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This page summarizes the AERI holdings changes quarter over quarter among those 13F filers that have reported for
the 9/30/2022 period, comparing share count change from 6/30/2022 to 9/30/2022.
Share count is compared over these two periods to provide an indication of whether AERI is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 6/30/2022
Share Count | 9/30/2022
Share Count | Change | % Change |
|---|
| 13F Filers Increasing AERI Share Count |
|---|
| JPMorgan Chase & Co. |
27,354 |
562,108 |
+534,754 |
+1954.94% |
| New York Life Investment Management LLC |
51,246 |
519,661 |
+468,415 |
+914.05% |
| Wells Fargo & Company MN |
19,367 |
169,586 |
+150,219 |
+775.64% |
| Quadrant Capital Group LLC |
94 |
600 |
+506 |
+538.30% |
| Goldman Sachs Group Inc. |
151,661 |
939,811 |
+788,150 |
+519.68% |
| Highland Capital Management Fund Advisors L.P. |
309,778 |
1,893,891 |
+1,584,113 |
+511.37% |
| Group One Trading L.P. |
276 |
1,576 |
+1,300 |
+471.01% |
| Two Sigma Advisers LP |
18,300 |
97,900 |
+79,600 |
+434.97% |
| Credit Suisse AG |
31,051 |
164,647 |
+133,596 |
+430.25% |
| State of Wisconsin Investment Board |
10,502 |
44,561 |
+34,059 |
+324.31% |
| SG Americas Securities LLC |
16,750 |
69,385 |
+52,635 |
+314.24% |
| Millennium Management LLC |
42,880 |
118,240 |
+75,360 |
+175.75% |
| Barclays PLC |
11,236 |
30,316 |
+19,080 |
+169.81% |
| Los Angeles Capital Management & Equity Research Inc. |
44,653 |
116,560 |
+71,907 |
+161.04% |
| Citadel Advisors LLC |
91,957 |
228,542 |
+136,585 |
+148.53% |
| Caxton Associates LP |
31,516 |
60,974 |
+29,458 |
+93.47% |
| Price T Rowe Associates Inc. MD |
15,715 |
28,234 |
+12,519 |
+79.66% |
| BNP Paribas Arbitrage SA |
10,493 |
16,855 |
+6,362 |
+60.63% |
| Two Sigma Investments LP |
29,829 |
47,529 |
+17,700 |
+59.34% |
| UBS Group AG |
1,710,637 |
2,405,832 |
+695,195 |
+40.64% |
| Renaissance Technologies LLC |
590,310 |
795,473 |
+205,163 |
+34.76% |
| MetLife Investment Management LLC |
19,670 |
24,261 |
+4,591 |
+23.34% |
| Ameritas Investment Partners Inc. |
3,106 |
3,728 |
+622 |
+20.03% |
| Cubist Systematic Strategies LLC |
27,022 |
32,335 |
+5,313 |
+19.66% |
| Rhumbline Advisers |
67,469 |
79,568 |
+12,099 |
+17.93% |
| Invesco Ltd. |
19,077 |
21,023 |
+1,946 |
+10.20% |
| Alliancebernstein L.P. |
64,700 |
69,300 |
+4,600 |
+7.11% |
| DAFNA Capital Management LLC |
289,040 |
307,232 |
+18,192 |
+6.29% |
| Mirae Asset Global Investments Co. Ltd. |
33,061 |
35,026 |
+1,965 |
+5.94% |
| Tower Research Capital LLC TRC |
4,109 |
4,342 |
+233 |
+5.67% |
| Nisa Investment Advisors LLC |
700 |
739 |
+39 |
+5.57% |
| Bank of New York Mellon Corp |
228,059 |
238,464 |
+10,405 |
+4.56% |
| Voya Investment Management LLC |
17,920 |
18,732 |
+812 |
+4.53% |
| UBS Asset Management Americas Inc. |
51,244 |
53,554 |
+2,310 |
+4.51% |
| US Bancorp DE |
3,805 |
3,944 |
+139 |
+3.65% |
| Deerfield Management Company L.P. Series C |
4,695,020 |
4,855,005 |
+159,985 |
+3.41% |
| BlackRock Inc. |
3,431,770 |
3,544,947 |
+113,177 |
+3.30% |
| Geode Capital Management LLC |
835,386 |
862,809 |
+27,423 |
+3.28% |
| American International Group Inc. |
21,923 |
22,574 |
+651 |
+2.97% |
| Sei Investments Co. |
47,910 |
49,059 |
+1,149 |
+2.40% |
| Amalgamated Bank |
7,200 |
7,370 |
+170 |
+2.36% |
| Charles Schwab Investment Management Inc. |
348,021 |
355,296 |
+7,275 |
+2.09% |
| Northern Trust Corp |
451,857 |
457,539 |
+5,682 |
+1.26% |
| Swiss National Bank |
102,600 |
103,800 |
+1,200 |
+1.17% |
| State Street Corp |
944,000 |
951,675 |
+7,675 |
+0.81% |
| Arizona State Retirement System |
11,803 |
11,892 |
+89 |
+0.75% |
| Natixis Advisors L.P. |
37,192 |
37,375 |
+183 |
+0.49% |
| 13F Filers Reporting New Positions In AERI |
|---|
| Proequities Inc. |
0 |
0 |
UNCH |
100% |
| Gamco Investors INC. ET AL |
0 |
45,050 |
+45,050 |
+100% |
| Tudor Investment Corp Et Al |
0 |
48,874 |
+48,874 |
+100% |
| Bank of Montreal Can |
0 |
468,900 |
+468,900 |
+100% |
| GABELLI & Co INVESTMENT ADVISERS INC. |
0 |
230,400 |
+230,400 |
+100% |
| Martingale Asset Management L P |
0 |
38,299 |
+38,299 |
+100% |
| Great West Life Assurance Co. Can |
0 |
1,817 |
+1,817 |
+100% |
| Federated Hermes Inc. |
0 |
802 |
+802 |
+100% |
| Gabelli Funds LLC |
0 |
452,567 |
+452,567 |
+100% |
| Massmutual Trust Co. FSB ADV |
0 |
20 |
+20 |
+100% |
| Prudential Financial Inc. |
0 |
59,040 |
+59,040 |
+100% |
| S. Muoio & CO. LLC |
0 |
36,655 |
+36,655 |
+100% |
| Harvest Management LLC |
0 |
50,000 |
+50,000 |
+100% |
| Nomura Holdings Inc. |
0 |
46,893 |
+46,893 |
+100% |
| CNH Partners LLC |
0 |
1,078,446 |
+1,078,446 |
+100% |
| Longfellow Investment Management Co. LLC |
0 |
2,385 |
+2,385 |
+100% |
| Water Island Capital LLC |
0 |
2,082,516 |
+2,082,516 |
+100% |
| Wolverine Asset Management LLC |
0 |
11,841 |
+11,841 |
+100% |
| Guggenheim Capital LLC |
0 |
14,020 |
+14,020 |
+100% |
| Magnetar Financial LLC |
0 |
441,584 |
+441,584 |
+100% |
| Prelude Capital Management LLC |
0 |
83,004 |
+83,004 |
+100% |
| Public Sector Pension Investment Board |
0 |
281,000 |
+281,000 |
+100% |
| Alpine Associates Management Inc. |
0 |
1,028,900 |
+1,028,900 |
+100% |
| GHP Investment Advisors Inc. |
0 |
400 |
+400 |
+100% |
| Susquehanna International Group LLP |
0 |
14,877 |
+14,877 |
+100% |
| Verition Fund Management LLC |
0 |
23,275 |
+23,275 |
+100% |
| Signaturefd LLC |
0 |
395 |
+395 |
+100% |
| Simplex Trading LLC |
0 |
4,120 |
+4,120 |
+100% |
| Gotham Asset Management LLC |
0 |
11,106 |
+11,106 |
+100% |
| Westchester Capital Management LLC |
0 |
15,000 |
+15,000 |
+100% |
| Quantbot Technologies LP |
0 |
1,222 |
+1,222 |
+100% |
| Virtu Financial LLC |
0 |
25,101 |
+25,101 |
+100% |
| Candriam Luxembourg S.C.A. |
0 |
142,745 |
+142,745 |
+100% |
| Boothbay Fund Management LLC |
0 |
40,600 |
+40,600 |
+100% |
| Kellner Capital LLC |
0 |
124,575 |
+124,575 |
+100% |
| Ergoteles LLC |
0 |
428,184 |
+428,184 |
+100% |
| DLD Asset Management LP |
0 |
100,000 |
+100,000 |
+100% |
| Chicago Capital Management LLC |
0 |
10,348 |
+10,348 |
+100% |
| Alpine Global Management LLC |
0 |
71,825 |
+71,825 |
+100% |
| Schonfeld Strategic Advisors LLC |
0 |
290,416 |
+290,416 |
+100% |
| Parallel Advisors LLC |
0 |
8 |
+8 |
+100% |
| Centiva Capital LP |
0 |
50,000 |
+50,000 |
+100% |
| Eversept Partners LP |
0 |
256,289 |
+256,289 |
+100% |
| PenderFund Capital Management Ltd. |
0 |
22,950 |
+22,950 |
+100% |
| Diametric Capital LP |
0 |
18,573 |
+18,573 |
+100% |
| Qube Research & Technologies Ltd |
0 |
221,266 |
+221,266 |
+100% |
| ExodusPoint Capital Management LP |
0 |
47,605 |
+47,605 |
+100% |
| Key Financial Inc |
0 |
150 |
+150 |
+100% |
| BCK Capital Management LP |
0 |
64,000 |
+64,000 |
+100% |
| GWM Asset Management Ltd |
0 |
463,900 |
+463,900 |
+100% |
| Jump Financial LLC |
0 |
45,846 |
+45,846 |
+100% |
| Tradition Wealth Management LLC |
0 |
167 |
+167 |
+100% |
| China Universal Asset Management Co. Ltd. |
0 |
463 |
+463 |
+100% |
| EHP Funds Inc. |
0 |
275,924 |
+275,924 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Public Employees Retirement Association of Colorado |
8,192 |
8,192 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
116 |
116 |
UNCH |
0.00% |
| Metropolitan Life Insurance Co NY |
2,986 |
2,986 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
19,597 |
19,597 |
UNCH |
0.00% |
| Jefferies Group LLC |
2,361,000 |
2,361,000 |
UNCH |
0.00% |
| Thompson Investment Management Inc. |
74,712 |
74,712 |
UNCH |
0.00% |
| Zurcher Kantonalbank Zurich Cantonalbank |
5,030 |
5,030 |
UNCH |
0.00% |
| Daiwa Securities Group Inc. |
102 |
102 |
UNCH |
0.00% |
| BSW Wealth Partners |
20,750 |
20,750 |
UNCH |
0.00% |
| CWM LLC |
8 |
8 |
UNCH |
0.00% |
| Siena Capital LLC |
8 |
8 |
UNCH |
0.00% |
| Atria Wealth Solutions Inc. |
12,000 |
12,000 |
UNCH |
0.00% |
| 13F Filers Decreasing AERI Share Count |
|---|
| FMR LLC |
581,585 |
1,114 |
-580,471 |
-99.81% |
| Ameriprise Financial Inc. |
1,419,176 |
116,422 |
-1,302,754 |
-91.80% |
| Walleye Capital LLC |
631,490 |
67,310 |
-564,180 |
-89.34% |
| Allianz Asset Management GmbH |
169,375 |
24,100 |
-145,275 |
-85.77% |
| Jacobs Levy Equity Management Inc. |
1,183,676 |
200,808 |
-982,868 |
-83.04% |
| Advisor Group Holdings Inc. |
15,225 |
3,307 |
-11,918 |
-78.28% |
| Jane Street Group LLC |
56,463 |
13,041 |
-43,422 |
-76.90% |
| Stifel Financial Corp |
189,026 |
45,665 |
-143,361 |
-75.84% |
| Voloridge Investment Management LLC |
123,766 |
44,846 |
-78,920 |
-63.77% |
| AQR Capital Management LLC |
81,013 |
30,590 |
-50,423 |
-62.24% |
| PDT Partners LLC |
157,037 |
60,164 |
-96,873 |
-61.69% |
| Bank of America Corp DE |
2,599,748 |
1,081,133 |
-1,518,615 |
-58.41% |
| Lindbrook Capital LLC |
32 |
16 |
-16 |
-50.00% |
| Legal & General Group Plc |
37,025 |
19,147 |
-17,878 |
-48.29% |
| Algert Global LLC |
29,440 |
15,269 |
-14,171 |
-48.14% |
| New York State Common Retirement Fund |
110,912 |
61,094 |
-49,818 |
-44.92% |
| Principal Financial Group Inc. |
41,027 |
22,706 |
-18,321 |
-44.66% |
| Fred Alger Management LLC |
1,059,565 |
598,325 |
-461,240 |
-43.53% |
| Morgan Stanley |
1,991,084 |
1,319,893 |
-671,191 |
-33.71% |
| Hall Laurie J Trustee |
710 |
485 |
-225 |
-31.69% |
| Royal Bank of Canada |
10,049 |
6,923 |
-3,126 |
-31.11% |
| Schroder Investment Management Group |
2,094,811 |
1,500,183 |
-594,628 |
-28.39% |
| Deutsche Bank AG |
1,003,443 |
740,882 |
-262,561 |
-26.17% |
| Squarepoint Ops LLC |
63,919 |
47,884 |
-16,035 |
-25.09% |
| Wellington Management Group LLP |
267,565 |
231,847 |
-35,718 |
-13.35% |
| Rice Hall James & Associates LLC |
1,844,627 |
1,603,458 |
-241,169 |
-13.07% |
| Cutler Group LP |
2,300 |
2,000 |
-300 |
-13.04% |
| Integrated Wealth Concepts LLC |
12,694 |
11,185 |
-1,509 |
-11.89% |
| Vanguard Group Inc. |
2,719,487 |
2,441,120 |
-278,367 |
-10.24% |
| Nuveen Asset Management LLC |
449,312 |
404,020 |
-45,292 |
-10.08% |
| Levin Capital Strategies L.P. |
1,228,525 |
1,125,395 |
-103,130 |
-8.39% |
| Lazard Asset Management LLC |
7,877 |
7,248 |
-629 |
-7.99% |
| Macquarie Group Ltd. |
5,498 |
5,100 |
-398 |
-7.24% |
| Pinnacle Associates Ltd. |
1,033,852 |
964,759 |
-69,093 |
-6.68% |
| First Republic Investment Management Inc. |
19,845 |
18,628 |
-1,217 |
-6.13% |
| DCF Advisers LLC |
167,165 |
157,665 |
-9,500 |
-5.68% |
| Endurance Wealth Management Inc. |
167,503 |
159,703 |
-7,800 |
-4.66% |
| Citigroup Inc. |
1,154,623 |
1,100,775 |
-53,848 |
-4.66% |
| The Manufacturers Life Insurance Company |
20,176 |
19,618 |
-558 |
-2.77% |
| California State Teachers Retirement System |
57,612 |
56,433 |
-1,179 |
-2.05% |
| D. E. Shaw & Co. Inc. |
248,399 |
243,976 |
-4,423 |
-1.78% |
| Montag A & Associates Inc. |
3,458 |
3,408 |
-50 |
-1.45% |
| Allspring Global Investments Holdings LLC |
36,350 |
35,952 |
-398 |
-1.09% |
| Hazlett Burt & Watson Inc. |
22,425 |
22,200 |
-225 |
-1.00% |
| Nordea Investment Management AB |
89,379 |
88,766 |
-613 |
-0.69% |
| 13F Filers Exiting AERI |
|---|
| Running Point Capital Advisors LLC |
10,741 |
0 |
-10,741 |
-100.00% |
| XTX Topco Ltd |
21,012 |
0 |
-21,012 |
-100.00% |
| Elequin Capital LP |
24 |
0 |
-24 |
-100.00% |
| Aquatic Capital Management LLC |
100 |
0 |
-100 |
-100.00% |
| Qtron Investments LLC |
15,730 |
0 |
-15,730 |
-100.00% |
| Rockefeller Capital Management L.P. |
288 |
0 |
-288 |
-100.00% |
| Russell Investments Group Ltd. |
56,621 |
0 |
-56,621 |
-100.00% |
| Rubric Capital Management LP |
1,231,483 |
0 |
-1,231,483 |
-100.00% |
| C WorldWide Group Holding A S |
1,156,142 |
0 |
-1,156,142 |
-100.00% |
| Engineers Gate Manager LP |
21,600 |
0 |
-21,600 |
-100.00% |
| Point72 Asset Management L.P. |
31,900 |
0 |
-31,900 |
-100.00% |
| Rhenman & Partners Asset Management AB |
562,350 |
0 |
-562,350 |
-100.00% |
| Granite Investment Partners LLC |
468,152 |
0 |
-468,152 |
-100.00% |
| Captrust Financial Advisors |
436 |
0 |
-436 |
-100.00% |
| Ensign Peak Advisors Inc |
36,350 |
0 |
-36,350 |
-100.00% |
| Alyeska Investment Group L.P. |
100,000 |
0 |
-100,000 |
-100.00% |
| PFM Health Sciences LP |
699,531 |
0 |
-699,531 |
-100.00% |
| Stonepine Capital Management LLC |
251,235 |
0 |
-251,235 |
-100.00% |
| Envestnet Asset Management Inc. |
78,879 |
0 |
-78,879 |
-100.00% |
| Walleye Trading LLC |
15,894 |
0 |
-15,894 |
-100.00% |
| Marshall Wace LLP |
434,525 |
0 |
-434,525 |
-100.00% |
| Graham Capital Management L.P. |
50,017 |
0 |
-50,017 |
-100.00% |
| Jacob Asset Management of New York LLC |
210,143 |
0 |
-210,143 |
-100.00% |
| Wrapmanager Inc. |
39,988 |
0 |
-39,988 |
-100.00% |
| Balyasny Asset Management LLC |
51,816 |
0 |
-51,816 |
-100.00% |
| Granahan Investment Management Inc. MA |
707,398 |
0 |
-707,398 |
-100.00% |
| Smithfield Trust Co. |
3,010 |
0 |
-3,010 |
-100.00% |
| Acadian Asset Management LLC |
80,402 |
0 |
-80,402 |
-100.00% |
| Panagora Asset Management Inc. |
45,517 |
0 |
-45,517 |
-100.00% |
| Hsbc Holdings PLC |
16,248 |
0 |
-16,248 |
-100.00% |
| OLD National Bancorp IN |
17,092 |
0 |
-17,092 |
-100.00% |
| Truist Financial Corp |
35,533 |
0 |
-35,533 |
-100.00% |
See Summary: Institutional Holders of AERI
See Details: Top 10 Hedge Funds Holding AERI
Also See: AERI Insider Buying
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