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This page summarizes the ALSA holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether ALSA is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ALSA Share Count |
|---|
| Vivaldi Asset Management LLC |
464,799 |
768,288 |
+303,489 |
+65.29% |
| Kim LLC |
306,205 |
391,878 |
+85,673 |
+27.98% |
| Berkley W R Corp |
372,688 |
452,889 |
+80,201 |
+21.52% |
| Glazer Capital LLC |
210,805 |
214,305 |
+3,500 |
+1.66% |
| Tower Research Capital LLC TRC |
3,559 |
3,609 |
+50 |
+1.40% |
| 13F Filers Reporting New Positions In ALSA |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Cowen AND Company LLC |
0 |
20,344 |
+20,344 |
+100% |
| Morgan Stanley |
0 |
4,900 |
+4,900 |
+100% |
| Spartan Fund Management Inc. |
0 |
12,872 |
+12,872 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| GABELLI & Co INVESTMENT ADVISERS INC. |
49,850 |
49,850 |
UNCH |
0.00% |
| D. E. Shaw & Co. Inc. |
180,000 |
180,000 |
UNCH |
0.00% |
| CNH Partners LLC |
125,153 |
125,153 |
UNCH |
0.00% |
| Radcliffe Capital Management L.P. |
117,800 |
117,800 |
UNCH |
0.00% |
| Hudson Bay Capital Management LP |
279,000 |
279,000 |
UNCH |
0.00% |
| Rivernorth Capital Management LLC |
98,841 |
98,841 |
UNCH |
0.00% |
| Saba Capital Management L.P. |
769,511 |
769,511 |
UNCH |
0.00% |
| Westchester Capital Management LLC |
884,963 |
884,963 |
UNCH |
0.00% |
| Yakira Capital Management Inc. |
687,356 |
687,356 |
UNCH |
0.00% |
| Centiva Capital LP |
23,688 |
23,688 |
UNCH |
0.00% |
| BCK Capital Management LP |
37,134 |
37,134 |
UNCH |
0.00% |
| Atlas Merchant Capital LLC |
323,294 |
323,294 |
UNCH |
0.00% |
| 13F Filers Decreasing ALSA Share Count |
|---|
| Mizuho Securities USA LLC |
561,358 |
200,000 |
-361,358 |
-64.37% |
| Shaolin Capital Management LLC |
481,310 |
300,000 |
-181,310 |
-37.67% |
| Periscope Capital Inc. |
175,000 |
125,000 |
-50,000 |
-28.57% |
| Karpus Management Inc. |
479,675 |
365,875 |
-113,800 |
-23.72% |
| Fir Tree Capital Management LP |
373,998 |
301,250 |
-72,748 |
-19.45% |
| Gabelli Funds LLC |
50,150 |
44,900 |
-5,250 |
-10.47% |
| Wolverine Asset Management LLC |
378,562 |
366,737 |
-11,825 |
-3.12% |
| Warberg Asset Management LLC |
24,828 |
24,196 |
-632 |
-2.55% |
| Walleye Capital LLC |
230,298 |
230,292 |
-6 |
-0.00% |
| Walleye Trading LLC |
129,542 |
129,539 |
-3 |
-0.00% |
| 13F Filers Exiting ALSA |
|---|
| Castle Creek Arbitrage LLC |
87,750 |
0 |
-87,750 |
-100.00% |
| Polar Asset Management Partners Inc. |
453,900 |
0 |
-453,900 |
-100.00% |
See Summary: Institutional Holders of ALSA
See Details: Top 10 Hedge Funds Holding ALSA
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