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This page summarizes the AGD holdings changes quarter over quarter among those 13F filers that have reported for
the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023.
Share count is compared over these two periods to provide an indication of whether AGD is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 9/30/2023
Share Count | 12/31/2023
Share Count | Change | % Change |
|---|
| 13F Filers Increasing AGD Share Count |
|---|
| Godsey & Gibb Associates |
1,602 |
4,453 |
+2,851 |
+177.97% |
| Landscape Capital Management L.L.C. |
18,714 |
46,942 |
+28,228 |
+150.84% |
| Guggenheim Capital LLC |
114,498 |
228,608 |
+114,110 |
+99.66% |
| Ameriprise Financial Inc. |
18,566 |
36,016 |
+17,450 |
+93.99% |
| CNH Partners LLC |
111,965 |
191,729 |
+79,764 |
+71.24% |
| Quantedge Capital Pte Ltd |
21,600 |
35,500 |
+13,900 |
+64.35% |
| Saba Capital Management L.P. |
372,783 |
588,509 |
+215,726 |
+57.87% |
| Cornerstone Advisors LLC |
40,216 |
61,928 |
+21,712 |
+53.99% |
| CWM LLC |
1,510 |
2,298 |
+788 |
+52.19% |
| Hennion & Walsh Asset Management Inc. |
215,530 |
247,656 |
+32,126 |
+14.91% |
| Bank of America Corp DE |
741,908 |
833,386 |
+91,478 |
+12.33% |
| Raymond James Financial Services Advisors Inc. |
58,045 |
63,037 |
+4,992 |
+8.60% |
| Northwestern Mutual Wealth Management Co. |
1,578 |
1,695 |
+117 |
+7.41% |
| GWM Advisors LLC |
61,964 |
66,493 |
+4,529 |
+7.31% |
| Wedbush Securities Inc. |
26,974 |
28,896 |
+1,922 |
+7.13% |
| Logan Stone Capital LLC |
67,776 |
71,874 |
+4,098 |
+6.05% |
| Wolverine Asset Management LLC |
81,798 |
85,591 |
+3,793 |
+4.64% |
| Karpus Management Inc. |
605,380 |
632,505 |
+27,125 |
+4.48% |
| Commonwealth Equity Services LLC |
68,047 |
70,922 |
+2,875 |
+4.23% |
| Royal Bank of Canada |
83,805 |
87,209 |
+3,404 |
+4.06% |
| Anfield Capital Management LLC |
1,350 |
1,379 |
+29 |
+2.15% |
| UBS Group AG |
221,882 |
225,790 |
+3,908 |
+1.76% |
| Relative Value Partners Group LLC |
14,875 |
14,987 |
+112 |
+0.75% |
| Comerica Bank |
8,355 |
8,416 |
+61 |
+0.73% |
| CSS LLC IL |
31,397 |
31,458 |
+61 |
+0.19% |
| Cerity Partners LLC |
72,667 |
72,737 |
+70 |
+0.10% |
| 13F Filers Reporting New Positions In AGD |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Invesco Ltd. |
0 |
12,772 |
+12,772 |
+100% |
| Janney Montgomery Scott LLC |
0 |
10,165 |
+10,165 |
+100% |
| Investment Partners Asset Management Inc. |
0 |
113,372 |
+113,372 |
+100% |
| Susquehanna International Group LLP |
0 |
20,276 |
+20,276 |
+100% |
| Baystate Wealth Management LLC |
0 |
503 |
+503 |
+100% |
| Allworth Financial LP |
0 |
962 |
+962 |
+100% |
| Advisory Services Network LLC |
0 |
6,773 |
+6,773 |
+100% |
| RSM US Wealth Management LLC |
0 |
76,606 |
+76,606 |
+100% |
| 1776 Wealth LLC |
0 |
64,236 |
+64,236 |
+100% |
| International Assets Investment Management LLC |
0 |
44,122 |
+44,122 |
+100% |
| Second Line Capital LLC |
0 |
18,028 |
+18,028 |
+100% |
| Novak & Powell Financial Services Inc. |
0 |
10,993 |
+10,993 |
+100% |
| Pathstone Holdings LLC |
0 |
258,306 |
+258,306 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| The PNC Financial Services Group Inc. |
24,524 |
24,524 |
UNCH |
0.00% |
| Citigroup Inc. |
6 |
6 |
UNCH |
0.00% |
| Cambridge Investment Research Advisors Inc. |
10,557 |
10,557 |
UNCH |
0.00% |
| Bulldog Investors LLC |
49,874 |
49,874 |
UNCH |
0.00% |
| Yakira Capital Management Inc. |
10,315 |
10,315 |
UNCH |
0.00% |
| MCF Advisors LLC |
1,711 |
1,711 |
UNCH |
0.00% |
| IFP Advisors Inc |
400 |
400 |
UNCH |
0.00% |
| Steward Partners Investment Advisory LLC |
529 |
529 |
UNCH |
0.00% |
| Qube Research & Technologies Ltd |
16,760 |
16,760 |
UNCH |
0.00% |
| Global Retirement Partners LLC |
300 |
300 |
UNCH |
0.00% |
| Geneos Wealth Management Inc. |
961 |
961 |
UNCH |
0.00% |
| Hoey Investments Inc. |
835 |
835 |
UNCH |
0.00% |
| SkyOak Wealth LLC |
10,000 |
10,000 |
UNCH |
0.00% |
| WNY Asset Management LLC |
10,085 |
10,085 |
UNCH |
0.00% |
| Armstrong Advisory Group Inc. |
2,712 |
2,712 |
UNCH |
0.00% |
| 13F Filers Decreasing AGD Share Count |
|---|
| Advisor Group Holdings Inc. |
217,555 |
125,854 |
-91,701 |
-42.15% |
| LPL Financial LLC |
376,053 |
248,368 |
-127,685 |
-33.95% |
| Morgan Stanley |
472,679 |
354,147 |
-118,532 |
-25.08% |
| Aptus Capital Advisors LLC |
21,722 |
18,028 |
-3,694 |
-17.01% |
| Cetera Investment Advisers |
14,408 |
12,093 |
-2,315 |
-16.07% |
| Rockefeller Capital Management L.P. |
32,757 |
27,757 |
-5,000 |
-15.26% |
| Advisors Asset Management Inc. |
934,014 |
815,381 |
-118,633 |
-12.70% |
| Raymond James & Associates |
59,040 |
54,475 |
-4,565 |
-7.73% |
| Park Avenue Securities LLC |
75,029 |
70,862 |
-4,167 |
-5.55% |
| Envestnet Asset Management Inc. |
120,780 |
114,336 |
-6,444 |
-5.34% |
| Thomas J. Herzfeld Advisors Inc. |
1,416 |
1,346 |
-70 |
-4.94% |
| Spire Wealth Management |
16,919 |
16,288 |
-631 |
-3.73% |
| Integrated Capital Management Inc. |
14,126 |
13,838 |
-288 |
-2.04% |
| Shaker Financial Services LLC |
194,091 |
191,435 |
-2,656 |
-1.37% |
| Atria Wealth Solutions Inc. |
12,008 |
11,923 |
-85 |
-0.71% |
| Wells Fargo & Company MN |
153,370 |
152,298 |
-1,072 |
-0.70% |
| 13F Filers Exiting AGD |
|---|
| ORG Partners LLC |
2,000 |
0 |
-2,000 |
-100.00% |
| Raleigh Capital Management Inc. |
1,050 |
0 |
-1,050 |
-100.00% |
| Clear Creek Financial Management LLC |
12,871 |
0 |
-12,871 |
-100.00% |
| Cary Street Partners Investment Advisory LLC |
400 |
0 |
-400 |
-100.00% |
| Centerpoint Advisors LLC |
128 |
0 |
-128 |
-100.00% |
| Capital Investment Advisors LLC |
10,181 |
0 |
-10,181 |
-100.00% |
| Cetera Advisor Networks LLC |
11,509 |
0 |
-11,509 |
-100.00% |
| Cetera Advisors LLC |
14,899 |
0 |
-14,899 |
-100.00% |
| Stifel Financial Corp |
10,918 |
0 |
-10,918 |
-100.00% |
See Summary: Institutional Holders of AGD
See Details: Top 10 Hedge Funds Holding AGD
Also See: AGD Insider Buying
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