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This page summarizes the AUQ holdings changes quarter over quarter among those 13F filers that have reported for
the 6/30/2015 period, comparing share count change from 3/31/2015 to 6/30/2015.
Share count is compared over these two periods to provide an indication of whether AUQ is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 3/31/2015
Share Count | 6/30/2015
Share Count | Change | % Change |
|---|
| 13F Filers Increasing AUQ Share Count |
|---|
| Donald Smith & CO. Inc. |
20,855,283 |
27,814,569 |
+6,959,286 |
+33.37% |
| Bank of New York Mellon Corp |
4,610,008 |
7,615,952 |
+3,005,944 |
+65.20% |
| Sun Valley Gold LLC |
71,000 |
1,900,693 |
+1,829,693 |
+2577.03% |
| Two Sigma Investments LP |
44,397 |
975,738 |
+931,341 |
+2097.76% |
| Mizuho Trust & Banking Co. Ltd. |
1,165,438 |
1,915,870 |
+750,432 |
+64.39% |
| Ameriprise Financial Inc. |
4,547,547 |
5,276,247 |
+728,700 |
+16.02% |
| UBS Group AG |
141,761 |
815,989 |
+674,228 |
+475.61% |
| Alps Advisors Inc. |
1,104,238 |
1,569,275 |
+465,037 |
+42.11% |
| SG Americas Securities LLC |
136,075 |
481,466 |
+345,391 |
+253.82% |
| Deutsche Bank AG |
3,319,404 |
3,658,496 |
+339,092 |
+10.22% |
| Vanguard Group Inc. |
2,248,892 |
2,585,969 |
+337,077 |
+14.99% |
| Royal Bank of Canada |
61,848 |
328,123 |
+266,275 |
+430.53% |
| GABELLI & Co INVESTMENT ADVISERS INC. |
13,000 |
256,500 |
+243,500 |
+1873.08% |
| JPMorgan Chase & Co. |
2,437,025 |
2,560,896 |
+123,871 |
+5.08% |
| Aristotle Capital Boston LLC |
307,639 |
417,986 |
+110,347 |
+35.87% |
| BNP Paribas Arbitrage SA |
14,985 |
86,040 |
+71,055 |
+474.17% |
| CIBC World Markets Inc. |
56,400 |
127,200 |
+70,800 |
+125.53% |
| Morgan Stanley |
356,256 |
422,494 |
+66,238 |
+18.59% |
| Fiera Capital Corp |
4,173,289 |
4,238,087 |
+64,798 |
+1.55% |
| Credit Suisse AG |
280,853 |
343,016 |
+62,163 |
+22.13% |
| CIBC Asset Management Inc |
816,324 |
877,741 |
+61,417 |
+7.52% |
| Alberta Investment Management Corp |
183,780 |
244,160 |
+60,380 |
+32.85% |
| Connor Clark & Lunn Investment Management Ltd. |
452,926 |
513,050 |
+60,124 |
+13.27% |
| Bank of America Corp DE |
1,005,291 |
1,057,548 |
+52,257 |
+5.20% |
| Citigroup Inc. |
40,748 |
80,699 |
+39,951 |
+98.04% |
| Tower Research Capital LLC TRC |
49,396 |
84,986 |
+35,590 |
+72.05% |
| UBS Asset Management Americas Inc. |
94,690 |
115,107 |
+20,417 |
+21.56% |
| Comerica Bank |
12,283 |
29,444 |
+17,161 |
+139.71% |
|
12,656 |
26,320 |
+13,664 |
+107.96% |
| Bank of Montreal Can |
1,287,287 |
1,300,456 |
+13,169 |
+1.02% |
| Swiss National Bank |
280,600 |
293,300 |
+12,700 |
+4.53% |
|
188,257 |
199,257 |
+11,000 |
+5.84% |
| Legal & General Group Plc |
2,138 |
13,138 |
+11,000 |
+514.50% |
|
3,268,149 |
3,275,595 |
+7,446 |
+0.23% |
| Lee Danner & Bass Inc. |
22,000 |
29,000 |
+7,000 |
+31.82% |
| Cetera Advisors LLC |
11,100 |
18,100 |
+7,000 |
+63.06% |
| The Manufacturers Life Insurance Company |
94,243 |
97,264 |
+3,021 |
+3.21% |
| Bank of Nova Scotia |
114,039 |
116,282 |
+2,243 |
+1.97% |
| Toronto Dominion Bank |
59,768 |
61,785 |
+2,017 |
+3.37% |
| Macquarie Group Ltd. |
53,138 |
53,946 |
+808 |
+1.52% |
| Glenmede Trust Co. NA |
64,023 |
64,700 |
+677 |
+1.06% |
| Barclays PLC |
44 |
402 |
+358 |
+813.64% |
| 1832 Asset Management L.P. |
300 |
597 |
+297 |
+99.00% |
| Creative Planning |
23,659 |
23,923 |
+264 |
+1.12% |
|
202 |
245 |
+43 |
+21.29% |
| 13F Filers Reporting New Positions In AUQ |
|---|
| OMERS ADMINISTRATION Corp |
0 |
1,055,200 |
+1,055,200 |
+100% |
|
0 |
810,000 |
+810,000 |
+100% |
| American Century Companies Inc. |
0 |
768,531 |
+768,531 |
+100% |
| Polar Asset Management Partners Inc. |
0 |
700,000 |
+700,000 |
+100% |
| Loews Corp |
0 |
337,897 |
+337,897 |
+100% |
| BlueCrest Capital Management Ltd |
0 |
305,000 |
+305,000 |
+100% |
| Two Sigma Advisers LP |
0 |
256,646 |
+256,646 |
+100% |
|
0 |
115,000 |
+115,000 |
+100% |
| Edmond DE Rothschild Holding S.A. |
0 |
115,000 |
+115,000 |
+100% |
| Intact Investment Management Inc. |
0 |
109,600 |
+109,600 |
+100% |
| OLD Mission Capital LLC |
0 |
77,672 |
+77,672 |
+100% |
| Oxbow Advisors LLC |
0 |
49,116 |
+49,116 |
+100% |
| Polaris Wealth Advisory Group LLC |
0 |
44,379 |
+44,379 |
+100% |
|
0 |
40,097 |
+40,097 |
+100% |
| World Asset Management Inc |
0 |
12,696 |
+12,696 |
+100% |
| Alpine Global Management LLC |
0 |
4,279 |
+4,279 |
+100% |
| Simplex Trading LLC |
0 |
809 |
+809 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Hexavest Inc. |
124,469 |
124,469 |
UNCH |
0.00% |
| Plante Moran Financial Advisors LLC |
2,920 |
2,920 |
UNCH |
0.00% |
| Gamco Investors INC. ET AL |
159,150 |
159,150 |
UNCH |
0.00% |
| Zazove Associates LLC |
150,000 |
150,000 |
UNCH |
0.00% |
| D.A. Davidson & CO. |
1,000 |
1,000 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
33 |
33 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
69,757 |
69,757 |
UNCH |
0.00% |
| Heartland Advisors Inc. |
21,708 |
21,708 |
UNCH |
0.00% |
| AXA S.A. |
79,000 |
79,000 |
UNCH |
0.00% |
| Royce & Associates LP |
223,250 |
223,250 |
UNCH |
0.00% |
|
11 |
11 |
UNCH |
0.00% |
| PCJ Investment Counsel Ltd. |
282,690 |
282,690 |
UNCH |
0.00% |
| Aegis Financial Corp |
1,788,678 |
1,788,678 |
UNCH |
0.00% |
| Intrepid Capital Management Inc. |
1,333,595 |
1,333,595 |
UNCH |
0.00% |
| American International Group Inc. |
16,611 |
16,611 |
UNCH |
0.00% |
| Weiss Asset Management LP |
1,739,922 |
1,739,922 |
UNCH |
0.00% |
| FMR LLC |
112,100 |
112,100 |
UNCH |
0.00% |
| Dimensional Fund Advisors LP |
36,222 |
36,222 |
UNCH |
0.00% |
| Franklin Resources Inc. |
638,500 |
638,500 |
UNCH |
0.00% |
|
11,320 |
11,320 |
UNCH |
0.00% |
| 13F Filers Decreasing AUQ Share Count |
|---|
| Van ECK Associates Corp |
45,618,610 |
39,679,672 |
-5,938,938 |
-13.02% |
|
3,910,114 |
1,504,589 |
-2,405,525 |
-61.52% |
| Wellington Management Group LLP |
6,389,316 |
4,771,886 |
-1,617,430 |
-25.31% |
|
4,978,715 |
4,122,277 |
-856,438 |
-17.20% |
| Commerzbank Aktiengesellschaft FI |
2,807,051 |
2,142,611 |
-664,440 |
-23.67% |
| Canada Pension Plan Investment Board |
1,621,812 |
1,091,712 |
-530,100 |
-32.69% |
|
1,166,532 |
829,473 |
-337,059 |
-28.89% |
| Artisan Partners Limited Partnership |
1,940,518 |
1,640,439 |
-300,079 |
-15.46% |
|
2,698,408 |
2,419,564 |
-278,844 |
-10.33% |
| Invesco Ltd. |
299,580 |
26,278 |
-273,302 |
-91.23% |
| United Services Automobile Association |
7,160,000 |
6,931,000 |
-229,000 |
-3.20% |
| Susquehanna International Group LLP |
325,518 |
106,734 |
-218,784 |
-67.21% |
| Jane Street Group LLC |
380,798 |
173,200 |
-207,598 |
-54.52% |
| Schroder Investment Management Group |
681,821 |
478,343 |
-203,478 |
-29.84% |
| Prospector Partners LLC |
257,974 |
55,103 |
-202,871 |
-78.64% |
| River Road Asset Management LLC |
5,385,204 |
5,199,604 |
-185,600 |
-3.45% |
|
954,012 |
786,508 |
-167,504 |
-17.56% |
| AGF Investments Inc. |
1,122,000 |
1,010,100 |
-111,900 |
-9.97% |
| Citadel Advisors LLC |
127,442 |
33,686 |
-93,756 |
-73.57% |
| Great West Life Assurance Co. Can |
294,567 |
205,636 |
-88,931 |
-30.19% |
| Group One Trading L.P. |
64,261 |
367 |
-63,894 |
-99.43% |
| CoreCommodity Management LLC |
118,121 |
69,501 |
-48,620 |
-41.16% |
|
113,000 |
70,500 |
-42,500 |
-37.61% |
|
37,754 |
14,940 |
-22,814 |
-60.43% |
| Renaissance Technologies LLC |
1,455,767 |
1,433,867 |
-21,900 |
-1.50% |
| TD Asset Management Inc. |
1,324,126 |
1,302,926 |
-21,200 |
-1.60% |
| D. E. Shaw & Co. Inc. |
360,297 |
339,279 |
-21,018 |
-5.83% |
| Goldman Sachs Group Inc. |
252,078 |
231,516 |
-20,562 |
-8.16% |
| Guggenheim Capital LLC |
326,207 |
305,757 |
-20,450 |
-6.27% |
| Wells Fargo & Company MN |
458,967 |
442,670 |
-16,297 |
-3.55% |
| Diversified Trust Co |
177,633 |
165,436 |
-12,197 |
-6.87% |
| Gabelli Funds LLC |
6,376,000 |
6,368,000 |
-8,000 |
-0.13% |
| Aperio Group LLC |
22,055 |
17,672 |
-4,383 |
-19.87% |
| Cambridge Investment Research Advisors Inc. |
26,225 |
25,125 |
-1,100 |
-4.19% |
| Stifel Financial Corp |
61,922 |
60,967 |
-955 |
-1.54% |
| US Bancorp DE |
975 |
912 |
-63 |
-6.46% |
| 13F Filers Exiting AUQ |
|---|
|
3,370,000 |
0 |
-3,370,000 |
-100.00% |
| Millennium Management LLC |
2,725,413 |
0 |
-2,725,413 |
-100.00% |
| Public Sector Pension Investment Board |
2,142,741 |
0 |
-2,142,741 |
-100.00% |
| BBT Capital Management LLC |
259,572 |
0 |
-259,572 |
-100.00% |
|
205,000 |
0 |
-205,000 |
-100.00% |
| U S Global Investors Inc. |
200,000 |
0 |
-200,000 |
-100.00% |
| Parallax Volatility Advisers L.P. |
162,879 |
0 |
-162,879 |
-100.00% |
| Dynamic Technology Lab Private Ltd |
140,015 |
0 |
-140,015 |
-100.00% |
| Marshall Wace LLP |
122,800 |
0 |
-122,800 |
-100.00% |
| Whitebox Advisors LLC |
100,100 |
0 |
-100,100 |
-100.00% |
|
58,198 |
0 |
-58,198 |
-100.00% |
|
45,912 |
0 |
-45,912 |
-100.00% |
| Shell Asset Management Co. |
42,222 |
0 |
-42,222 |
-100.00% |
|
16,600 |
0 |
-16,600 |
-100.00% |
| Banque Pictet & Cie SA |
12,163 |
0 |
-12,163 |
-100.00% |
| Alliancebernstein L.P. |
4,700 |
0 |
-4,700 |
-100.00% |
| Reilly Financial Advisors LLC |
1,600 |
0 |
-1,600 |
-100.00% |
| Flow Traders U.S. LLC |
1,021 |
0 |
-1,021 |
-100.00% |
See Summary: Institutional Holders of AUQ
See Details: Top 10 Hedge Funds Holding AUQ
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