 |
|
|
This page summarizes the ADXS holdings changes quarter over quarter among those 13F filers that have reported for
the 3/31/2018 period, comparing share count change from 12/31/2017 to 3/31/2018.
Share count is compared over these two periods to provide an indication of whether ADXS is being accumulated or
sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the
long only reporting requirement).
| Filer | 12/31/2017
Share Count | 3/31/2018
Share Count | Change | % Change |
|---|
| 13F Filers Increasing ADXS Share Count |
|---|
| Barclays PLC |
26 |
19,934 |
+19,908 |
+76569.23% |
| Goldman Sachs Group Inc. |
10,441 |
93,482 |
+83,041 |
+795.34% |
| DAFNA Capital Management LLC |
247,000 |
697,000 |
+450,000 |
+182.19% |
| Walleye Trading LLC |
16,000 |
45,000 |
+29,000 |
+181.25% |
| Balyasny Asset Management LLC |
21,442 |
46,675 |
+25,233 |
+117.68% |
| Renaissance Technologies LLC |
492,394 |
992,394 |
+500,000 |
+101.54% |
| Deutsche Bank AG |
467,324 |
788,860 |
+321,536 |
+68.80% |
| Citigroup Inc. |
6,404 |
10,670 |
+4,266 |
+66.61% |
| Summit Trail Advisors LLC |
2,000 |
3,280 |
+1,280 |
+64.00% |
| Parametric Portfolio Associates LLC |
17,431 |
26,432 |
+9,001 |
+51.64% |
| D. E. Shaw & Co. Inc. |
424,404 |
638,506 |
+214,102 |
+50.45% |
| Commonwealth Equity Services LLC |
12,155 |
17,983 |
+5,828 |
+47.95% |
| Cutler Capital Management LLC |
75,876 |
100,000 |
+24,124 |
+31.79% |
| BlackRock Inc. |
2,281,216 |
2,925,417 |
+644,201 |
+28.24% |
|
12,400 |
13,304 |
+904 |
+7.29% |
| Vanguard Group Inc. |
1,965,538 |
2,100,272 |
+134,734 |
+6.85% |
| Northern Trust Corp |
440,175 |
467,727 |
+27,552 |
+6.26% |
| Wells Fargo & Company MN |
66,206 |
69,806 |
+3,600 |
+5.44% |
| Bank of New York Mellon Corp |
140,875 |
147,640 |
+6,765 |
+4.80% |
| Meeder Asset Management Inc. |
428 |
447 |
+19 |
+4.44% |
| State Street Corp |
646,922 |
674,406 |
+27,484 |
+4.25% |
| Charles Schwab Investment Management Inc. |
144,036 |
146,818 |
+2,782 |
+1.93% |
| Geode Capital Management LLC |
282,545 |
285,323 |
+2,778 |
+0.98% |
| BNP Paribas Arbitrage SA |
8,156 |
8,233 |
+77 |
+0.94% |
| Price T Rowe Associates Inc. MD |
57,100 |
57,173 |
+73 |
+0.13% |
| 13F Filers Reporting New Positions In ADXS |
|---|
| Perceptive Advisors LLC |
0 |
1,500,000 |
+1,500,000 |
+100% |
| SG Americas Securities LLC |
0 |
14,872 |
+14,872 |
+100% |
| A.R.T. Advisors LLC |
0 |
29,842 |
+29,842 |
+100% |
| Marshall Wace North America L.P. |
0 |
44,519 |
+44,519 |
+100% |
| Meitav Dash Investments Ltd. |
0 |
136,945 |
+136,945 |
+100% |
| Two Sigma Securities LLC |
0 |
11,332 |
+11,332 |
+100% |
| Tower Research Capital LLC TRC |
0 |
10,718 |
+10,718 |
+100% |
| Boothbay Fund Management LLC |
0 |
67,987 |
+67,987 |
+100% |
| 13F Filers With Unchanged Share Count |
|---|
| Edge Wealth Management LLC |
850 |
850 |
UNCH |
0.00% |
| Syntal Capital Partners LLC |
10,000 |
10,000 |
UNCH |
0.00% |
| JFS Wealth Advisors LLC |
500 |
500 |
UNCH |
0.00% |
| Northwestern Mutual Wealth Management Co. |
5,000 |
5,000 |
UNCH |
0.00% |
| State Board of Administration of Florida Retirement System |
20,505 |
20,505 |
UNCH |
0.00% |
| Victory Capital Management Inc. |
5,316 |
5,316 |
UNCH |
0.00% |
| Public Employees Retirement Association of Colorado |
16,161 |
16,161 |
UNCH |
0.00% |
| Calton & Associates Inc. |
19,800 |
19,800 |
UNCH |
0.00% |
| California Public Employees Retirement System |
47,900 |
47,900 |
UNCH |
0.00% |
| State of Wisconsin Investment Board |
31,000 |
31,000 |
UNCH |
0.00% |
| The PNC Financial Services Group Inc. |
24,000 |
24,000 |
UNCH |
0.00% |
| Raymond James Financial Services Advisors Inc. |
16,402 |
16,402 |
UNCH |
0.00% |
| Dimensional Fund Advisors LP |
54,273 |
54,273 |
UNCH |
0.00% |
| Capital Analysts LLC |
3,000 |
3,000 |
UNCH |
0.00% |
| New York State Common Retirement Fund |
34,200 |
34,200 |
UNCH |
0.00% |
| Simon Quick Advisors LLC |
500 |
500 |
UNCH |
0.00% |
| Alliancebernstein L.P. |
75,300 |
75,300 |
UNCH |
0.00% |
|
2,500 |
2,500 |
UNCH |
0.00% |
| United Capital Financial Advisers LLC |
37,544 |
37,544 |
UNCH |
0.00% |
| Focused Wealth Management Inc |
275 |
275 |
UNCH |
0.00% |
| Voya Investment Management LLC |
17,612 |
17,612 |
UNCH |
0.00% |
| IHT Wealth Management LLC |
9,590 |
9,590 |
UNCH |
0.00% |
|
5,800 |
5,800 |
UNCH |
0.00% |
| Zacks Investment Management |
12,317 |
12,317 |
UNCH |
0.00% |
| Ameritas Investment Partners Inc. |
3,095 |
3,095 |
UNCH |
0.00% |
| Krilogy Financial LLC |
1,140 |
1,140 |
UNCH |
0.00% |
|
65,212 |
65,212 |
UNCH |
0.00% |
| California State Teachers Retirement System |
58,649 |
58,649 |
UNCH |
0.00% |
| 13F Filers Decreasing ADXS Share Count |
|---|
| UBS Group AG |
19,390 |
600 |
-18,790 |
-96.91% |
| Cutler Group LP |
32,342 |
2,100 |
-30,242 |
-93.51% |
| Simplex Trading LLC |
11,063 |
1,496 |
-9,567 |
-86.48% |
| Bank of America Corp DE |
23,628 |
5,667 |
-17,961 |
-76.02% |
| The Manufacturers Life Insurance Company |
8,695 |
2,136 |
-6,559 |
-75.43% |
| Royal Bank of Canada |
184 |
51 |
-133 |
-72.28% |
| FMR LLC |
542,230 |
237,651 |
-304,579 |
-56.17% |
| Bridgeway Capital Management Inc. |
187,800 |
87,800 |
-100,000 |
-53.25% |
| Citadel Advisors LLC |
52,793 |
27,664 |
-25,129 |
-47.60% |
| D.A. Davidson & CO. |
64,100 |
34,000 |
-30,100 |
-46.96% |
| Credit Suisse AG |
88,177 |
51,635 |
-36,542 |
-41.44% |
| Legal & General Group Plc |
8,774 |
5,432 |
-3,342 |
-38.09% |
| Wolverine Asset Management LLC |
2,389 |
1,789 |
-600 |
-25.12% |
| Adage Capital Partners GP L.L.C. |
4,000,000 |
3,500,000 |
-500,000 |
-12.50% |
| Stonebridge Capital Management Inc. |
37,595 |
34,580 |
-3,015 |
-8.02% |
| JPMorgan Chase & Co. |
8,027 |
7,577 |
-450 |
-5.61% |
|
105,059 |
99,999 |
-5,060 |
-4.82% |
| American International Group Inc. |
25,063 |
24,059 |
-1,004 |
-4.01% |
| Morgan Stanley |
178,381 |
174,249 |
-4,132 |
-2.32% |
| Rhumbline Advisers |
36,077 |
35,377 |
-700 |
-1.94% |
| 13F Filers Exiting ADXS |
|---|
| Jane Street Group LLC |
11,428 |
0 |
-11,428 |
-100.00% |
| Millennium Management LLC |
30,583 |
0 |
-30,583 |
-100.00% |
| Squarepoint Ops LLC |
20,630 |
0 |
-20,630 |
-100.00% |
| AQR Capital Management LLC |
86,208 |
0 |
-86,208 |
-100.00% |
| Susquehanna International Group LLP |
172,094 |
0 |
-172,094 |
-100.00% |
| Weiss Multi Strategy Advisers LLC |
30,000 |
0 |
-30,000 |
-100.00% |
| Jefferies Group LLC |
442,900 |
0 |
-442,900 |
-100.00% |
| Parallax Volatility Advisers L.P. |
5,502 |
0 |
-5,502 |
-100.00% |
| Prelude Capital Management LLC |
553 |
0 |
-553 |
-100.00% |
| Jacobs Levy Equity Management Inc. |
13,200 |
0 |
-13,200 |
-100.00% |
| American Century Companies Inc. |
18,211 |
0 |
-18,211 |
-100.00% |
| IFP Advisors Inc |
250 |
0 |
-250 |
-100.00% |
| Bank of Montreal Can |
433,198 |
0 |
-433,198 |
-100.00% |
| Nisa Investment Advisors LLC |
900 |
0 |
-900 |
-100.00% |
| Franklin Street Advisors Inc. NC |
129,800 |
0 |
-129,800 |
-100.00% |
See Summary: Institutional Holders of ADXS
See Details: Top 10 Hedge Funds Holding ADXS
Also See: ADXS Insider Buying
|
|
