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This page summarizes the AXAS holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2019 period, comparing share count change from 6/30/2019 to 9/30/2019.
Share count is compared over these two periods to provide an indication of whether AXAS is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
Filer | 6/30/2019 Share Count | 9/30/2019 Share Count | Change | % Change |
13F Filers Increasing AXAS Share Count |
Proficio Capital Partners LLC |
2,437 |
15,209 |
+12,772 |
+524.09% |
UBS Group AG |
37,104 |
131,363 |
+94,259 |
+254.04% |
GSA Capital Partners LLP |
17,031 |
40,036 |
+23,005 |
+135.08% |
Bank of America Corp DE |
65,855 |
112,079 |
+46,224 |
+70.19% |
CWM LLC |
263,114 |
420,266 |
+157,152 |
+59.73% |
First Dallas Securities Inc. |
12,493 |
19,493 |
+7,000 |
+56.03% |
AQR Capital Management LLC |
1,006,189 |
1,533,539 |
+527,350 |
+52.41% |
D. E. Shaw & Co. Inc. |
574,485 |
825,113 |
+250,628 |
+43.63% |
Creative Planning |
13,464 |
18,464 |
+5,000 |
+37.14% |
Legal & General Group Plc |
26,624 |
35,852 |
+9,228 |
+34.66% |
Mycio Wealth Partners LLC |
75,686 |
100,400 |
+24,714 |
+32.65% |
Sigma Planning Corp |
723,900 |
907,900 |
+184,000 |
+25.42% |
Tower Research Capital LLC TRC |
9,666 |
12,082 |
+2,416 |
+24.99% |
Monarch Partners Asset Management LLC |
385,952 |
472,592 |
+86,640 |
+22.45% |
Susquehanna International Group LLP |
64,882 |
75,520 |
+10,638 |
+16.40% |
Hodges Capital Management Inc. |
101,000 |
112,700 |
+11,700 |
+11.58% |
Credit Suisse AG |
36,020 |
39,964 |
+3,944 |
+10.95% |
Rhumbline Advisers |
236,159 |
257,506 |
+21,347 |
+9.04% |
Inspirion Wealth Advisors LLC |
56,020 |
61,020 |
+5,000 |
+8.93% |
Invesco Ltd. |
185,128 |
200,547 |
+15,419 |
+8.33% |
ProShare Advisors LLC |
16,845 |
18,245 |
+1,400 |
+8.31% |
Wells Fargo & Company MN |
263,325 |
283,629 |
+20,304 |
+7.71% |
Morgan Stanley |
74,752 |
79,871 |
+5,119 |
+6.85% |
State Street Corp |
2,724,302 |
2,902,957 |
+178,655 |
+6.56% |
California Public Employees Retirement System |
980,700 |
1,037,500 |
+56,800 |
+5.79% |
Principal Financial Group Inc. |
12,754 |
13,224 |
+470 |
+3.69% |
Bank of Montreal Can |
13,564 |
14,053 |
+489 |
+3.61% |
BlackRock Inc. |
11,604,693 |
11,912,894 |
+308,201 |
+2.66% |
Geode Capital Management LLC |
2,265,598 |
2,302,784 |
+37,186 |
+1.64% |
JPMorgan Chase & Co. |
1,935,709 |
1,951,840 |
+16,131 |
+0.83% |
FMR LLC |
209,800 |
210,800 |
+1,000 |
+0.48% |
13F Filers Reporting New Positions In AXAS |
Proequities Inc. |
0 |
0 |
UNCH |
100% |
Fifth Third Bancorp |
0 |
1,400 |
+1,400 |
+100% |
Ameriprise Financial Inc. |
0 |
25,025 |
+25,025 |
+100% |
Renaissance Technologies LLC |
0 |
622,920 |
+622,920 |
+100% |
Victory Capital Management Inc. |
0 |
28,293 |
+28,293 |
+100% |
Federated Hermes Inc. |
0 |
66 |
+66 |
+100% |
Jefferies Group LLC |
0 |
11,201 |
+11,201 |
+100% |
Perritt Capital Management Inc. |
0 |
200,000 |
+200,000 |
+100% |
Biglari Capital CORP. |
0 |
239,364 |
+239,364 |
+100% |
Virtu Financial LLC |
0 |
20,776 |
+20,776 |
+100% |
Sowell Financial Services LLC |
0 |
193,586 |
+193,586 |
+100% |
IFP Advisors Inc |
0 |
0 |
UNCH |
100% |
Russell Investments Group Ltd. |
0 |
121,002 |
+121,002 |
+100% |
Moloney Securities Asset Management LLC |
0 |
16,500 |
+16,500 |
+100% |
13F Filers With Unchanged Share Count |
Huntington National Bank |
1,000 |
1,000 |
UNCH |
0.00% |
King Luther Capital Management Corp |
15,809 |
15,809 |
UNCH |
0.00% |
Thrivent Financial for Lutherans |
275,181 |
275,181 |
UNCH |
0.00% |
Stephens Inc. AR |
20,000 |
20,000 |
UNCH |
0.00% |
New York State Common Retirement Fund |
107,800 |
107,800 |
UNCH |
0.00% |
Strs Ohio |
190,200 |
190,200 |
UNCH |
0.00% |
Panagora Asset Management Inc. |
19,617 |
19,617 |
UNCH |
0.00% |
Charles Schwab Investment Management Inc. |
414,456 |
414,456 |
UNCH |
0.00% |
Globeflex Capital L P |
318,515 |
318,515 |
UNCH |
0.00% |
State Board of Administration of Florida Retirement System |
49,888 |
49,888 |
UNCH |
0.00% |
Financial Counselors Inc. |
66,300 |
66,300 |
UNCH |
0.00% |
Rothschild Investment Corp IL |
11,000 |
11,000 |
UNCH |
0.00% |
LSV Asset Management |
703,300 |
703,300 |
UNCH |
0.00% |
Ameritas Investment Partners Inc. |
12,335 |
12,335 |
UNCH |
0.00% |
Voya Investment Management LLC |
66,290 |
66,290 |
UNCH |
0.00% |
California State Teachers Retirement System |
246,287 |
246,287 |
UNCH |
0.00% |
Formula Growth Ltd. |
3,993,528 |
3,993,528 |
UNCH |
0.00% |
Alliancebernstein L.P. |
190,800 |
190,800 |
UNCH |
0.00% |
|
107,376 |
107,376 |
UNCH |
0.00% |
Cambridge Investment Research Advisors Inc. |
15,000 |
15,000 |
UNCH |
0.00% |
Sunflower Bank NA Wealth Management |
40,000 |
40,000 |
UNCH |
0.00% |
Walthausen & Co. LLC |
905,510 |
905,510 |
UNCH |
0.00% |
JJJ Advisors Inc. |
1,000 |
1,000 |
UNCH |
0.00% |
Compagnie Lombard Odier SCmA |
38,000 |
38,000 |
UNCH |
0.00% |
Merit Financial Group LLC |
30,100 |
30,100 |
UNCH |
0.00% |
First PREMIER Bank |
15,000 |
15,000 |
UNCH |
0.00% |
Intrinsic Edge Capital Management LLC |
400,000 |
400,000 |
UNCH |
0.00% |
Flaharty Asset Management LLC |
25,000 |
25,000 |
UNCH |
0.00% |
Delta Investment Management LLC |
15,000 |
15,000 |
UNCH |
0.00% |
Meridian Wealth Advisors LLC |
30,000 |
30,000 |
UNCH |
0.00% |
Golden State Wealth Management LLC |
1,000 |
1,000 |
UNCH |
0.00% |
13F Filers Decreasing AXAS Share Count |
Salem Investment Counselors Inc. |
1,241,144 |
221,144 |
-1,020,000 |
-82.18% |
Mutual of America Capital Management LLC |
792,300 |
145,815 |
-646,485 |
-81.60% |
Goldman Sachs Group Inc. |
160,831 |
30,454 |
-130,377 |
-81.06% |
Deutsche Bank AG |
121,394 |
42,133 |
-79,261 |
-65.29% |
Millennium Management LLC |
705,085 |
300,436 |
-404,649 |
-57.39% |
Nuveen Asset Management LLC |
1,369,228 |
631,750 |
-737,478 |
-53.86% |
Heartland Advisors Inc. |
3,555,200 |
2,000,000 |
-1,555,200 |
-43.74% |
|
7,200 |
4,500 |
-2,700 |
-37.50% |
Brandywine Global Investment Management LLC |
2,329,946 |
1,458,100 |
-871,846 |
-37.42% |
Portolan Capital Management LLC |
7,450,814 |
5,630,374 |
-1,820,440 |
-24.43% |
Citigroup Inc. |
102,124 |
77,553 |
-24,571 |
-24.06% |
Barclays PLC |
106,580 |
81,242 |
-25,338 |
-23.77% |
Commonwealth Equity Services LLC |
19,774 |
15,311 |
-4,463 |
-22.57% |
Royal Bank of Canada |
3,811 |
2,995 |
-816 |
-21.41% |
Price T Rowe Associates Inc. MD |
232,349 |
189,039 |
-43,310 |
-18.64% |
Two Sigma Advisers LP |
929,248 |
773,048 |
-156,200 |
-16.81% |
Mangrove Partners |
10,025,720 |
8,868,649 |
-1,157,071 |
-11.54% |
Vanguard Group Inc. |
8,607,179 |
7,962,041 |
-645,138 |
-7.50% |
Bank of New York Mellon Corp |
657,650 |
609,416 |
-48,234 |
-7.33% |
RPg Family Wealth Advisory LLC |
293,892 |
272,592 |
-21,300 |
-7.25% |
Cornerstone Investment Partners LLC |
48,238 |
45,073 |
-3,165 |
-6.56% |
BLB&B Advisors LLC |
1,436,677 |
1,365,596 |
-71,081 |
-4.95% |
Northern Trust Corp |
2,349,248 |
2,239,789 |
-109,459 |
-4.66% |
Dimensional Fund Advisors LP |
5,329,453 |
5,209,363 |
-120,090 |
-2.25% |
Parametric Portfolio Associates LLC |
110,450 |
108,942 |
-1,508 |
-1.37% |
Amalgamated Bank |
23,859 |
23,622 |
-237 |
-0.99% |
American International Group Inc. |
101,842 |
101,138 |
-704 |
-0.69% |
LPL Financial LLC |
150,620 |
150,120 |
-500 |
-0.33% |
BNP Paribas Arbitrage SA |
25,814 |
25,751 |
-63 |
-0.24% |
Wasatch Advisors Inc. |
2,542,979 |
2,537,189 |
-5,790 |
-0.23% |
13F Filers Exiting AXAS |
Global Retirement Partners LLC |
1,220 |
0 |
-1,220 |
-100.00% |
Quad Cities Investment Group LLC |
2,700 |
0 |
-2,700 |
-100.00% |
Squarepoint Ops LLC |
135,975 |
0 |
-135,975 |
-100.00% |
WINTON GROUP Ltd |
160,331 |
0 |
-160,331 |
-100.00% |
Jane Street Group LLC |
21,251 |
0 |
-21,251 |
-100.00% |
Old West Investment Management LLC |
1,036,175 |
0 |
-1,036,175 |
-100.00% |
Assenagon Asset Management S.A. |
26,895 |
0 |
-26,895 |
-100.00% |
Two Sigma Securities LLC |
42,277 |
0 |
-42,277 |
-100.00% |
Mariner LLC |
21,800 |
0 |
-21,800 |
-100.00% |
Aperio Group LLC |
14,257 |
0 |
-14,257 |
-100.00% |
Advisors Asset Management Inc. |
12,365 |
0 |
-12,365 |
-100.00% |
Arrowstreet Capital Limited Partnership |
16,311 |
0 |
-16,311 |
-100.00% |
Northwestern Mutual Wealth Management Co. |
600 |
0 |
-600 |
-100.00% |
Prudential Financial Inc. |
25,784 |
0 |
-25,784 |
-100.00% |
First Trust Advisors LP |
304,866 |
0 |
-304,866 |
-100.00% |
United Services Automobile Association |
26,599 |
0 |
-26,599 |
-100.00% |
The Manufacturers Life Insurance Company |
326,285 |
0 |
-326,285 |
-100.00% |
Mckinley Capital Management LLC Delaware |
21,340 |
0 |
-21,340 |
-100.00% |
Wellington Management Group LLP |
825,810 |
0 |
-825,810 |
-100.00% |
Oppenheimer & Co. Inc. |
14,500 |
0 |
-14,500 |
-100.00% |
The PNC Financial Services Group Inc. |
2,700 |
0 |
-2,700 |
-100.00% |
MML Investors Services LLC |
10,000 |
0 |
-10,000 |
-100.00% |
See Summary: Institutional Holders of AXAS
See Details: Top 10 Hedge Funds Holding AXAS
Also See: AXAS Insider Buying
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