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This page summarizes the BTA holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2021 period, comparing share count change from 9/30/2021 to 12/31/2021.
Share count is compared over these two periods to provide an indication of whether BTA is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2021
Share Count | 12/31/2021
Share Count | Change | % Change |
|---|
| 13F Filers Increasing BTA Share Count |
|---|
| UBS Group AG |
164,977 |
406,007 |
+241,030 |
+146.10% |
| Guggenheim Capital LLC |
226,460 |
321,612 |
+95,152 |
+42.02% |
| Northwestern Mutual Wealth Management Co. |
44,820 |
59,442 |
+14,622 |
+32.62% |
| Royal Bank of Canada |
13,051 |
14,949 |
+1,898 |
+14.54% |
| Wells Fargo & Company MN |
160,359 |
175,114 |
+14,755 |
+9.20% |
| Morgan Stanley |
125,301 |
131,606 |
+6,305 |
+5.03% |
| Advisor Group Holdings Inc. |
8,307 |
8,725 |
+418 |
+5.03% |
| Raymond James Financial Services Advisors Inc. |
38,494 |
39,265 |
+771 |
+2.00% |
| Asset Management Corp IL ADV |
75,041 |
75,501 |
+460 |
+0.61% |
| Moors & Cabot Inc. |
25,106 |
25,165 |
+59 |
+0.24% |
| 13F Filers Reporting New Positions In BTA |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Millennium Management LLC |
0 |
14,903 |
+14,903 |
+100% |
| Advisors Asset Management Inc. |
0 |
27,362 |
+27,362 |
+100% |
| Janney Montgomery Scott LLC |
0 |
15,437 |
+15,437 |
+100% |
| Lindbrook Capital LLC |
0 |
5 |
+5 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Bank of America Corp DE |
2,841 |
2,841 |
UNCH |
0.00% |
| Signaturefd LLC |
9,880 |
9,880 |
UNCH |
0.00% |
| Red Cedar Capital LLC |
1 |
1 |
UNCH |
0.00% |
| Fairhaven Wealth Management LLC |
12,714 |
12,714 |
UNCH |
0.00% |
| Spire Wealth Management |
5,141 |
5,141 |
UNCH |
0.00% |
| 13F Filers Decreasing BTA Share Count |
|---|
| First Trust Advisors LP |
104,325 |
35,840 |
-68,485 |
-65.65% |
| Van ECK Associates Corp |
49,214 |
45,403 |
-3,811 |
-7.74% |
| AlphaCentric Advisors LLC |
10,807 |
10,000 |
-807 |
-7.47% |
| Sit Investment Associates Inc. |
348,259 |
327,259 |
-21,000 |
-6.03% |
| Invesco Ltd. |
200,506 |
192,427 |
-8,079 |
-4.03% |
| 13F Filers Exiting BTA |
|---|
| Hennion & Walsh Asset Management Inc. |
296,850 |
0 |
-296,850 |
-100.00% |
| Cohen & Steers Inc. |
55,283 |
0 |
-55,283 |
-100.00% |
| Ameriprise Financial Inc. |
24,309 |
0 |
-24,309 |
-100.00% |
See Summary: Institutional Holders of BTA
See Details: Top 10 Hedge Funds Holding BTA
Also See: BTA Insider Buying
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