 |
|
|
This page summarizes the ASG holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether ASG is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ASG Share Count |
|---|
| Nelson Van Denburg & Campbell Wealth Management Group LLC |
4,987 |
129,987 |
+125,000 |
+2506.52% |
| Flow State Investments L.P. |
13,657 |
121,308 |
+107,651 |
+788.25% |
| Northwestern Mutual Wealth Management Co. |
505 |
3,091 |
+2,586 |
+512.08% |
| Landscape Capital Management L.L.C. |
32,693 |
185,836 |
+153,143 |
+468.43% |
| Dakota Wealth Management |
12,670 |
48,745 |
+36,075 |
+284.73% |
| Karpus Management Inc. |
640,657 |
1,681,642 |
+1,040,985 |
+162.49% |
| Cornerstone Advisors LLC |
593,323 |
842,508 |
+249,185 |
+42.00% |
| Atria Wealth Solutions Inc. |
35,665 |
48,033 |
+12,368 |
+34.68% |
| JPMorgan Chase & Co. |
11,827 |
15,744 |
+3,917 |
+33.12% |
| Shaker Financial Services LLC |
801,378 |
1,011,052 |
+209,674 |
+26.16% |
| LPL Financial LLC |
558,888 |
693,171 |
+134,283 |
+24.03% |
| Ameriprise Financial Inc. |
126,899 |
143,613 |
+16,714 |
+13.17% |
| AE Wealth Management LLC |
16,301 |
16,776 |
+475 |
+2.91% |
| Global Retirement Partners LLC |
7,128 |
7,265 |
+137 |
+1.92% |
| Wealth Enhancement Advisory Services LLC |
85,675 |
85,681 |
+6 |
+0.01% |
| Parallel Advisors LLC |
12,549 |
12,550 |
+1 |
+0.01% |
| 13F Filers Reporting New Positions In ASG |
|---|
| US Bancorp DE |
0 |
350 |
+350 |
+100% |
| The PNC Financial Services Group Inc. |
0 |
50,845 |
+50,845 |
+100% |
| Mercer Global Advisors Inc. ADV |
0 |
14,461 |
+14,461 |
+100% |
| Nomura Holdings Inc. |
0 |
22,600 |
+22,600 |
+100% |
| Wolverine Asset Management LLC |
0 |
86,467 |
+86,467 |
+100% |
| Weiss Asset Management LP |
0 |
59,318 |
+59,318 |
+100% |
| 1607 Capital Partners LLC |
0 |
30,927 |
+30,927 |
+100% |
| Two Sigma Securities LLC |
0 |
38,372 |
+38,372 |
+100% |
| MCF Advisors LLC |
0 |
0 |
UNCH |
100% |
| Mutual Advisors LLC |
0 |
11,008 |
+11,008 |
+100% |
| Advisor Resource Council |
0 |
33,093 |
+33,093 |
+100% |
| Smartleaf Asset Management LLC |
0 |
874 |
+874 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Commonwealth Equity Services LLC |
10,022 |
10,022 |
UNCH |
0.00% |
| Oppenheimer & Co. Inc. |
10,391 |
10,391 |
UNCH |
0.00% |
| Community Trust & Investment Co. |
13,475 |
13,475 |
UNCH |
0.00% |
| Raymond James Trust N.A. |
15,781 |
15,781 |
UNCH |
0.00% |
| Wedbush Securities Inc. |
60,755 |
60,755 |
UNCH |
0.00% |
| Janney Montgomery Scott LLC |
22,105 |
22,105 |
UNCH |
0.00% |
| Gradient Investments LLC |
226 |
226 |
UNCH |
0.00% |
| LVZ Advisors Inc. |
29,855 |
29,855 |
UNCH |
0.00% |
| Alpha Cubed Investments LLC |
10,905 |
10,905 |
UNCH |
0.00% |
| RFG Advisory LLC |
15,966 |
15,966 |
UNCH |
0.00% |
| Kestra Private Wealth Services LLC |
52,456 |
52,456 |
UNCH |
0.00% |
| Sheaff Brock Investment Advisors LLC |
19,545 |
19,545 |
UNCH |
0.00% |
| Edmonds Duncan Registered Investment Advisors LLC |
30,936 |
30,936 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
13,272 |
13,272 |
UNCH |
0.00% |
| Qube Research & Technologies Ltd |
22,671 |
22,671 |
UNCH |
0.00% |
| Larson Financial Group LLC |
1,500 |
1,500 |
UNCH |
0.00% |
| Western Wealth Management LLC |
12,539 |
12,539 |
UNCH |
0.00% |
| Archer Investment Corp |
5,786 |
5,786 |
UNCH |
0.00% |
| Beacon Capital Management LLC |
208 |
208 |
UNCH |
0.00% |
| Quantum Private Wealth LLC |
89,000 |
89,000 |
UNCH |
0.00% |
| Impact Partnership Wealth LLC |
217 |
217 |
UNCH |
0.00% |
| Financial Perspectives Inc |
8,945 |
8,945 |
UNCH |
0.00% |
| 13F Filers Decreasing ASG Share Count |
|---|
| Thomas J. Herzfeld Advisors Inc. |
7,637 |
848 |
-6,789 |
-88.90% |
| Raymond James Financial Services Advisors Inc. |
98,919 |
37,675 |
-61,244 |
-61.91% |
| Owen LaRue LLC |
29,507 |
15,067 |
-14,440 |
-48.94% |
| David J Yvars Group |
38,642 |
21,157 |
-17,485 |
-45.25% |
| Raymond James & Associates |
28,746 |
18,789 |
-9,957 |
-34.64% |
| Cambridge Investment Research Advisors Inc. |
37,724 |
24,785 |
-12,939 |
-34.30% |
| Invesco Ltd. |
89,311 |
59,678 |
-29,633 |
-33.18% |
| Advisory Services Network LLC |
22,852 |
17,192 |
-5,660 |
-24.77% |
| GWM Advisors LLC |
39,998 |
32,098 |
-7,900 |
-19.75% |
| Mach 1 Financial Group Inc. |
13,335 |
10,745 |
-2,590 |
-19.42% |
| Royal Bank of Canada |
19,160 |
15,889 |
-3,271 |
-17.07% |
| Advisor Group Holdings Inc. |
81,017 |
67,802 |
-13,215 |
-16.31% |
| UBS Group AG |
82,432 |
69,712 |
-12,720 |
-15.43% |
| Wells Fargo & Company MN |
547,999 |
467,890 |
-80,109 |
-14.62% |
| Morgan Stanley |
34,682 |
31,208 |
-3,474 |
-10.02% |
| Kestra Advisory Services LLC |
28,862 |
28,104 |
-758 |
-2.63% |
| National Asset Management Inc. |
66,974 |
66,174 |
-800 |
-1.19% |
| NBC Securities Inc. |
40,253 |
40,017 |
-236 |
-0.59% |
| Bank of America Corp DE |
25,366 |
25,364 |
-2 |
-0.01% |
| 13F Filers Exiting ASG |
|---|
| Elequin Capital LP |
4,163 |
0 |
-4,163 |
-100.00% |
| Walleye Capital LLC |
15,464 |
0 |
-15,464 |
-100.00% |
| Financial Advocates Investment Management |
125,000 |
0 |
-125,000 |
-100.00% |
| Proequities Inc. |
4,332 |
0 |
-4,332 |
-100.00% |
| Stifel Financial Corp |
303,031 |
0 |
-303,031 |
-100.00% |
| FMR LLC |
2 |
0 |
-2 |
-100.00% |
See Summary: Institutional Holders of ASG
See Details: Top 10 Hedge Funds Holding ASG
Also See: ASG Insider Buying
|
|
