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This page summarizes the AFAM holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2018 period, comparing share count change from 12/31/2017 to 3/31/2018.
Share count is compared over these two periods to provide an indication of whether AFAM is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2017
Share Count | 3/31/2018
Share Count | Change | % Change |
|---|
| 13F Filers Increasing AFAM Share Count |
|---|
| SG Americas Securities LLC |
7,681 |
55,186 |
+47,505 |
+618.47% |
| Alliancebernstein L.P. |
14,100 |
35,400 |
+21,300 |
+151.06% |
| Coliseum Capital Management LLC |
52,000 |
118,200 |
+66,200 |
+127.31% |
| Deutsche Bank AG |
29,507 |
57,172 |
+27,665 |
+93.76% |
| Prelude Capital Management LLC |
49,241 |
93,362 |
+44,121 |
+89.60% |
| Chicago Capital Management LLC |
204,602 |
368,908 |
+164,306 |
+80.31% |
| Credit Suisse AG |
22,775 |
38,428 |
+15,653 |
+68.73% |
| Prosight Management LP |
90,548 |
135,000 |
+44,452 |
+49.09% |
| Invesco Ltd. |
47,047 |
69,882 |
+22,835 |
+48.54% |
| Thompson Siegel & Walmsley LLC |
5,900 |
8,550 |
+2,650 |
+44.92% |
| US Bancorp DE |
13,167 |
18,971 |
+5,804 |
+44.08% |
| Kellner Capital LLC |
43,000 |
61,700 |
+18,700 |
+43.49% |
| CNH Partners LLC |
30,266 |
43,334 |
+13,068 |
+43.18% |
| IndexIQ Advisors LLC |
26,427 |
37,162 |
+10,735 |
+40.62% |
| Chartwell Investment Partners LLC |
234,461 |
319,606 |
+85,145 |
+36.32% |
| Parkside Financial Bank & Trust |
9 |
12 |
+3 |
+33.33% |
|
3,785 |
4,906 |
+1,121 |
+29.62% |
| OMERS ADMINISTRATION Corp |
56,100 |
69,800 |
+13,700 |
+24.42% |
| GAM Holding AG |
119,530 |
143,730 |
+24,200 |
+20.25% |
| Comerica Bank |
13,046 |
15,069 |
+2,023 |
+15.51% |
| Bank of America Corp DE |
188,404 |
216,086 |
+27,682 |
+14.69% |
| Charles Schwab Investment Management Inc. |
55,222 |
62,175 |
+6,953 |
+12.59% |
| Geode Capital Management LLC |
108,755 |
121,096 |
+12,341 |
+11.35% |
| Group One Trading L.P. |
1,800 |
2,000 |
+200 |
+11.11% |
| Scout Investments Inc. |
62,225 |
67,525 |
+5,300 |
+8.52% |
| Aperio Group LLC |
5,110 |
5,532 |
+422 |
+8.26% |
| D. E. Shaw & Co. Inc. |
10,743 |
11,586 |
+843 |
+7.85% |
| Tributary Capital Management LLC |
239,612 |
257,051 |
+17,439 |
+7.28% |
| Gardner Lewis Asset Management L P |
48,196 |
51,486 |
+3,290 |
+6.83% |
| The PNC Financial Services Group Inc. |
11,136 |
11,673 |
+537 |
+4.82% |
| Parametric Portfolio Associates LLC |
31,044 |
32,531 |
+1,487 |
+4.79% |
| Public Sector Pension Investment Board |
7,582 |
7,942 |
+360 |
+4.75% |
| Louisiana State Employees Retirement System |
5,400 |
5,600 |
+200 |
+3.70% |
| Barclays PLC |
30,809 |
31,764 |
+955 |
+3.10% |
| Prudential Financial Inc. |
20,832 |
21,442 |
+610 |
+2.93% |
| Dubuque Bank & Trust |
3,887 |
3,998 |
+111 |
+2.86% |
| Legal & General Group Plc |
22,914 |
23,429 |
+515 |
+2.25% |
|
1,710 |
1,746 |
+36 |
+2.11% |
| State Board of Administration of Florida Retirement System |
6,798 |
6,925 |
+127 |
+1.87% |
| Rhumbline Advisers |
29,635 |
30,100 |
+465 |
+1.57% |
| Bank of New York Mellon Corp |
151,491 |
153,454 |
+1,963 |
+1.30% |
| California Public Employees Retirement System |
31,942 |
32,283 |
+341 |
+1.07% |
| Foundry Partners LLC |
164,645 |
165,918 |
+1,273 |
+0.77% |
|
23,103 |
23,219 |
+116 |
+0.50% |
| Vanguard Group Inc. |
717,550 |
720,279 |
+2,729 |
+0.38% |
| Ameriprise Financial Inc. |
601,910 |
604,063 |
+2,153 |
+0.36% |
| Royal Bank of Canada |
66,023 |
66,123 |
+100 |
+0.15% |
| Wells Fargo & Company MN |
42,370 |
42,381 |
+11 |
+0.03% |
| Summit Creek Advisors LLC |
144,450 |
144,460 |
+10 |
+0.01% |
| 13F Filers Reporting New Positions In AFAM |
|---|
| Sei Investments Co. |
0 |
20 |
+20 |
+100% |
| Toth Financial Advisory Corp |
0 |
13,100 |
+13,100 |
+100% |
| Panagora Asset Management Inc. |
0 |
4,545 |
+4,545 |
+100% |
| Kennedy Capital Management Inc. |
0 |
65,592 |
+65,592 |
+100% |
| Honkamp Krueger Financial Services Inc. |
0 |
228 |
+228 |
+100% |
| United Services Automobile Association |
0 |
3,671 |
+3,671 |
+100% |
| Asset Management One Co. Ltd. |
0 |
11,100 |
+11,100 |
+100% |
| CSS LLC IL |
0 |
15,788 |
+15,788 |
+100% |
| Paloma Partners Management Co |
0 |
14,173 |
+14,173 |
+100% |
| Millennium Management LLC |
0 |
140,265 |
+140,265 |
+100% |
|
0 |
986 |
+986 |
+100% |
| Capstone Investment Advisors LLC |
0 |
44,014 |
+44,014 |
+100% |
| K2 Principal Fund L.P. |
0 |
20,713 |
+20,713 |
+100% |
| United Capital Financial Advisers LLC |
0 |
3,600 |
+3,600 |
+100% |
|
0 |
511 |
+511 |
+100% |
| Gotham Asset Management LLC |
0 |
15,504 |
+15,504 |
+100% |
| Clear Street Markets LLC |
0 |
23,701 |
+23,701 |
+100% |
|
0 |
11,708 |
+11,708 |
+100% |
| Virtu Financial LLC |
0 |
34,998 |
+34,998 |
+100% |
|
0 |
500 |
+500 |
+100% |
| DLD Asset Management LP |
0 |
5,000 |
+5,000 |
+100% |
| BlueCrest Capital Management Ltd |
0 |
50,342 |
+50,342 |
+100% |
| Well Done LLC |
0 |
111 |
+111 |
+100% |
| Carillon Tower Advisers Inc. |
0 |
64,075 |
+64,075 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Gemmer Asset Management LLC |
92 |
92 |
UNCH |
0.00% |
| IFP Advisors Inc |
105 |
105 |
UNCH |
0.00% |
| Quadrant Capital Group LLC |
26 |
26 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
462 |
462 |
UNCH |
0.00% |
| TCI Wealth Advisors Inc. |
30 |
30 |
UNCH |
0.00% |
| Swiss National Bank |
20,253 |
20,253 |
UNCH |
0.00% |
| LS Investment Advisors LLC |
395 |
395 |
UNCH |
0.00% |
| Wealthspire Advisors L.P. |
12 |
12 |
UNCH |
0.00% |
| Prescott Group Capital Management L.L.C. |
8,474 |
8,474 |
UNCH |
0.00% |
| Capital Fund Management S.A. |
87,248 |
87,248 |
UNCH |
0.00% |
| Great West Life Assurance Co. Can |
17,537 |
17,537 |
UNCH |
0.00% |
| South Dakota Investment Council |
18,700 |
18,700 |
UNCH |
0.00% |
| New York State Teachers Retirement System |
6,738 |
6,738 |
UNCH |
0.00% |
| New York State Common Retirement Fund |
14,000 |
14,000 |
UNCH |
0.00% |
| Freestone Capital Holdings LLC |
4,460 |
4,460 |
UNCH |
0.00% |
| Voya Investment Management LLC |
5,537 |
5,537 |
UNCH |
0.00% |
| Telemetry Investments L.L.C. |
5,074 |
5,074 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
1,121 |
1,121 |
UNCH |
0.00% |
| Stone Ridge Asset Management LLC |
4,089 |
4,089 |
UNCH |
0.00% |
|
30,190 |
30,190 |
UNCH |
0.00% |
| Metropolitan Life Insurance Co NY |
4,236 |
4,236 |
UNCH |
0.00% |
| MetLife Investment Management LLC |
6,160 |
6,160 |
UNCH |
0.00% |
|
41,779 |
41,779 |
UNCH |
0.00% |
| Private Capital Group LLC |
127 |
127 |
UNCH |
0.00% |
| 13F Filers Decreasing AFAM Share Count |
|---|
| JPMorgan Chase & Co. |
53,184 |
3,537 |
-49,647 |
-93.35% |
| Municipal Employees Retirement System of Michigan |
61,980 |
4,730 |
-57,250 |
-92.37% |
| Westchester Capital Management LLC |
143,820 |
33,891 |
-109,929 |
-76.44% |
| Oberweis Asset Management Inc. |
14,500 |
4,000 |
-10,500 |
-72.41% |
| Balyasny Asset Management LLC |
63,500 |
20,000 |
-43,500 |
-68.50% |
| Morgan Stanley |
87,955 |
28,619 |
-59,336 |
-67.46% |
| Tower Research Capital LLC TRC |
953 |
345 |
-608 |
-63.80% |
| ARP Americas LP |
57,677 |
24,036 |
-33,641 |
-58.33% |
| Goldman Sachs Group Inc. |
433,688 |
188,222 |
-245,466 |
-56.60% |
| Citigroup Inc. |
11,809 |
6,035 |
-5,774 |
-48.89% |
| Pictet Asset Management Ltd. |
103,509 |
63,889 |
-39,620 |
-38.28% |
| Wolverine Asset Management LLC |
90,583 |
56,862 |
-33,721 |
-37.23% |
| UBS Group AG |
10,732 |
7,017 |
-3,715 |
-34.62% |
| BNP Paribas Arbitrage SA |
6,491 |
4,508 |
-1,983 |
-30.55% |
| Russell Investments Group Ltd. |
114,881 |
91,261 |
-23,620 |
-20.56% |
| American International Group Inc. |
10,130 |
8,165 |
-1,965 |
-19.40% |
| Fifth Third Bancorp |
40 |
33 |
-7 |
-17.50% |
| Rice Hall James & Associates LLC |
40,304 |
33,343 |
-6,961 |
-17.27% |
| State Street Corp |
355,812 |
295,558 |
-60,254 |
-16.93% |
| Victory Capital Management Inc. |
3,411 |
2,881 |
-530 |
-15.54% |
| C WorldWide Group Holding A S |
35,100 |
30,026 |
-5,074 |
-14.46% |
|
353,391 |
308,093 |
-45,298 |
-12.82% |
| Northern Trust Corp |
180,963 |
159,358 |
-21,605 |
-11.94% |
| Dalton Greiner Hartman Maher & Co. |
64,423 |
57,069 |
-7,354 |
-11.42% |
| Jane Street Group LLC |
4,690 |
4,166 |
-524 |
-11.17% |
| State of Tennessee Treasury Department |
9,490 |
8,588 |
-902 |
-9.50% |
| Gilder Gagnon Howe & Co. LLC |
229,483 |
208,307 |
-21,176 |
-9.23% |
|
485 |
443 |
-42 |
-8.66% |
| Teachers Retirement System of The State of Kentucky |
3,400 |
3,126 |
-274 |
-8.06% |
| FMR LLC |
1,007,646 |
938,313 |
-69,333 |
-6.88% |
| Arizona State Retirement System |
21,123 |
19,823 |
-1,300 |
-6.15% |
| California State Teachers Retirement System |
20,135 |
19,411 |
-724 |
-3.60% |
| The Manufacturers Life Insurance Company |
9,804 |
9,462 |
-342 |
-3.49% |
| BlackRock Inc. |
1,682,975 |
1,633,347 |
-49,628 |
-2.95% |
| BRYN MAWR TRUST Co |
56,586 |
55,161 |
-1,425 |
-2.52% |
| Principal Financial Group Inc. |
99,174 |
96,726 |
-2,448 |
-2.47% |
| Texas Permanent School Fund |
8,495 |
8,320 |
-175 |
-2.06% |
| Versant Capital Management Inc |
766 |
756 |
-10 |
-1.31% |
| First National Bank of Omaha |
22,550 |
22,350 |
-200 |
-0.89% |
| Round Hill Asset Management |
8,888 |
8,813 |
-75 |
-0.84% |
| Fisher Asset Management LLC |
76,154 |
75,976 |
-178 |
-0.23% |
| Dimensional Fund Advisors LP |
1,104,167 |
1,102,556 |
-1,611 |
-0.15% |
| 13F Filers Exiting AFAM |
|---|
| Envestnet Asset Management Inc. |
6,579 |
0 |
-6,579 |
-100.00% |
| Macquarie Group Ltd. |
600 |
0 |
-600 |
-100.00% |
| Squarepoint Ops LLC |
20,461 |
0 |
-20,461 |
-100.00% |
| Two Sigma Investments LP |
12,056 |
0 |
-12,056 |
-100.00% |
| Nuveen Asset Management LLC |
23,328 |
0 |
-23,328 |
-100.00% |
| Capital Research Global Investors |
519,500 |
0 |
-519,500 |
-100.00% |
| Parallax Volatility Advisers L.P. |
1,974 |
0 |
-1,974 |
-100.00% |
| Polar Asset Management Partners Inc. |
44,191 |
0 |
-44,191 |
-100.00% |
| Mason Street Advisors LLC |
3,269 |
0 |
-3,269 |
-100.00% |
| Walleye Trading LLC |
100,769 |
0 |
-100,769 |
-100.00% |
| Thrivent Financial for Lutherans |
7,834 |
0 |
-7,834 |
-100.00% |
| Rock Springs Capital Management LP |
147,540 |
0 |
-147,540 |
-100.00% |
| 6 Meridian |
9,359 |
0 |
-9,359 |
-100.00% |
| Renaissance Technologies LLC |
4,400 |
0 |
-4,400 |
-100.00% |
| Assetmark Inc. |
4 |
0 |
-4 |
-100.00% |
| Hudson Bay Capital Management LP |
40,000 |
0 |
-40,000 |
-100.00% |
|
8,754 |
0 |
-8,754 |
-100.00% |
| Quantbot Technologies LP |
600 |
0 |
-600 |
-100.00% |
| Citadel Advisors LLC |
8,649 |
0 |
-8,649 |
-100.00% |
| Employees Retirement System of Texas |
13,000 |
0 |
-13,000 |
-100.00% |
| Arrowstreet Capital Limited Partnership |
16,300 |
0 |
-16,300 |
-100.00% |
| Pinebridge Investments L.P. |
18,415 |
0 |
-18,415 |
-100.00% |
| First Trust Advisors LP |
11,250 |
0 |
-11,250 |
-100.00% |
| Teacher Retirement System of Texas |
4,147 |
0 |
-4,147 |
-100.00% |
| Glassman Wealth Services |
4 |
0 |
-4 |
-100.00% |
| Meeder Asset Management Inc. |
15 |
0 |
-15 |
-100.00% |
| First Horizon Advisors Inc. |
469 |
0 |
-469 |
-100.00% |
| State of Alaska Department of Revenue |
2,494 |
0 |
-2,494 |
-100.00% |
| Bank of Montreal Can |
3,896 |
0 |
-3,896 |
-100.00% |
| Simplex Trading LLC |
643 |
0 |
-643 |
-100.00% |
See Summary: Institutional Holders of AFAM
See Details: Top 10 Hedge Funds Holding AFAM
Also See: AFAM Insider Buying
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