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This page summarizes the BCAT holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether BCAT is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing BCAT Share Count |
|---|
| Sit Investment Associates Inc. |
23,773 |
319,323 |
+295,550 |
+1243.22% |
| Blue Bell Private Wealth Management LLC |
6,000 |
28,065 |
+22,065 |
+367.75% |
| Alpine Global Management LLC |
74,854 |
135,000 |
+60,146 |
+80.35% |
| Prospera Financial Services Inc |
13,882 |
21,572 |
+7,690 |
+55.40% |
| Fountainhead AM LLC |
32,883 |
46,649 |
+13,766 |
+41.86% |
| Qube Research & Technologies Ltd |
62,590 |
84,178 |
+21,588 |
+34.49% |
| Saba Capital Management L.P. |
10,259,217 |
13,623,622 |
+3,364,405 |
+32.79% |
| Stifel Financial Corp |
375,164 |
488,792 |
+113,628 |
+30.29% |
| Invesco Ltd. |
62,109 |
75,371 |
+13,262 |
+21.35% |
| Karpus Management Inc. |
22,250 |
26,600 |
+4,350 |
+19.55% |
| Oppenheimer & Co. Inc. |
21,223 |
24,594 |
+3,371 |
+15.88% |
| Walleye Capital LLC |
53,884 |
62,039 |
+8,155 |
+15.13% |
| LPL Financial LLC |
81,449 |
92,277 |
+10,828 |
+13.29% |
| Claro Advisors LLC |
16,133 |
17,736 |
+1,603 |
+9.94% |
| UBS Group AG |
1,426,529 |
1,543,167 |
+116,638 |
+8.18% |
| Advisors Asset Management Inc. |
161,247 |
173,528 |
+12,281 |
+7.62% |
| Transcend Wealth Collective LLC |
51,482 |
55,372 |
+3,890 |
+7.56% |
| Commonwealth Equity Services LLC |
212,207 |
225,689 |
+13,482 |
+6.35% |
| Bank of America Corp DE |
876,152 |
925,937 |
+49,785 |
+5.68% |
| Baird Financial Group Inc. |
36,891 |
38,467 |
+1,576 |
+4.27% |
| Camelot Portfolios LLC |
23,500 |
24,500 |
+1,000 |
+4.26% |
| D.A. Davidson & CO. |
10,825 |
11,125 |
+300 |
+2.77% |
| Consolidated Portfolio Review Corp |
87,605 |
89,622 |
+2,017 |
+2.30% |
| Rockefeller Capital Management L.P. |
499,160 |
510,358 |
+11,198 |
+2.24% |
| Wells Fargo & Company MN |
490,658 |
495,095 |
+4,437 |
+0.90% |
| NBC Securities Inc. |
5,252 |
5,289 |
+37 |
+0.70% |
| 13F Filers Reporting New Positions In BCAT |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Calton & Associates Inc. |
0 |
26,167 |
+26,167 |
+100% |
| Wolverine Asset Management LLC |
0 |
119,919 |
+119,919 |
+100% |
| Susquehanna International Group LLP |
0 |
50,172 |
+50,172 |
+100% |
| Virtu Financial LLC |
0 |
21,039 |
+21,039 |
+100% |
| CWM LLC |
0 |
4,155 |
+4,155 |
+100% |
| Landscape Capital Management L.L.C. |
0 |
124,570 |
+124,570 |
+100% |
| Private Advisor Group LLC |
0 |
11,851 |
+11,851 |
+100% |
| Marathon Trading Investment Management LLC |
0 |
30,000 |
+30,000 |
+100% |
| Jane Street Group LLC |
0 |
18,298 |
+18,298 |
+100% |
| Sugarloaf Wealth Management LLC |
0 |
1,650 |
+1,650 |
+100% |
| Bfsg LLC |
0 |
2,741 |
+2,741 |
+100% |
| Integrated Wealth Concepts LLC |
0 |
20,550 |
+20,550 |
+100% |
| Advisor Resource Council |
0 |
104,590 |
+104,590 |
+100% |
| Covestor Ltd |
0 |
2,651 |
+2,651 |
+100% |
| Pathstone Holdings LLC |
0 |
2,152,232 |
+2,152,232 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Brown Brothers Harriman & Co. |
23,650 |
23,650 |
UNCH |
0.00% |
| D. E. Shaw & Co. Inc. |
403,031 |
403,031 |
UNCH |
0.00% |
| Raymond James Trust N.A. |
23,429 |
23,429 |
UNCH |
0.00% |
| Hilltop Holdings Inc. |
12,667 |
12,667 |
UNCH |
0.00% |
| Cerity Partners LLC |
40,000 |
40,000 |
UNCH |
0.00% |
| Advisory Services Network LLC |
14,233 |
14,233 |
UNCH |
0.00% |
| Ironsides Asset Advisors LLC |
25,527 |
25,527 |
UNCH |
0.00% |
| Patriot Financial Group Insurance Agency LLC |
16,650 |
16,650 |
UNCH |
0.00% |
| McIlrath & Eck LLC |
280 |
280 |
UNCH |
0.00% |
| Founders Capital Management |
900 |
900 |
UNCH |
0.00% |
| Versant Capital Management Inc |
5,000 |
5,000 |
UNCH |
0.00% |
| Advisory Resource Group |
34,734 |
34,734 |
UNCH |
0.00% |
| Carolinas Wealth Consulting LLC |
5,885 |
5,885 |
UNCH |
0.00% |
| Childress Capital Advisors LLC |
13,100 |
13,100 |
UNCH |
0.00% |
| Journey Strategic Wealth LLC |
10,000 |
10,000 |
UNCH |
0.00% |
| Insigneo Advisory Services LLC |
16,804 |
16,804 |
UNCH |
0.00% |
| 13F Filers Decreasing BCAT Share Count |
|---|
| Thomas J. Herzfeld Advisors Inc. |
131,719 |
1,700 |
-130,019 |
-98.71% |
| BlackRock Inc. |
25,000 |
5,000 |
-20,000 |
-80.00% |
| Clough Capital Partners L P |
264,930 |
64,480 |
-200,450 |
-75.66% |
| Elequin Capital LP |
17,913 |
5,229 |
-12,684 |
-70.81% |
| Steward Partners Investment Advisory LLC |
12,942 |
7,563 |
-5,379 |
-41.56% |
| Raymond James Financial Services Advisors Inc. |
25,074 |
18,218 |
-6,856 |
-27.34% |
| Royal Bank of Canada |
135,520 |
98,985 |
-36,535 |
-26.96% |
| Morgan Stanley |
9,759,218 |
7,566,500 |
-2,192,718 |
-22.47% |
| Raymond James & Associates |
1,054,494 |
833,389 |
-221,105 |
-20.97% |
| Comerica Bank |
10,571 |
8,772 |
-1,799 |
-17.02% |
| Cetera Advisor Networks LLC |
24,882 |
21,188 |
-3,694 |
-14.85% |
| Captrust Financial Advisors |
22,721 |
19,700 |
-3,021 |
-13.30% |
| 1607 Capital Partners LLC |
214,200 |
187,328 |
-26,872 |
-12.55% |
| Advisor Group Holdings Inc. |
101,155 |
91,920 |
-9,235 |
-9.13% |
| First Trust Advisors LP |
85,375 |
79,314 |
-6,061 |
-7.10% |
| Mathes Company Inc. |
101,750 |
95,750 |
-6,000 |
-5.90% |
| Ameriprise Financial Inc. |
49,358 |
47,223 |
-2,135 |
-4.33% |
| Amplius Wealth Advisors LLC |
36,821 |
35,824 |
-997 |
-2.71% |
| Janney Montgomery Scott LLC |
20,734 |
20,311 |
-423 |
-2.04% |
| Rivernorth Capital Management LLC |
5,027,848 |
4,930,667 |
-97,181 |
-1.93% |
| Private Management Group Inc. |
153,516 |
150,655 |
-2,861 |
-1.86% |
| Cohen & Steers Inc. |
807,567 |
797,567 |
-10,000 |
-1.24% |
| Quarry LP |
34,900 |
34,500 |
-400 |
-1.15% |
| Relative Value Partners Group LLC |
125,778 |
124,850 |
-928 |
-0.74% |
| First Manhattan Co. |
1,393 |
1,387 |
-6 |
-0.43% |
| Rogco LP |
750 |
748 |
-2 |
-0.27% |
| Cambridge Investment Research Advisors Inc. |
128,956 |
128,846 |
-110 |
-0.09% |
| 13F Filers Exiting BCAT |
|---|
| Atlas Wealth LLC |
542,642 |
0 |
-542,642 |
-100.00% |
| Carmel Capital Partners LLC |
7,500 |
0 |
-7,500 |
-100.00% |
| SkyView Investment Advisors LLC |
22,368 |
0 |
-22,368 |
-100.00% |
| Woodline Partners LP |
95,820 |
0 |
-95,820 |
-100.00% |
| Virtue Capital Management LLC |
25,000 |
0 |
-25,000 |
-100.00% |
| Anchor Investment Management LLC |
2,500 |
0 |
-2,500 |
-100.00% |
| Millennium Management LLC |
21,870 |
0 |
-21,870 |
-100.00% |
| Northwestern Mutual Wealth Management Co. |
1,000 |
0 |
-1,000 |
-100.00% |
| Goldman Sachs Group Inc. |
49,190 |
0 |
-49,190 |
-100.00% |
See Summary: Institutional Holders of BCAT
See Details: Top 10 Hedge Funds Holding BCAT
Also See: BCAT Insider Buying
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