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This page summarizes the ASRT holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether ASRT is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ASRT Share Count |
|---|
| Headlands Technologies LLC |
100 |
1,343 |
+1,243 |
+1243.00% |
| AQR Capital Management LLC |
304,354 |
1,997,388 |
+1,693,034 |
+556.27% |
| Barclays PLC |
22,990 |
129,069 |
+106,079 |
+461.41% |
| FMR LLC |
1,330 |
6,986 |
+5,656 |
+425.26% |
| Engineers Gate Manager LP |
10,322 |
49,102 |
+38,780 |
+375.70% |
| Citigroup Inc. |
9,999 |
30,110 |
+20,111 |
+201.13% |
| Citadel Advisors LLC |
41,933 |
117,991 |
+76,058 |
+181.38% |
| Two Sigma Advisers LP |
494,134 |
1,220,415 |
+726,281 |
+146.98% |
| Goldman Sachs Group Inc. |
575,667 |
1,187,765 |
+612,098 |
+106.33% |
| CM Management LLC |
167,640 |
345,000 |
+177,360 |
+105.80% |
| Bank of America Corp DE |
111,932 |
198,670 |
+86,738 |
+77.49% |
| Nantahala Capital Management LLC |
4,670,000 |
7,619,440 |
+2,949,440 |
+63.16% |
| Tower Research Capital LLC TRC |
5,540 |
8,763 |
+3,223 |
+58.18% |
| GWM Advisors LLC |
35,675 |
55,675 |
+20,000 |
+56.06% |
| Morgan Stanley |
369,730 |
561,642 |
+191,912 |
+51.91% |
| Armistice Capital LLC |
3,924,000 |
5,800,000 |
+1,876,000 |
+47.81% |
| SG Americas Securities LLC |
38,352 |
55,769 |
+17,417 |
+45.41% |
| Federated Hermes Inc. |
328 |
460 |
+132 |
+40.24% |
| ProShare Advisors LLC |
11,528 |
14,687 |
+3,159 |
+27.40% |
| Renaissance Technologies LLC |
2,556,614 |
3,142,514 |
+585,900 |
+22.92% |
| Rhumbline Advisers |
121,403 |
146,399 |
+24,996 |
+20.59% |
| Bank of New York Mellon Corp |
571,072 |
668,324 |
+97,252 |
+17.03% |
| TSP Capital Management Group LLC |
157,800 |
180,950 |
+23,150 |
+14.67% |
| LPL Financial LLC |
40,183 |
45,924 |
+5,741 |
+14.29% |
| State Street Corp |
1,374,529 |
1,525,649 |
+151,120 |
+10.99% |
| BlackRock Inc. |
5,943,361 |
6,574,483 |
+631,122 |
+10.62% |
| Cambridge Investment Research Advisors Inc. |
18,038 |
19,938 |
+1,900 |
+10.53% |
| Empowered Funds LLC |
319,843 |
351,608 |
+31,765 |
+9.93% |
| SummerHaven Investment Management LLC |
124,864 |
135,358 |
+10,494 |
+8.40% |
| Price T Rowe Associates Inc. MD |
19,386 |
20,989 |
+1,603 |
+8.27% |
| Vanguard Group Inc. |
4,532,155 |
4,878,543 |
+346,388 |
+7.64% |
| Geode Capital Management LLC |
1,881,414 |
2,002,394 |
+120,980 |
+6.43% |
| Voya Investment Management LLC |
35,257 |
36,871 |
+1,614 |
+4.58% |
| Two Sigma Investments LP |
1,207,046 |
1,261,229 |
+54,183 |
+4.49% |
| First Trust Advisors LP |
249,793 |
260,153 |
+10,360 |
+4.15% |
| Northern Trust Corp |
740,736 |
770,907 |
+30,171 |
+4.07% |
| Perritt Capital Management Inc. |
362,184 |
373,184 |
+11,000 |
+3.04% |
| Nuveen Asset Management LLC |
213,106 |
216,641 |
+3,535 |
+1.66% |
| 13F Filers Reporting New Positions In ASRT |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Huntington National Bank |
0 |
356 |
+356 |
+100% |
| Focus Financial Network Inc. ADV |
0 |
13,037 |
+13,037 |
+100% |
| Wexford Capital LP |
0 |
19,230 |
+19,230 |
+100% |
| MeadowBrook Investment Advisors LLC |
0 |
249 |
+249 |
+100% |
| Senvest Management LLC |
0 |
562,898 |
+562,898 |
+100% |
| HRT Financial LP |
0 |
67,077 |
+67,077 |
+100% |
| Simplex Trading LLC |
0 |
13,763 |
+13,763 |
+100% |
| Virtu Financial LLC |
0 |
23,226 |
+23,226 |
+100% |
| NewSquare Capital LLC |
0 |
300 |
+300 |
+100% |
| Cubist Systematic Strategies LLC |
0 |
33,617 |
+33,617 |
+100% |
| State of Wyoming |
0 |
37,712 |
+37,712 |
+100% |
| Oliver Lagore Vanvalin Investment Group |
0 |
1 |
+1 |
+100% |
| Point72 Middle East FZE |
0 |
6,181 |
+6,181 |
+100% |
| Main Street Group LTD |
0 |
125 |
+125 |
+100% |
| Farther Finance Advisors LLC |
0 |
52 |
+52 |
+100% |
| Williams & Novak LLC |
0 |
12,500 |
+12,500 |
+100% |
| Naples Money Management LLC |
0 |
178 |
+178 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| JPMorgan Chase & Co. |
61,566 |
61,566 |
UNCH |
0.00% |
| US Bancorp DE |
69,384 |
69,384 |
UNCH |
0.00% |
| Dimensional Fund Advisors LP |
65,997 |
65,997 |
UNCH |
0.00% |
| Legal & General Group Plc |
10,196 |
10,196 |
UNCH |
0.00% |
| Strs Ohio |
13,000 |
13,000 |
UNCH |
0.00% |
| Royce & Associates LP |
11,530 |
11,530 |
UNCH |
0.00% |
| UMB Bank N A MO |
35 |
35 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
25,370 |
25,370 |
UNCH |
0.00% |
| D. E. Shaw & Co. Inc. |
299,852 |
299,852 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
8,159 |
8,159 |
UNCH |
0.00% |
| Alliancebernstein L.P. |
45,310 |
45,310 |
UNCH |
0.00% |
| Prudential Financial Inc. |
154,240 |
154,240 |
UNCH |
0.00% |
| Denali Advisors LLC |
42,700 |
42,700 |
UNCH |
0.00% |
| North Star Investment Management Corp. |
100 |
100 |
UNCH |
0.00% |
| CWM LLC |
2 |
2 |
UNCH |
0.00% |
| Alethea Capital Management LLC |
133,793 |
133,793 |
UNCH |
0.00% |
| Allworth Financial LP |
247 |
247 |
UNCH |
0.00% |
| Focused Wealth Management Inc |
2,067 |
2,067 |
UNCH |
0.00% |
| Dynamic Advisor Solutions LLC |
12,500 |
12,500 |
UNCH |
0.00% |
| First Personal Financial Services |
65 |
65 |
UNCH |
0.00% |
| Mission Wealth Management LP |
12,783 |
12,783 |
UNCH |
0.00% |
| Parallel Advisors LLC |
2,496 |
2,496 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
401 |
401 |
UNCH |
0.00% |
| Key Financial Inc |
445 |
445 |
UNCH |
0.00% |
| SOA Wealth Advisors LLC. |
250 |
250 |
UNCH |
0.00% |
| Newbridge Financial Services Group Inc. |
125 |
125 |
UNCH |
0.00% |
| TD Waterhouse Canada Inc. |
47 |
47 |
UNCH |
0.00% |
| 13F Filers Decreasing ASRT Share Count |
|---|
| Strategic Investment Solutions Inc. IL |
330,750 |
5,250 |
-325,500 |
-98.41% |
| Deutsche Bank AG |
40,861 |
3,072 |
-37,789 |
-92.48% |
| Wells Fargo & Company MN |
379,554 |
29,481 |
-350,073 |
-92.23% |
| Advisor Group Holdings Inc. |
23,625 |
2,302 |
-21,323 |
-90.26% |
| Squarepoint Ops LLC |
610,092 |
79,755 |
-530,337 |
-86.93% |
| Millennium Management LLC |
222,742 |
45,757 |
-176,985 |
-79.46% |
| Larson Financial Group LLC |
614 |
129 |
-485 |
-78.99% |
| Truvestments Capital LLC |
1,548 |
572 |
-976 |
-63.05% |
| Kennedy Capital Management Inc. |
794,087 |
295,840 |
-498,247 |
-62.74% |
| Jane Street Group LLC |
160,289 |
60,912 |
-99,377 |
-62.00% |
| Invesco Ltd. |
249,704 |
105,856 |
-143,848 |
-57.61% |
| Janney Montgomery Scott LLC |
27,369 |
12,590 |
-14,779 |
-54.00% |
| Caption Management LLC |
94,000 |
44,200 |
-49,800 |
-52.98% |
| Russell Investments Group Ltd. |
21,994 |
10,574 |
-11,420 |
-51.92% |
| Charles Schwab Investment Management Inc. |
450,741 |
244,818 |
-205,923 |
-45.69% |
| Qube Research & Technologies Ltd |
83,629 |
45,440 |
-38,189 |
-45.66% |
| The Manufacturers Life Insurance Company |
31,418 |
17,182 |
-14,236 |
-45.31% |
| Sargent Investment Group LLC |
80,546 |
44,864 |
-35,682 |
-44.30% |
| Royal Bank of Canada |
49,200 |
32,340 |
-16,860 |
-34.27% |
| California State Teachers Retirement System |
19,581 |
14,607 |
-4,974 |
-25.40% |
| Susquehanna International Group LLP |
138,398 |
112,554 |
-25,844 |
-18.67% |
| UBS Group AG |
243,453 |
199,383 |
-44,070 |
-18.10% |
| HighTower Advisors LLC |
31,517 |
26,392 |
-5,125 |
-16.26% |
| Two Sigma Securities LLC |
20,261 |
17,148 |
-3,113 |
-15.36% |
| Ameriprise Financial Inc. |
277,870 |
236,619 |
-41,251 |
-14.85% |
| WINTON GROUP Ltd |
148,556 |
128,356 |
-20,200 |
-13.60% |
| Bridgeway Capital Management Inc. |
752,093 |
650,208 |
-101,885 |
-13.55% |
| Principal Financial Group Inc. |
12,447 |
11,167 |
-1,280 |
-10.28% |
| Amalgamated Bank |
7,045 |
6,491 |
-554 |
-7.86% |
| Alps Advisors Inc. |
110,594 |
104,631 |
-5,963 |
-5.39% |
| Gotham Asset Management LLC |
27,479 |
26,276 |
-1,203 |
-4.38% |
| Franklin Resources Inc. |
54,056 |
53,018 |
-1,038 |
-1.92% |
| New York State Common Retirement Fund |
22,556 |
22,401 |
-155 |
-0.69% |
| American International Group Inc. |
44,288 |
44,110 |
-178 |
-0.40% |
| 13F Filers Exiting ASRT |
|---|
| Norden Group LLC |
11,667 |
0 |
-11,667 |
-100.00% |
| ORG Partners LLC |
300 |
0 |
-300 |
-100.00% |
| Portside Wealth Group LLC |
27,757 |
0 |
-27,757 |
-100.00% |
| Provence Wealth Management Group |
52 |
0 |
-52 |
-100.00% |
| Quent Capital LLC |
26,000 |
0 |
-26,000 |
-100.00% |
| Allspring Global Investments Holdings LLC |
4,366 |
0 |
-4,366 |
-100.00% |
| Baker Tilly Financial LLC |
15,462 |
0 |
-15,462 |
-100.00% |
| AIGH Capital Management LLC |
943,857 |
0 |
-943,857 |
-100.00% |
| Jump Financial LLC |
76,237 |
0 |
-76,237 |
-100.00% |
| Lloyd Advisory Services LLC. |
11,667 |
0 |
-11,667 |
-100.00% |
| Spouting Rock Asset Management LLC |
30,230 |
0 |
-30,230 |
-100.00% |
| Townsquare Capital LLC |
126,766 |
0 |
-126,766 |
-100.00% |
| Aigen Investment Management LP |
14,476 |
0 |
-14,476 |
-100.00% |
| One Wealth Advisors LLC |
20,050 |
0 |
-20,050 |
-100.00% |
| Diametric Capital LP |
57,788 |
0 |
-57,788 |
-100.00% |
| Ritholtz Wealth Management |
29,976 |
0 |
-29,976 |
-100.00% |
| Worth Venture Partners LLC |
230,773 |
0 |
-230,773 |
-100.00% |
| Centiva Capital LP |
28,119 |
0 |
-28,119 |
-100.00% |
| Belvedere Trading LLC |
1,139 |
0 |
-1,139 |
-100.00% |
| Connor Clark & Lunn Investment Management Ltd. |
233,431 |
0 |
-233,431 |
-100.00% |
| Mirae Asset Global Investments Co. Ltd. |
28,037 |
0 |
-28,037 |
-100.00% |
| Pinebridge Investments L.P. |
11,078 |
0 |
-11,078 |
-100.00% |
| MetLife Investment Management LLC |
46,926 |
0 |
-46,926 |
-100.00% |
| Verition Fund Management LLC |
105,182 |
0 |
-105,182 |
-100.00% |
| GTS Securities LLC |
11,175 |
0 |
-11,175 |
-100.00% |
| Susquehanna Fundamental Investments LLC |
23,317 |
0 |
-23,317 |
-100.00% |
| Stonepine Capital Management LLC |
951,197 |
0 |
-951,197 |
-100.00% |
| O Shaughnessy Asset Management LLC |
108,420 |
0 |
-108,420 |
-100.00% |
| J. Goldman & Co LP |
1,097,452 |
0 |
-1,097,452 |
-100.00% |
| Envestnet Asset Management Inc. |
30,191 |
0 |
-30,191 |
-100.00% |
| ClariVest Asset Management LLC |
214,901 |
0 |
-214,901 |
-100.00% |
| Prelude Capital Management LLC |
25,751 |
0 |
-25,751 |
-100.00% |
| Balyasny Asset Management LLC |
12,887 |
0 |
-12,887 |
-100.00% |
| Northwestern Mutual Wealth Management Co. |
231 |
0 |
-231 |
-100.00% |
| White Pine Capital LLC |
48,777 |
0 |
-48,777 |
-100.00% |
| SILVER OAK SECURITIES Inc |
10,000 |
0 |
-10,000 |
-100.00% |
| Cornercap Investment Counsel Inc. |
84,862 |
0 |
-84,862 |
-100.00% |
| Thompson Siegel & Walmsley LLC |
1,225,233 |
0 |
-1,225,233 |
-100.00% |
| Comerica Bank |
688 |
0 |
-688 |
-100.00% |
| Tocqueville Asset Management L.P. |
10,589 |
0 |
-10,589 |
-100.00% |
| Brandywine Global Investment Management LLC |
42,888 |
0 |
-42,888 |
-100.00% |
| Eagle Asset Management Inc. |
10,661 |
0 |
-10,661 |
-100.00% |
| Bailard Inc. |
44,985 |
0 |
-44,985 |
-100.00% |
| American Century Companies Inc. |
591,420 |
0 |
-591,420 |
-100.00% |
| Metropolitan Life Insurance Co NY |
4,908 |
0 |
-4,908 |
-100.00% |
See Summary: Institutional Holders of ASRT
See Details: Top 10 Hedge Funds Holding ASRT
Also See: ASRT Insider Buying
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