
-148,566 |
-100.00% |
| Teachers Retirement System of The State of Kentucky |
29,377 |
0 |
-29,377 |
-100.00% |
| FMR LLC |
1,399,802 |
0 |
-1,399,802 |
-100.00% |
| Mackay Shields LLC |
8,800 |
0 |
-8,800 |
-100.00% |
| US Bancorp DE |
3,642 |
0 |
-3,642 |
-100.00% |
See Summary: Institutional Holders of CARB
See Details: Top 10 Hedge Funds Holding CARB
Also See: CARB Insider Buying
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